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IN SEARCH OF REALITY XVIII
Review III
A Study in Thought
by
Marius Heuff
@M.Heuff
Chapter 1
Content
The importance of a belief in the truth.
Philosophical niceties and the question of relevance.
The trade-off between flexible tolerance and a purposeful resolve.
The existential meaning of belief structures.
A comparison between human and animal awareness mechanisms.
1 It always amazes me, how
dependent we are upon a conviction that we possess "the truth", or,
rather, upon a belief structure we believe to be absolutely true. Obviously, to
possess the truth is very important for us, but, this desire is less inspired
by a search for beauty than by a need for power and mastery. If we are
convinced, that we have the truth in our hands, or head, we rely, implicitly,
upon these mental images that appear to us as an absolute reality, and, we are,
usually, oblivious to any distinction between the reality "as it
exists", and, the concept we have about this reality.
2 We assume easily, and, perhaps,
necessarily, that there is no difference between the reality "as is"
and the imagery we have about it. Any discrepancy would mean, that we do not
really possess the truth, and we will not rest, until we have cleared away all
doubts. Then, we are sure, once again, that we know the truth, and, any
distinction between our knowlege of the truth, and the reality "as
is", becomes irrelevant.
3 This is the reason, why a
philosophical insistence upon the acknowledgement that all our ideas and
beliefs are nothing more than a collection of mental images, becomes irritating
to those, who rely completely and implicitly upon the absolute accuracy of
their beliefs in the truth.
4 True, if I believe, without any doubts, that a certain knowledge or information is absolutely correct, any distinction between the truth and the imagery about it, becomes meaningless. Besides, the insistence that all knowledge is only a concept or mental imagery, makes no sense to those, who never question the reasons, why they believe in whatever is so obviously true for them. The belief in a truth, as well as the experience of this truth, fuse into an indivisible unit, and, a strong believer can only answer that he knows, and experiences, many times, that his strong convictions are completely true.
5 However, many of us have
experienced the fact, that we can see and observe someone with a strong, or,
even, absolute faith in a truth, which, we know, see and experience, to be
completely wrong. Yet, at the same time, many of us feel, intuitively, or, we
argue with varying degrees of persuasion in favour of the concept, that the
mental imagery of a truth or reality perception must correspond, closely, with
an absolute reality, because we seem to be able to predict, often, with a
startling accuracy, what is going to happen in the immediate future.
6 Is it, therefore, meaningful to
distinguish between a truth "as we know it", and, a truth as it exists
outside, or apart from, the human mind? The principle reason for doing so, is
the experience that our concepts about any truth are bound to change as time
goes by, in spite of the fact, that these concepts allow us a great deal of
predictability and mastery over our environment. Therefore, the distinction
between a truth and our image of it may help us to remain aware of the
essentially organic or biological nature of our existence, including our
beliefs.
7 By being aware of the
inevitable changes that are going to occur in our concepts about the truth,
(either, in our own environment, or, in other cultures), we remain flexible in
our adaptations, and, we may avoid a futile form of confrontation, based on
conflicting beliefs. However, this same awareness must undermine, to some
extent, the strength we derive from a faith in the absolute validity of our
truths. By being somewhat skeptical about the certainty we appear to possess,
we lose, necessarily, some strength of conviction. We obtain a certain flexibility
and tolerance at the price of a weakened sense of righteousness and purposeful
resolve.
8 Yet, there can be little doubt,
that we have to be confident about the truthfulness of our concepts, because
our need to grasp reality is so great, that we would, simply, not be able to
function at all, if we would have to question, continuously, the reliability of
our most fundamental beliefs, every time we had to make a decision. We have to
be able to rely upon certain belief structures, but, we experience, also, that
we may rely upon a more vaguely delineated system of judgement; an intuitive
feeling, or, a judgement guiding our decision-making processes, without relying
upon a clear and verbalisable imagery of the truth.
9 In all probability, the
specifically human characteristic of relying, heavily, upon a consciously
grasped and deliberately constructed belief structure, is, philogenetically, a
very recent development in the evolution of the living organisation. We may be
the only species on earth that relies, so heavily, on conscious beliefs to
guide our behavioural choices. This process is quite different from learning to
modify behaviour in the light of past experiences. All animals learn to do
this, at least, to some extent, and the highly developed mammals and
anthropoids rely very heavily upon their past experiences, as well as on taught
behaviour-patterns, in order to maintain their viability. We have seen, that it
is reasonable to consider the transmission of "taught
behaviour-patterns" through the mechanisms of imitating parental
behaviour, as the beginning of a process of "cultural transmission".
10 Yet, we do not have any
clear-cut evidence to assume, that the non-human animals develop, within a
natural setting, anything like a conscious awareness of "true" or
"false". The animal learns and categorises its experiences according
to the possibilities given in the structure and function of its organism, and,
we may say, therefore, that the animal learns in a way that is genetically
determined; similar experiences of similar animals under similar circumstances
will lead to similar responses, but, not so in the human being.
11 The behaviourally flexible
animal will react to the present circumstances in the light of its past
experiences, as well as its interpretation of the circumstances of the moment.
An animal will certainly recognise common events, objects, as well as other
life-forms, and, it will react to these circumstances "in a natural
manner"; with a reaction-pattern that is modified and shaped by its
personal experiences, but, the reaction-pattern is, in essence, determined by
the biological structure and function of the organism.
12 To a large extent, the same
holds true for the human being, and, we have pointed-out, in the past, that
human reaction-patterns are quite similar, especially, when we consider the
patterns of behaviour that are closest to the genetically engraved, instinctive
drives for the fulfilment of basic biological needs. However, we see, that the
human being also reacts to his environment in accordance with a conscious
reality perception of what he believes to be true, and these behavioural
modifications alter, sometimes dramatically, the biologically given,
instinctive behaviour-patterns of a human being.
13 We can easily agree about the
observation, that human belief structures vary enormously, and, because of the
inter-position of a belief structure between stimulus and response, we see,
that human behaviour has acquired an additional dimension of variability. The
inter-position of a belief structure between the incoming, or
"afferent" processes of information-gathering and classification,
and, the outgoing, or "efferent" patterns of our behaviour, acts like
a filter in front of a photographic lens, because the belief structure
influences, dramatically, the way we interpret reality. When reviewing human
history, we see, how often this communally elaborated structure of beliefs may
lead us astray, as we reflect upon the disastrous consequences of so many
collective behavioural responses.
.......
Chapter 2
Content
Flexibility and viability.
Neurological systems of classification.
The range of recognition-patterns.
1 We should trace the development
of conscious awareness a little more in detail in order to appreciate the
enormous significance of our belief structures. Obviously, this added dimension
in behavioural flexibility was an existential asset and represented an increase
in viability, but, just like any other biological possibility that has been selected
by natural pressures and developed by the search for increased viability, it
would be wise to look for the price that was paid for this development. In
addition to the usual biological trade-off, the evolutionary development of
this extra dimension of behavioural flexibility holds the key to our
understanding of the phenomena of conscious awareness and understanding, and,
perhaps, the essence of being human.
2 All the complex animals are
capable of extensive variations in locomotor behaviour, or "movements",
in order to hunt their prey, avoid predators and find a mate, and, they have to
be able to recognise many different categories of signals or sense impressions.
This means, that, from an early stage in the development of the flexible animal
life-form, the central nervous system was able to classify sense impressions,
or incoming stimuli, into categories of similarity. The ability to
group-together a series of stimuli or sensations that are similar, but not
identical, implies, that the organism, or, rather, the central nervous system
of such an organism is capable of abstracting common denominators from a large
series of similar sensations.
3 If an organism would make use
of a very narrow range of variability in the common denominators or features that
make-up the population of a recognisable category, the occurrence of such a
recognition would be rare, because of the marked degree of similarity, or
congruence, required between slightly different sense impressions.
Consequently, the faculty of classification and recognition would be less
useful as a tool to find food or avoid predators. Such a situation would
decrease viability, as well as adaptability, and, we see, that, those
life-forms, which have been genetically most precisely adapted to a specific
ecological niche, have, indeed, a rather limited range of variability in their
ability to recognise categories of similarity in existence or event. The
viability of such a species depends, then, heavily, upon the persistence of a
rather narrow or specific set of circumstances, or, a narrow ecological niche.
If this ecological niche changes drastically, the precisely adapted species is
in grave danger of becoming extinct, because, as a rule, it lacks the ability
to embark on another ambitious program of genetically encoded adaptations.
4 Of course, a particular
ecological niche must have been present for a prolonged period of time, before
the slow processes of genetic adaptation can shape an organism specifically for
a particular ecological niche, and, the slowness of the genetic adaptation
prevents the selection of a very transient niche or opportunity.
5 A rapid genetic turn-over in
the form of rapidly maturing generations, favours penetration into a
specialised way of life. For species' that are too slow in their genetic
turn-over, or, not numerous enough in their population to make use of existence
possibilities that come and go rather quickly, nature has experimented,
audaciously, with a remarkable short-cut in behavioural adaptation. In stead of
relying upon a precisely adapted organic structure and function, (under the
instructions of the genetic code), nature began to experiment with the
possibilities given by enlarging the range of behavioural adaptations during
the life-span of a member of the species. As a logical corollary, such a
species needs a marked elaboration and sophistication in its capabilities to
recognise a large number of categories of similarities.
6 Coming back to the complex,
behaviourally flexible animal, we see, therefore, that the need to recognise a
large variety of categories of stimuli, becomes essential, and, we will later
discuss, how this increasing range of recognition applies to the classification
of events as well. If an animal has too wide a range of recognition, its focus
of awareness becomes "blurred", because the chances of
lumping-together sense impressions that may have a significantly different
meaning or consequence for the animal, have then increased significantly. The
usefulness of this capability of recognition deterioriates, therefore, to a
remarkable extent. The animal becomes "confused", viability declines,
and its contribution to the gene-pool may cease all-together.
7 Natural selection will favour,
automatically, a certain optimum range of variability for the categorisation of
stimuli. This range should not be so narrow, that the incidence of recognition
becomes so low as to affect viability or usefulness, but, neither should it be
so wide, that the organism makes frequent and, eventually, fatal mistakes in
the selection of its behavioural responses.
8 The very fact, that an organism
classifies a series of similar but variable objects, circumstances or events,
as "familiar or similar", means, that a process of categorisation has
taken place. A refinement in behaviour becomes possible, as soon as the
organism recognises the fact, that the events or circumstances can be
grouped-together as having, essentially, the same meaning, such as food,
danger, a mate, etc. Later, such a category of similar awarenesses may be
sub-divided into several sub-classifications. For this process, the organism
has to separate from the original grouping, another regularly recurring
distinction. This distinction becomes, then, the common denominator for the
sub-group. Only a small difference has to be remembered, which functions as the
organising principle for the classification of a sub-group, while a more
broadly defined common denominator functions as the classifying principle for
the main grouping of similar awarenesses.
.......
Chapter 3
Content
Animal behaviour and awareness.
The conditioned reflex.
Human interpretations when analysing animal awarenesses.
1 We are reminded, here, about
the very similar observations we have emphasised in our discussions about the
slow differentiation of concepts from a communal pool of notions and vague
feelings, or, "proto-awarenesses". However, we are talking, here,
about the physiological mechanisms of an animal that begins to react more
precisely to its environment, and, we are not dealing, as yet, with the
specifically human awarenesses that can be consciously represented by verbal
symbols.
2 Yet, we may safely say, that,
animals become aware of, and are able to recognise as familiar, a certain
object or circumstance, if the brain is able to recognise or categorise an
incoming sense impression by comparing it to an existing memory-trace. The
automatic classification of an incoming sense impression, as well as its
comparison with a relevant past experience, will trigger a behavioural repsonse
that depends, to a remarkable extent, upon the existential meaning of this
sense impression. The existential significance of a sense impression is
determined at the time it is being compared and successfully classified or recognised.
3 If an animal sees another
animal, that is, usually, recognised and classifed as "prey", or, as
a source of food, the animal will go "automatically" into a pattern
of hunting behaviour, unless it has just eaten. In many animals, the recognition
of their primary source of food has been genetically encoded, but, in the more
flexible animals, these categories are elaborated by learned behaviour; either,
by imitating the behaviour-patterns of the parental generations, or, by relying
on personal experiences.
4 An animal will go into a
complex sequence of behavioural responses after the reception of an
existentially significant stimulus. These behaviour-patterns are, partly
innate, partly learned, and, partly, they are influenced by the circumstances of
the moment. There are good reasons to believe, that such an animal experiences
a whole range of feelings, perceptions, and, perhaps, even,
"emotions", but the difficulty we have, when trying to analyse what
is going-on within an animal, lies in the fact, that we have to work with
specifically human concepts. We have to use human awarenesses and symbolic
representations, whenever we try to understand the animal's awarenesses during
behavioural responses that are very similar to our own.
5 We recognise familiar elements
in the behaviour-patterns of many animals, and, we know, that these patterns
are associated, in us, with certain feelings, awarenesses and experiences,
which we have learned to communicate with each other in language symbols and
mental images. To what extent, are we then justified in assuming that the
animals will "feel" the same way as we would under similar
circumstances? It is obvious, judgeing from its behaviour, that an animal is
able to feel pain, fear, discomfort, etc., but, we know, at the same time, that
the animal is not able to isolate the awareness of his feelings and sensations
as a separate entity of awareness, and, it is certainly not able to give it a
name and communicate this awareness as an idea or concept. The closer we come
to the human animal in the evolutionary hierarchy of the living organisation,
the more likely we will find some evidence for a rudimentary ability to
communicate conceptual images, similar tot the way we communicate conceptual or
verbalisable mental images.
6 We have seen, that the ability
of the central nervous system to classify circumstances and perceptions into
well-defined categories, must have developed early in the evolution of the
behaviourally flexible animal organism, and, we can not visualise the
development of complex locomotor behaviour without such an ability. This
ability to classify and recognise is not limited to a categorisation of
similarities in appearance. It is essential, that the organism is also capable
to categorise similarities in occurrence or "events". If an animal
has experienced a highly significant sequence of events, this experience will
be etched with a measure of precision in its memory. If it recognises, in a
subsequent happening, the beginning of a similar event, it will classify this
event into the same category, and the animal will then automatically expect or
anticipate a similar outcome.
7 The classification of items of
existence and events in similarity of appearance and outcome, forms the basis
for all complex animal behaviour, and, it has, also, become the foundation for
our own ability to classify awarenesses in terms of cause and effect
relationships. No hunt, flight, fight or mating would be possible, if the
organism would not have the ability to recognise a series of stimuli as signals
for the beginning of a familiar event, which can then be anticipated with a
reasonable degree of accuracy.
8 On other occasions, we have
argued, how strongly the human being anticipates the immediate future, whenever
he is reacting to contemporary sense impressions. This ability to anticipate
the immediate future is also based upon a comparison of incoming stimuli with
those that have been experienced and classified in the past. The
conditioned-reflex is a concept, that seems to lie at the root of all
neurological function, and it has yielded to a rather precise physiological
unraveling of the underlying mechanisms.
9 If a signal or stimulus is
recognised by an animal as leading to a highly significant event, the
behavioural response to such a signal will be based on an anticipation of what
the outcome will be. If a non-significant or neutral signal is constantly
associated with a significant result or event, the animal will soon
"learn" to associate the neutral signal with the significant event,
and this originally neutral signal will now have acquired "meaning".
10 These concepts have arisen,
originally, from rather artificial laboratory experiments, but, they have,
nevertheless, given us a clear understanding of the way an organism functions
in the complex totality of inter-actions with its natural environment. The
classification of similarity in existence and similarity in event, is the
fundamental corner-stone on which all animal learning is based, including our
own, and, we have good reason to believe, that it is now possible to follow
these developments, logically and gradually, into the conceptual world of the
human being.
11 An animal learns from
experience, but, does it know, that it is has learned? An animal reacts to
certain stimuli in a certain manner, modified by numerous influences, but, does
it experience the feeling, that it is aware of what it sees or feels? Most
likely, this is not the case. The difficulty with all these questions lies in
the fact, that we transpose human concepts and abilities to a sphere of
behaviour, where there is no clear-cut evidence that the processes of
conceptualisation have taken place to any extent.
12 If we see a predator hunting for
its food and reacting to all the movements of its prey, we can describe an
enormously complex inter-play between the behaviour of the hunter and the
hunted. We can be sure, that the hunter can "see" its prey, but, are
we justified to call this perception a form of seeing or perceiving that is
similar to our own perceptions? The hunting animal seems to behave as a very
complex piece of biological machinery, beautifully efficient in adapting to the
numerous nuances and changes in the fleeing prey. Undoubtedly, the hunting
animal relies on the classification of past experiences into categories of
similarities in circumstances and events, assisted by complex feed-back
mechanisms that ensure the smooth progression of the hunt, and yet, we are at a
loss to say, exactly, what such an animal experiences.
13 We are sure, that the predator
is not able to give its prey a name, regardless, how familiar the prey is, and,
in spite of the fact, that, many predators live in socially integrated groups
and have developed some means of communicating the presence of food or danger.
The subjective awarenesses of the animal are, therefore, "felt" by us
in a process of "emotional analogy", or "empathy", as these
events are observed in the behaviour of the animal.
14 It is natural, and logical, that
we feel empathy, as well as sympathy, with the suffering of animals, because it
reminds us about our own problems and miseries. However, if we are interested
in clarifying, as precisely as we can, the question what an animal experiences,
we have to take into account the enormous difference in awareness between a
conceptualising and verbalising intelligence, and, an animal without the
ability to conceptualise. There is a vast difference between an intelligence
that works, continuously, with belief structures, and, an awareness that
functions only along neurological or biological patterns of behaviour, without
the ability to formulate conscious symbolic representations and without this
ambiguous blessing of a verbalisable reality perception.
.......
Chapter 4
Content
The development of human awarenesses.
Similarities and differences with animal awareness.
The beginnings of conceptual awareness.
1 We may be able to advance the
understanding of our conceptual peculiarities by tracing, as a likely
hypothesis, the emergence of conceptual thought from the evolutionary
developments we can observe in the primates and other sophisticated mammals. We
have good evidence to believe, that the foundation of our behaviour is similar
to that of the higher mammals, and, we may, therefore, begin by tracing the
similarities between human and highly developed animal behaviour-patterns.
2 Just like the
"higher", behaviourally flexible animals, we categorise our sense
impressions into classifications of similarities, and, we too, react in
relation to our environment, while seeking the food we need or the partner we
want to mate with. We too, test the possibilities of existence within nature
and the social surroundings, being ebullient, when successful, cautious or
fearful, when rebuffed or confronted with danger. The human being, also, learns
new patterns of recognition by associating an initially neutral stimulus with
an apparently significant consequence.
3 The conditioned-reflex plays a
role in all of us, as we feel our way through life, find a place in society,
and react to a continuous, enormously varied and complex stream of sense
impressions. It is amazing, how we are able to arrive, most of the time, at a
viable behavioural choice. Natural selection would have weeded us out, a long
time ago, if the experiment with flexibility of behaviour would have been a
poor choice, but, it may well be, that the final judgement of nature's
experiment with an individually evaluated choice of behaviour, (which is the
essence of intelligence), still has to be made.
4 So far, we behave much the same
as the animals around us, and, we could extend the enumeration of common
biological features by describing the similarities of our general and special
sense-organs, our muscular, skeletal and glandular structures, etc. We are an
animal in our behaviour, as well as in our structure, and, even, in our central
nervous system, we can not detect any differences between the nerve-cells of a
highly developed animal and a human being. We are certainly justified to see
ourselves as a complex piece of biological machinery, reacting to a variety of
stimuli, and, we could come quite close to an accurate physiological
description of man; yet, we know that man is more than what we have mentioned,
so far.
5 Perhaps, we can get an idea
about this remarkable phenomenon of language, or, the function of a cultural
code in general, when we consider, how the animal is almost exclusively
dependent upon receiving the natural physiological stimulus of a sense
impression, before the activation of a memory-trace or recognition-pattern can
take place. In essence, the animal can only be stimulated into a behaviour of
hunting, if it sees an actual prey, nearby, and, if there are no significant
circumstances to inhibit the hunting response. If the animal is satiated,
satisfied, not hungry, it will hardly notice the prey at all.
6 Behavioural responses are, of
course, not only related to the hunt. When the time is ripe, an animal will be
responsive to sexual stimuli as well. Its mating behaviour will unfold,
largely, according to its genetic instructions, and, there are many other cues
from the surroundings an animal will react to; e.g., while exploring the
possibilities of social dominance or territorial control, or, when reacting in
accordance with the genetically encoded instincts of parental care and
protective behaviour, which are aroused by the presence of helpless and
trusting youngsters.
7 Yet, by and large, we can
regard animal behaviour as a sustained and complex inter-play between stimulus
and recognition patterns, which, often, becomes a beautifully efficient
adaptation to a specific set of circumstances by a process of careful learning
and making use of a wide-ranging repertoir of experiences.
8 However, once the stimulus
disappears, the behavioural activity tends to slow-down, and the animal falls
in a content state of drowsiness and sleep. Nowhere, do we have the feeling
that the animal communicates with his neighbours anything more than emotional
states. Anxiety or aggression may spread in a wave of synchrony throughout a
herd or a flock, but, we do not see the communication of a specific awareness.
There are no reminiscences of past experiences, nor a recognition or recall of
a specific memory-trace through the use of an imitative symbol.
9 In the ability to evoke a
specific memory-trace with an imitative symbol, we see an important
amplification of the arousal mechanisms, because the categorising and
recognising functions of the brain can be stimulated by a signal that does not
come from an actual reality perception. By re-activating the memory-traces of
certain events or circumstances with a "symbolic representation" of
this event, the human being can recall the memory-trace of a specific event or
circumstance, as soon as he recognises the meaning of this representative
symbol or gesticulative imitation.
.......
Chapter 5
Content
Communal aspects of symbolic awareness arousal.
The difficulties of indicating the beginning of the human species.
The importance of the frequent, voluntary recall of memory-traces.
The need to categorise conceptual images.
1 A wave of recognition must have
spread through the audience, when the first primitive "dance" was
successful in recalling, at least, to some extent, the high-lights of the day,
and, this simultaneous re-activation of a series of memories, together with a
wave of associated emotions, must have been one of the most powerful stimulants
for mental development mankind has ever known. Man had embarked on the road
towards conscious image-formation and symbolic communications.
2 The implications of this
development were enormous, because the communal re-living of common
experiences, re-activated, every time, the relevant memory-traces of the
individuals of a socially integrated grouping. These memory-traces were now
sharpened to an extent, that had never been possible before in the evolution of
living existence. The experiences became more deeply etched into the
memory-banks of each individual, and, consequently, the clarity of the mental
image improved and became standardised throughout the community. By the
re-enactment of a happening with an imitative dance, gesticulation or
vocalisation, the memory-traces of many experiences could now be recalled,
frequently, and almost at will.
3 At this stage of our
evolutionary development, the single individual was, probably, not capable of
deliberately recalling a specific mental imagery on his own volition, because
the symbolic representations of his mental images, as well as those of the
other members of the small grouping, were, in essence, represented by a form of
communication. We are visualising, here, an early period in man's mental
development, where we can not speak, as yet, of a clearly developed ability to
think. Of course, we are speculating, here, since we will never be able to
reconstruct or research these developments, except as an illuminating excercise
in possibilities, or, rather, as probabilities of occurrence, within our own
contemporary minds.
4 By considering the development
of gesticular mimicry as the earliest form of symbolic representation and
mental image-formation, we should be able to trace a smooth transition from the
pre-human animal, (with its biologically determined behaviour-patterns), to the
conceptualising human being, who was beginning to develop an additional
dimension in his behavioural repertoir.
5 Until recently, proto-man also
reacted as the physiological capabilities of his brain and body dictated, and,
his mental activities, including his perceptions and anticipations, were not
significantly different from those of the anthropoids around him. As soon as
the physical substrate of a sense impression had vanished into thin air, the
memory-traces sank into his subconscious, and, he had no means of deliberately
recalling these memory-traces into the focus of his attention. He was, just
like the other animals, dependent upon the biological mechanisms of recall,
which were set into motion by the recognition of an analogous stimulus, or, the
occurrence of a similar situation, or event, in "real life".
6 Proto-man was not
conceptualising as yet, and, he reacted as a biological machine towards his
environment, in accordance with his genetic instructions. He reacted to the
chance-happenings of his personal experiences, as well as those experiences he
shared with the other members of the socially integrated group.
7 We should see the development
of symbolic representations and speech communications as developments that took
place, before the morphology and physiology of the human brain reached their
present configuration. The capabilities of language communication have become
intricately interwoven with a number of specific areas of the brain, and, we
may safely consider this development of verbal communications to have been such
a break-through, such an evolutionary advantage, that none of the proto-human
branches which failed to develop speech, survived as contributors to the human
gene-pool. In other words, the capability of speech became a crucial factor in
the determination of human viability, and it became, therefore, incorporated
into the genetic code.
8 The question arises, at what
stage of development we should consider this rapidly evolving species to have
become "human". Unfortunately, a specific answer to this question
will always remain somewhat arbitrary. We have good reasons to believe, that
many related species', in a rather wide spectrum of anthropoid life-forms, were
on the same road towards evolving conceptual intelligence, but the competition
for survival and a viable ecological niche was fierce, and, only one small
segment survived and occupies this niche, now, as Homo Sapiens.
9 Symbolic representations, such
as gesticular mimicry, and, later, abstract vocalisations or sound-symbols,
served, increasingly, as a stimulus to re-activate a memory-trace. Through this
process, man became aware of the fact, that he could recall an experience in an
act of communication with his fellow human beings, and, he became also aware of
the fact, that the other members of the group had very similar experiences or
memory-traces.
10 Man had found an
extra-ordinarily powerful method for enlarging the scope, and sharpening the
focus, of the many experiences he was subjected to, and, he became aware, that
he could trigger such a sensation of recall by a rather stylised gesture, or,
even, a rather poor imitation, as soon as the practice of symbolic recall
became common. The constant re-enforcement and sharpening of his memory-traces,
the increasing clarity of his mental imagery, together with the ability to
communicate specific awarenesses with the help of representative symbols, are,
in essence, inseparable developments.
11 Man became increasingly aware of
the possibility to experience the world around him, and, to some extent, the
world within him, in a conscious, communicable manner. From this possibility,
which was based upon the constant re-activation of his memory-traces,
eventually, a greater awareness developed about the possibility, as well as the
need, to classify and categorise these communicable awarenesses into a coherent
framework of reference. Every time, man was able to classify a series of
apparently unrelated events or appearances as variations from a common
denominator, or, as events resulting from a similar cause-effect relationship,
he reduced, dramatically, the need to manipulate many different language or
communication symbols.
12 What was happening can be
visualised as follows; from a stage of "physiological awareness",
(which is a classification system carried-out by the brain on the basis of
genetic instructions), man developed the ability to re-activate, voluntarily,
without analogous stimuli, many experiences and memories. This process of
re-activation was carried-out, initially, by crude gesticular communications.
This, in turn, led to a rapid increase in the precision and number of mental
images an individual could manipulate with the help of symbolic
representations. Very soon, however, a limit would be reached in the number of
separate events or circumstances an individual could handle and communicate
symbolically, until man discovered a system of classifying all these
symbolically represented awarenesses. This system turned-out to be a remarkable
parallel to the physiological or biological classifications systems that were
operating already in his brain. The discovery of the mental or psychological
classification system occurred, of course, completely below the level of any
conscious awareness about these mechanisms.
13 By discovering similarities in
related symbolic representations of objects and events, man was able to
classify the symbolic representations of these objects and events into
categories of similarity. These objects and events were, then, ordened into a
system with organising or classifying principles. These classifying principles,
or common denominators, became, later, a conscious awareness on their own, and
they took, then, their place as an "abstraction" in the repertoir of
conscious awarenesses. Unknown to man, he duplicated, with a conscious and
deliberate effort, a system of classification that was mirrored, very closely,
by the subconscious or physiological classification mechanisms of the brain,
which made the ability of recognition possible in the first place.
14 In every act of recognition, we
are making use of our biologically inherited and genetically determined
classification systems, because, as we have seen, the act of recognition would be
impossible without a physiological classification system. The "conditioned
reflex" is the basic biological unit of neurological function in our
contemporary framework of explanatory cause and effect relationships. These,
and other mechanisms, make it possible to classify awarenesses and anticipate
happenings "physiologically". This mechanism of cerebral
classification is shared by all the higher, behaviourally flexible animals.
15 In our conceptual classification
systems, we employ essentially similar mechanisms, and, the physiological
background is very similar indeed. However, the framework we use to classify
and categorise mental images, is not a biologically given, neural structure or
mechanism, but, it is, in essence, a conceptual framework, or, a structure of
beliefs. In this way, we are able to relate awarenesses into a far larger
framework than would be possible on the basis of a purely biological
classification system. A conscious or verbalisable "comprehension" of
our world of experiences becomes, now, possible with this conscious framework
of relationships. These relationships emphasise, either, categories of
similarity in existence, or, similarities in temporal relationships, which come
to the fore with the help of chains of causes and their effects.
16 These mechanisms of consciously
classifying our awarenesses and experiences provide the human being with an
added dimension of mastery. This skill is manifested as a vastly increased
comprehension of the contemporary sense impressions, as well as a useful
mastery over the memory-traces that represent the experiences of the past.
.......
Chapter 6
Content
A review of conceptual developments.
Possibilities for experiencing a measure of individual variability in emotional
significance.
The basis for reflective thought.
Discrepancies between the existential significance of the actual experience and
the symbolically stimulated memory-recall.
1 Let us go back, once more, to
this gigantic break-through, when man discovered, that he could re-activate a
memory-trace by mimicry or imitative gesticulations. This sharpened and
enlarged his awarenesses to an unprecedented level, but, we should keep in
mind, that, a major part of man's world was comprised of the inter-actions of
the individual with other members of the group. The members of a group
re-lived, frequently, a stream of sense-impressions that included the
relationships and events of social inter-actions, and, all these inter-actions,
postures, gestures, vocalisations, etc., became part of the overall reality
experience. However, in the act of mimicry, the recall of happenings and events
brought to the fore, not only, the reality and attitudes of one person in
relation to another, but, also, the events that were observed as they involved
other people, or the animals of the plains.
2 A memory-trace could be
stimulated into the focus of awareness by the reality of an event itself, or,
it could be activated by the imitative gesturing or posturing of another
individual. However, the associated feelings and emotions were, probably, less
intense, when memory-recall occurred as a result of symbolic re-activation.
While the discrepancy between the stimulus of an actual, analogous reality,
and, the evoked memory-trace by mimicry, must have been felt, at least,
intuitively, only later, must the awareness of this remarkable phenomenon have
become sufficiently apparent to become abstracted as a conceptualised entity.
3 The very fact, that the
symbolic recall of an event would have much less existential or emotional
significance for the individual or the group, (compared to the actual reality
of the event itself), became a foundation for the ability to differentiate a
conscious awareness of these events from the experience of these events, as they
were actually taking place. It seems safe to conclude, that the remarkable
proliferation of concepts and ideas found its roots in the increased security,
together with the tendency towards emotional moderation, whenever image-recall
was evoked by symbolic means in the relative safety of the "home
environment".
4 Just as a child is raptly
listening to a fascinating story, hardly aware of the fact, that it is being
moved by a captivating flow of words and gestures, so must early man have been
unaware of what he was doing or what was happening, when he began to re-live
experiences communally, with the recall of memories through the symbolic
re-stimulation of his memory-traces. The ability to re-activate a large number
of experiences at will, (in the safety of a communal shelter and away from the
existential excitement of the actual experience), laid the foundation for
reflective or retrospective re-evaluations, and, at the same time, the
sharpened memory-traces could be classified with less anxiety and less
emotional turmoil in the relative calm of a collective recall.
5 Certainly, this collective
recall was, often, associated with strong emotional colorations, in particular,
during the early development of symbolic representations, when there were
virtually no secondary abstractions, and, the novelty of this stimulus would
certainly evoke an instinctive behavioural response in the unsophisticated
early human mind. The frequency of the act of recall, as well as the
familiarity that arose with such frequently recalled experiences, tended to
blunt the emotional response, and gave the individual a chance to reflect upon
his experiences in an emotionally more controled manner.
6 It is hazardous to come to the
conclusion, that we have laid the foundation for the phenomenon of reflective
thought. However, we can be reasonably confident in the assumption, that the
ability to re-activate a particular memory-trace with the help of a symbolic
representation, represented indeed the fundamental development upon which our
human ability to conceptualise has come to rest.
7 The memory-trace can be
re-lived, time and again, and yet, the existential consequences are totally
different and are far more secure compared to the experience of an analogous or
actual event. We know that this is the case, because, in tense and precarious
situations we do not revel in memories. We have our hands full dealing with the
existential significance of the actual situation. This condition of
"essential security" lies at the root of all art-appreciation, and,
we may experience a highly beneficial and satisfying experience, whenever we
let ourselves by guided by a gifted artist through a series of fascinating
images, emotions, or feelings.
8 The fact, that we do not have to face the dangers and hardships of actually living through a fascinating series of events "in reality", gives us an opportunity to learn from other people's experiences. At the same time, the need for a "dramatic accent" in every art-form is a sure sign of our existential safety, as well as the emotional inertia that accompanies a position of existential security. In a way, this dramatic accent makes the artistic portrait, so often, a caricature of reality, in spite of the fact, that we reserve the word "caricature" for an exaggeration we are becoming aware of. Then, an artistic portrait becomes ridiculous, just because of its over-accentuation.
9 The feeling of existential
security is heightened by the discrepancy between our situation as a spectator,
and, the situation we could be in, as we identify with the main characters in
an unfolding story. This discrepancy may become a powerful stimulus for an
emotion of gratitude, but, it may also become the origin for an emotion of envy
or dissatisfaction, whenever we are being lured into an irrealistic
dream-world; whenever we are being exploited by clever, commercial interests to
make us consume all sorts of tantalising sensations of power, pleasure or
wealth.
.......
Chapter 7
Content
Self-stimulation of mental image-recall.
Later developments in the abstraction of a sense of individuality.
The existential significance of the process of reflection.
1 After having sketched,
summarily, in the last few sentences, the link between the origin of art and
symbolic representations, we may attempt a few thoughts about the origin of
thought itself, especially, when seen in relation to the development of the art
of symbolic representations. I suppose, that, even early man could "talk
to himself", when he acted-out a mimicry or an imitation by himself, but,
he probably did not do this in solitude, and, very likely, early man feared
solitude, as his environment was far more dangerous and frightening than we can
imagine it to be, from a contemporary position of existential security. It is,
therefore, unlikely, that early man had a well-defined awareness of personal
identity. The awareness of individual identity must have occurred at a much
later stage in the cultural development of mankind, when individual
differentiations became a prominent feature as a result of a greater ease of
existence and an enhanced state of security.
2 Just as the animal will react
as a unit, instinctively committed to self-preservation and the propagation of
the species on account of the genetically encoded sexual drive, so did man act
as a unit under the guidance of his genetically instructed behaviour-patterns.
However, we can be reasonably sure, that, early man did not have a conscious
awareness about this "unit of behaviour", and, he did not have a
conscious awareness of his existence or identity, until he was able to form
complex and sophisticated secondary abstractions, much later in the
evolutionary development of the faculties of thought and reflection. Here
again, we see an interesting parallel with the development of the young child.
Young children learn to use language symbols quite early in life, and, they
learn to use the symbol "I", long before they have the ability to
reflect upon the nature or identity of this "I".
3 Reflecting upon internal mental
awarenesses is a late stage in our personal development, and, it may well be,
that such a reflection does not have a great deal of existential significance,
except, perhaps, as a prodromal stage to a re-examination of the overall conceptual
framework. Reflection is part of a process of re-thinking; of re-evaluating the
truth of a communally accepted reality perception, and, it is, probably, only
those vague feelings of unresolved tensions, discrepancies and conflicts, which
induce man to question his basic assumptions and subconscious awarenesses.
4 We tend to focus upon this
reflective process as an essential quality of being human, and, there is
certainly good evidence to believe, that, no other animal has developed this
power of reflection to any significant extent. At least, we have no evidence
for this, so far. Yet, we should not forget, that we are looking at a
late-comer in the chain of evolutionary developments. Reflective thought is a
fragile and rare flower in the possibilities of organic existence, and, it
certainly deserves a good deal of intellectual attention, but, we form a
misleading image of our distant past, if we assume, tacitly, that man only
became man, when he started to wonder and think.
5 We can find many examples,
even, today, where people seem to be well-integrated into their social
environment, and yet, they think or reflect very little about the fundamental
questions of human existence, or, the nature of their own identity.
.......
Chapter 8
Content
The transition from a reaction to an awareness.
A review of human interpretations of animal awarenesses.
Neurological versus conceptual recognition patterns.
The origins of anthropomorphic interpretations of reality experiences.
1 Forgive me for coming back,
once again, to the problem of animal awareness, but, it remains a problem for
the powers of our imagination or conceptualisation, to trace a coherent imagery
of the changes that took place, when comparing a behavioural response by a
living organism with the conscious awareness of the stimuli and circumstances
to which such an organism is reacting.
2 When we see an animal tense-up
because of an impending danger and, then, take to the flight, acting and
coordinating all its activities to the full, we feel perfectly justified to
conclude, that this animal is aware of a serious threat to its existence.
However, if we ask ourselves, what, exactly, this animal is aware of, (besides
the physiological recognition of a threatening situation to which it reacted
appropriately and according to its built-in genetic instructions and past
experiences), we ask ourselves a truly difficult question.
3 When we describe an animal's
reactions in behavioural terms, we construct a cause-effect framework of
relationships that describes the totality of the behaviour of such an animal,
and, we handle, indeed, the phenomena we observe with a remarkable degree of
scientific confidence. If we try to analyse the mental processes that are
going-on in such an animal, then, we come, instinctively, to the conclusion,
that an animal must have similar mental or subjective experiences as we have,
because its reaction-patterns are so similar to our own in a comparable
situation. We conclude, nearly automatically and rather thoughtlessly, that the
animal must be aware of a threat, danger, fear, as well as many other
sensations, just like ourselves. However, to what extent are we justified to
come to such a conclusion, in spite of the fact, that the animal is highly
alert and obviously frightened?
4 To deny an awareness of danger
seems ridiculous and contradicts, strongly, our observations, but, we tend to
forget, that, in our attempts to analyse the awarenesses, or degrees of
awareness, existing in a non-verbalising animal, we can only think, feel or
analyse these appearances in terms of our own verbalisations, concepts and
abstractions. We have to reflect in our imagery our particular range of
capabilities and circumstances. In our interpretations, we imply, tacitly, that
the animal can feel fear the way we feel fear, even, if we acknowledge that the
animal can not put a label on this awareness.
5 Yet, it would, probably, be
more accurate to say, that the animal undergoes strong, physiological
reaction-patterns that organise its behaviour into a state of intense alertness
and readiness to fight or flee, as the animal recognises the perception of the
circumstances as "highly dangerous". Again, we have to emphasise,
that this is a biological or neurological recognition, and not the recognition
of a conceptualised framework of reality experiences.
6 It would be wrong to assume,
that the animal is aware of the fact, that it recognises a dangerous situation.
This process of verbalised recognition is our, specifically human
interpretation of the mechanisms that go-on in the brain of an animal, (and, of
ourselves), but, it is not so easy to recognise the differences with an
animal's mechanisms of recognition, because we can not imagine, anymore, what
it would be like, not to have the ability to verbalise and conceptualise.
7 We can only think and describe
the realities of our environment, of our own behaviour and the animals around
us, in conceptual terms. We have to be careful, therefore, to keep in mind our
peculiarly human way of looking at reality, and, we have to remind ourselves,
constantly, that, we, necessarily, describe any reality, or imagined reality,
in conceptual and verbal symbols, indicating our peculiarly human methods of
abstracting from, and focussing upon, our sense impressions.
8 We know, that a
stimulus-response sequence becomes remarkably variable in the higher,
behaviourally flexible animals, and, we know, that this response-pattern is
modified by individualised past experiences and culturally transmitted
behavioural guidelines. The state of alertness we see and sense in the animal,
gives us such a strong feeling of recognition of a similar behaviour-pattern in
ourselves, (as well as in other people), that we can not help but
"project" our own awarenesses into the psychological range of
experiences of the animal, and yet, we know, that this is incorrect.
9 We are not talking, here, about
our own feelings of compassion and emotional identification with an animal in
distress, when we say, that it is incorrect to project our own idea-world into
the realm of animal psychological existence. The willingness to engage in an
emotional identification with an animal in distress, as well as the
recognition, that we share so many behavioural traits with the animals that are
close to us in the evolutionary hierarchy, have become valuable tools in every
attempt to understand our readiness and instinctive drive to give
anthropomorphic features to the world of events around us.
10 An awareness in the human sense
implies an ability to verbalise, at least, to some extent, a particular feeling
or situation, while the awareness of the animal is a form of
"alertness", together with the experience of behaviour-patterns that
have been aroused by the organic or neurological recognition of an existentially
significant situation. While the behaviour of an animal may resemble a human
being, deliberating a difficult choice, the animal does not have the added
struggle to choose certain concepts or structures of belief, and, it undergoes
the struggle to make an appropriate response without knowing, why it struggles.
11 We have emphasised these
differences between animal and human awareness, because an appreciation of
these differences will help us to become aware of the biological foundation of
our particular, and, perhaps, peculiar forms of human awareness. Once we
understand the functions and limitations of our awareness mechanisms, we may be
able to lose some of this instinctive drive to consider our beliefs to
represent an absolute and unshakeable truth.
.......
Chapter 9
Content
Continuing developments in the mechanisms of verbalisation.
The communication of knowledge.
The description of an unknown specific in terms of generalised qualities.
The domestic dog and the interpretation of its behaviour.
1 Let us continue our efforts to
trace the development of verbal symbols of our awarenesses, as well as the
process of abstracting generalisations or common denominators from the various
categories of sense impressions we may be aware of. However, we should also
look, now, at the reverse process, where we build-up the image of an unknown
item of existence by transferring a variety of generalised qualities to this
specific item of the unknown. We have to do this, if we are unable to trigger a
specific memory-trace in view of the fact, that our audience has never seen or
experienced this particular specific before.
2 The process of the
"secondary build-up" of a reality image has become such an integral
part of our learning processes and communicating activities, that we are hardly
aware of the peculiar characteristics associated with the transfer of knowledge
and information. We have to transfer knowledge and information to our pupils or
audience, often, without the benefit of a previous experience, or memory-trace,
and, the absence of a previous experience excludes, of course, the possibility
of an act of recognition.
3 Indeed, the unique
characteristics of an unknown specific can only be conveyed to someone who has
never experienced this specific item of awareness, by translating the unknown
specific into a number of generally known qualities and attributes. Then, the
recipient of a stream of information can, slowly, build-up the imagery of this
specific by carefully following a description of it. If we would not be able to
analyse a specific object or event into categories of generalised qualities and
attributes, we would never be able to "learn" anything that is
completely new, without having had a personal experience of a specific object
or event. Without the build-up of an image with qualities and attributes, an
unknown remains an unknown to which we would be unable to relate anything
similar or familiar, until such time, that we have a direct, first-hand
experience of this unknown event or item of existence.
4 Let us keep in mind, then, that
our entire realm of awarenesses is linked together and criss-crossed by
abstracted qualities, which make most of these awarenesses amenable to
refinements in comprehension, as well as additional, specific and detailed
descriptions, if such becomes necessary or desirable during an act of
communication. Even the conveyance of a "picture", rather than a
verbal description, is not sufficient to bridge the gap between the unknown and
the familiar, because the picture of something that is unknown, still has to be
described or analysed in terms and qualities that are "familiar", or
known.
5 Most of us are, indeed, aware of vague and intuitive feelings, which we can not precisely describe in words. We feel greatly handicapped, if we try to communicate such feelings, and, we often hesitate to call this a form of awareness, because we are not sure, what we are aware of. An awareness, means, in general, a verbalisable and describable awareness, and, for this reason, we can safely say, that such an awareness does not exist for the non-verbalising animal.
6 "What about our domesticated dog, who listens attentively, when he hears his name, or, when he hears the words "walk" or "cookie"?", you will ask. "Is this not a form of symbolic representation? Is his attention not stimulated by associating an arbitrary, but symbolically meaningful sound with an evoked memory-trace?"
7 There can be no doubt, that the
dog has learned to associate an arbitrary and intrinsically meaningless sound
with a meaningful activity or event, but, we may explain such a
"learning" as a conditioned reflex. Through the frequent association
of the words "cookie" or "walk", with an edible object, or
the pleasure of being taken outside for a walk, the arbitrary sound-symbol
serves, now, as an appropriate stimulus to trigger the memory or image of this
edible object or pleasant activity. It would be fair to say, that the dog is
not "aware" of the fact, that this arbitrary word-symbol stimulates
his memory in a certain manner. However, this brings us to the point, that,
early man, during his first attempts to communicate, did not have any idea,
either, about what he was doing. Early man was certainly not aware of having
discovered a technique for symbolic representations. By accident, he had
noticed, that he could re-live or re-call certain experiences with the help of
gestures and mimicry.
8 Was man, then, any further than
the dog is now? Yes, because early man stumbled on this possibility and
recognised, at least, intuitively, the enormous existential advantage of such
an activity, while the dog, regardless, how long he has been associated with
his human master, has yet to exploit the possibility of symbolic representation
for himself. By a prolonged association with his master, the dog certainly
picks-up a large number of associations. He learns, through the mechanisms of a
conditioned reflex, to associate certain human activities, gestures or sounds
with something that is meaningful to him, but, we have, as yet, to see a dog
communicate with another dog in the same manner; by the symbolic representation
of certain awarenesses or activities.
9 "What about the specific
posturing, or the "giving of a paw", as an indication that the dog
wants something specific? Are these gestures not representative for something
else? Does this not mean, that the dog may have some means of recalling a
certain mental imagery, perhaps, under the influence of a desire, or a need to
be let-out? Could he not be communicating such an imagery by giving a paw, or,
by gesticulating or posturing towards other dogs or human beings?"
10 It is difficult to categorically
deny, that this is, indeed, impossible, and, it would, in a sense, reflect our
subconscious desire to look for exclusively human attributes, when we look for
a definition or description of specifically human abilities, but, we have no
evidence, that, any of these behavioural manifestations of animals are
symbolically represented awarenesses that are being communicated,
spontaneously, between the animals themselves.
11 Let us say, here, only, that the
ability of symbolic representation and verbalisable conceptual thought, has
been developed in the human species to such an extent, that we can not
visualise, anymore, a form of awareness or thinking that does not have such a
capability. Rather than denying the existence of such a capability in the
non-human and non-verbalising animal, we would be on safer grounds to say, that
the development of symbolically representable sense impressions is the primary
reason for the break-through of the human species into an unparalleled range of
ecological and behavioural possibilities, including the possibility to become a
master over his surroundings, and, even, a master over the world of his own
contradictory instincts. Yet, the "anlage" for such an ability of
symbolic represention may have its roots far earlier than the specific
development of the human species, because this concept of an early anlage
reflects, after all, a generally valid phenomenon and mechanism of evolution
and natural selection.
12 To come back on the
"posturing" of a dog. It is not too difficult to explain this form of
behaviour as essentially different from symbolic representation. Posturing is a
partial expression of an instinctively engraved pattern of behaviour, perhaps,
of territorial defense. However, it may also represent the partial expression
of many different behaviour-patterns, because the posturing develops,
gradually, into a fully unfolded behaviour-pattern as the intensity of the
challenge increases.
13 The expression of a
"begging" posture is a non-specific attention-seeking device, whereby
the dog makes, subconsciously, use of a posture that is essentially meaningless
to him. However, this behaviour-pattern has been stimulated into a measure of
significance by his human master, since the dog has learned that this
intrinsically meaningless gesture may lead to a beneficial result. The dog does
not know, why he should give a paw, but experience has taught him, that, giving
a paw led, frequently, to a beneficial result. The dog gives a paw in the
expectation that some sort of a desired result will soon follow.
14 We can not over-emphasise the
significance of the discovery of symbolic representations by early man. Man
could, now, recall and re-live, more or less at will, an experience that was
shared with several or most members of the group. The communal experience of a
simultaneously re-lived experience, divorced from the extreme existential
significance in terms of danger or excitement associated with a "real
event", must be the basis for our ability to be consciously aware of a
specific event or circumstance, and, it must have become the foundation for the
usefulness of observations made in a zone of emotional near-neutrality.
15 The frequent, perhaps, nearly
constant recalling of routine, daily experiences, led to a slow systematisation
of the symbols in use, and, eventually, a simple and stylised gesture, a sign
or a sound, would serve as an adequate stimulus for an evoked memory-trace, or
a mental picture that was understood, by everyone, in essentially the same
manner.
.......
Chapter 10
Content
Symbolic representations and cultural developments.
Parallels between neurological and conceptual classification systems.
Mobility and perception in animal organisms.
The relative rigidity of recognition patterns.
1 We should have a look at this
interesting human ability to ask questions. We have discussed, how the ability
to communicate with symbolic representations led, quickly, to the need to orden
these symbols into some kind of a manageable framework of structural
relationships, because the number of separate symbols we can handle and
communicate without the help of logical deductions and intuitive associations,
is limited, indeed. We have also discussed the interesting parallels between
the organic or neurological organisation of sense impressions, on the one hand,
and, the classification of verbalisable concepts and ideas, on the other. We
have seen, that the development of concept formation is a specifically human
sub-specialisation of the broad, evolutionary trend of behavioural flexibility.
2 The main feature of behavioural
flexibility is a loosening of the stimulus-response arc, which leads in the
human species to the inter-position of a conscious reality perception between a
stimulus and its appropriate response. The neurological equivalent of these
psychological functions is represented by a large number of nerve-cells
situated in between the incoming sense impressions and the out-going
behavioural responses. Its psychological equivalent, the structure of conscious
reality perceptions or beliefs, guides, to a large extent, our behaviour, in
particular, when we have to make conscious decisions in order to arrive at an
appropriate behavioural response.
3 If we are not sure about our
decisions, we may feel a need to receive additional information, or, we need
someone else's input into our evaluative and decision-making processes. We are
all subjected to this constant, primarily subconscious process of gathering
more information before coming to a decision. The more conflicting the incoming
sense impressions are, the more difficult will be the behavioural choice, and,
we will have to make a greater effort to come to a satisfactory decision.
4 Most of the questions we ask
are routine, but, we reserve the concept of "asking questions" to
those incidences, where we do this deliberately. Most of the subconscious
information-gathering processes are so automatic, that we do not perceive these
activities to be analogous to the mechanism of "asking a question".
Our conscious questions are, primarily, designed to help us understand our
environment, and to orient ourselves in relation to this environment. All the
questions we ask, deliberately, fall into this category, because we want to
clarify our understanding in order to come to a better response.
5 Yet, ironically, many of the
most "fundamental" questions are not perceived in this light. It
seems, indeed, somewhat strange to consider our questions about the nature of
God, the Universe, or man himself, as designed to make us behave "more appropriately",
but, if we think about it, we realise, that a better behavioural response is,
indeed, the objective of these fundamental considerations or questions. We have
seen, that our sense of awe and wonderment, as well as our curiosity and drive
to explore, to think and ponder, go back, in essence, to our desire to behave
or exist more harmoniously with ourselves and our environment.
6 We would underestimate the
overall meaning of the feature of behavioural flexibility, if we would fail to
appreciate the fact, that the first natural experiments with behavioural
flexibility or plasticity, occurred a long time ago; when the animal life-form
began to develop more complex sensing organs in order to help it shape a more
appropriate motoric response to the stimuli it was receiving from its
environment. When reviewing the animal organism, we see, that the first
evidence for flexibility in behavioural expression is, indeed, in the field of
movement. The essential feature of an animal organism is the capability to move
in search of the most favourable circumstances for survival, and, this means, a
response or movement towards a source of food, or a mate, and a move away from
dangerous stimuli or noxious influences.
7 In the free-floating, single
cell, we see the first signs of the protoplasmic capability of
"movement", or "flow", and, the stimuli that induce
"protoplasmic movements" are represented by a variety of chemical
substances and concentration-gradients in the neighbourhood of the cell. These
mechanisms are reflected in the concepts of "chemo-taxis", or,
chemically induced movements or protoplasmic flow, but, the highly developed,
multi-cellular organisms have developed a variety of special sense-organs,
enabling them to perceive, in various ways, and, often, at a considerable
distance, those targets or sources of stimuli that are meaningful to them;
either in a positive or a negative sense; a target to be approached, or, to be
avoided.
8 Most complex animals show a
remarkable behavioural flexibility, or adaptative learning ability, as we see
in the variety of pathways these animals can take to reach or avoid a specific
target, but, the range of recognition-patterns for such targets remains much
more limited. The surroundings are "perceived" in terms of a nearly
constant search for food, shelter or a mate, as well as the reactions that are
necessary to avoid a predator. The motoric adaptations are quite varied or
flexible, while the range of perceptions seems to be more static and remains
narrowly focussed. A duck will be able to search a pathway to or from the water
in numerous and highly varied ways, but the range of perceptions that will
alter the animal's behaviour, is quite limited indeed.
9 It may well be, however, that
we have become so used to think about the range of perceptions in terms of
generalised abstractions, or "instincts", that we tend to emphasise
the existential meaning of behaviour in static concepts. These static concepts
have a tendency to overlook a much wider variety of actual perceptions lying behind
the many different behavioural responses.
10 Yet, I believe that it is still
accurate to say, that the perception patterns in animals are more static and
standardised compared to the motoric behaviour-patterns, which show, indeed, an
astonishing variety of detailed mechanisms, in particular, when we take the
complicated proprio-ceptive feed-back mechanisms into consideration that arise
from the muscles and tendons of an animal organism.
11 Even under natural
circumstances, all animals "run a maze", by learning, where to turn
for an obstacle, or, where to make use of a pre-existing pathway to reach their
goals. These animal organisms are driven by their biological instincts and
motivations, which have been triggered into action when a set of stimuli was
within a limited but recognisable range. Many metabolic activities of the
organism are responsible for a remarkable sensitising influence upon these
primary biological instincts or drives, which we conceptualise as hunger,
thirst, the sexual drive, or the instincts of aggressive and defensive
behaviour-patterns.
.......
Chapter 11
Content
Biological needs and animal perceptions.
Questions of viability and variability.
The optimum range of flexibility in patterns of recognition and adaptation.
The enlargement of the range of perceptions.
The variable balance between positive and negative stimuli.
Limitations of the genetic code.
Culture, seen as a broadened concept of non-genetically transferred codes of
behaviour.
1 We have come back to the
conclusion, that the perceptual capabilities of an animal are totally in the
service of its existential requirements. The focus and range of an animal's
sense-organs reflect the utilitarian aspects of its awarenesses, and, we have seen,
how an animal tends to fall asleep, whenever the intensity of significant
perceptions attenuates during a state of near-optimum homeostasis. The arousal
mechanisms are sensitised or activated, whenever the metabolic activities have
depeleted, to some extent, the reserves of the organism, and stimuli, which
were neglected before, become meaningful, once again.
2 The recognition of a meaningful
sense impression serves as a focal point for the organisation of a behavioural
response, and, we have discussed on previous occasions, how we can divide,
functionally, the organisation of the central nervous system into two broad
categories; on the one hand, there is a complex information-gathering and
processing section, and, on the other, we see a remarkably complex
"neurological computer", which is responsible for organising smooth
and well-adapted motoric responses. These areas are spatially somewhat
separated, but they are, nevertheless, intertwined.
3 A wrong behavioural response
could be fatal, and would, then, be unable tot serve as a basis for modifying a
subsequent response in a similar situation. A mistake or a negative result from
a particular response, must undermine, physiologically or neurologically, the
degree of reliance an animal is willing to place on a particular perception or
response, because the conditioned reflex-arc between perception and response
has been weakened. If a stimulus has led an animal several times to a futile
hunt, or an unnecessary flight, it will have wasted a large amount of energy,
and, it will, therefore, be less viable than the other members of the species
who did not react at all to a "false alarm".
4 It is clear, that an animal has
to rely, without any doubts or hesitation, on the accuracy of its sense
impressions, and, it becomes understandable, that the inter-position of a
belief structure in the members of mankind may introduce a significant
liability, or, even, a fatal flaw, if it interferes with a physiological
advantage. We pay for this extra flexibility in the structuring and
interpretation of our sense impressions and the potential of achieving
unparalleled mastery. We pay for it, by losing the rigidity of a
physiologically determined perception of our realities. However, we are
focussing our attention, here, on the physiologial flexibility of perceptions
and behaviour-patterns in non-verbalising animals, rather than human beings.
5 The ability to change the
source of food, (depending upon ecological, climatological or seasonal
circumstances), is, obviously, a great advantage for the ability to survive,
but, the necessary widening of the range of sense impressions, making it
possible to obtain this flexibility in finding many different kinds of food,
also implies, that the range of potentially dangerous circumstances, as well as
anxiety-provoking perceptions, has increased dramatically.
6 Therefore, a widening of the range of perceptions that can trigger a food-searching behaviour, has to be coupled with an increase in the range of perceptions that may spell danger, and could, or would, act as a damper upon the impulse to pursue a particular prey or object. Increased flexibility is, therefore, a complex balancing act between an increased range of positive and negative perceptions and experiences. This results in a remarkable increase in the flow of contradictory information and calls for innovative behavioural responses. It calls for a "fine-tuning" in behaviour, because the primary forms of instinctive behaviour, (which are organically inherited response-patterns), are quickly becoming too crude to yield satisfactory results under these complex environmental circumstances.
7 We have attempted, here, to
sketch, briefly, the origins of intelligent or finely-tuned behaviour.
Intelligent behaviour develops in response to the need to maintain viability,
whenever the range of perceptions and responses increases dramatically as a
result of an evolutionary trend towards a more flexible pattern of behavioural
responses by the members of a particular species. This remarkable increase in
the range of perceptions and responses, means, that, quickly, the genetic code
is unable to provide specific behavioural instructions for all the
possibilities and opportunities that may be encountered, and, increasingly, the
criteria of viability begin to rely upon the modification of individual
behaviour-patterns in accordance with past experiences.
8 The build-up of a repertoir of
personal experiences is, however, often, a painful and costly method to acquire
a more finely tuned behavioural response-pattern, because a major mistake may
easily become fatal. A more efficient way of learning is provided by a
generalised imitation or take-over of viable behaviour-patterns from the adult
or parental generations. This method for acquiring specific behaviour-patterns
from the parental generations narrows the range of personal experimentation and
reduces the chances for fatalities amongst the vulnerable youngsters. Yet, the
older generation is relatively free to experiment with new forms of behaviour,
which may provide an extra measure of viability, and, every successful
adaptation will, again, be followed, rather blindly, by the younger
generations.
9 We should not visualise these
processes of collective and individual experimentation with novel
behaviour-patterns to operate under sharply different circumstances. Rather,
the ability, or opportunity, to make small changes in behaviour, based on
personal experience, takes place within the specific limits or tolerances set
by the behaviour-patterns of the adults within the social environment. In turn,
adult behaviour has been shaped, primarily, by imitating the leadership of the
older generations.
10 We are talking, here, about
"acquired" behaviour-patterns. These have been transmitted from one generation
to the next by example and imitation, and, we have, here, the beginning of this
entire complex of non-genetic behavioural transfer, which is so flexible, just
because it has not been locked into the rigidity of a genetic code.
11 I believe, that it is justified
to define this development as the essence of a "cultural guideline".
By including all non-genetically transmitted forms of behaviour as essentially
"cultural" in nature, we loosen this concept from a specific human quality,
and, at the same time, we do not limit the concept of "culture" to
the transmission of verbalisable concepts, or human artifacts, which can be
learned by the transfer of a symbolic imagery.
.......
Chapter 12
Content
The inter-play between the perception of reality and the quality of behavioural
responses.
Feed-back mechanisms.
Chance or inevitability in the evolutionary development of the possibilities
for symbolic representation?
1 Let us consider, for a moment,
the inter-play between the quality of a behavioural response and the
perception, or sense impression, that triggered this response. We may have
given the impression, that the remarkable flexibility and complexity of the
behavioural response had little or no bearing on the rather static quality of
the significant sense impressions themselves. This, however, would be
inaccurate, because it is obvious, that a highly successful response to an
existentially significant situation, (e.g., the response to a specific threat
or danger), will make the animal more confident, and the ease with which it
responded to such a danger or apparent danger, makes the significance of the
sense impression somewhat less dramatic, whenever a similar situation arises in
the near future.
2 Similarly, a positive perception
that leads, relatively easily, to the desired result, will gain in
significance, because the importance of such a perception increases, since the
animal recognises or knows, now, a relatively easy way to secure its viability;
e.g., food or shelter. There is, therefore, a shift possible in the meaning or
significance attached to a specific sense impression, depending upon the nature
of the behavioural response and its results. This is, of course, a good example
of a "feed-back" mechanism.
3 Let us now consider the
question, whether or not the possibility to represent sense impressions
symbolically, (obviously an important mile-stone on the road towards human
evolution), was a chance discovery, which proto-man, as the ancestor of the
human species, stumbled upon by accident. Or, did the process of symbolic
representations develop as a necessity, which had to be explored, and, was
bound to be found, in view of the line of development evolution had taken in
its experiment with behavioural flexibility?
4 Like we have seen so many times
before, the answer depends upon our point of view. It may be worthwhile to
recapitulate, first, a generalised imagery about animal life, which has a
bearing on the answer to this question. All animal life exhibits a measure of
freedom in its behavioural responses. There is a certain degree of
"searching" for the most appropriate response, even, if this freedom
to search is confined within a narrow range of tolerances. This "searching
behaviour" is, especially, apparent in the movements of an animal, and the
search for the best possible movements implies the existence of a feed-back
mechanism, where the animal is able to evaluate, continuously, the effects of a
particular movement or response.
5 If all animal life-forms
exhibit this "searching behaviour" within the limits set by their
organic structure, we certainly may expect those life-forms with a much larger
range of individual behavioural variability, to show such characteristics very
prominently. There can be no doubt, that such a searching behaviour for the
optimal response was, and still is, a dominant characteristic of the human and
pre-human organisms, and, the necessary feed-back mechanisms that allow the
animal organism to monitor, from moment to moment, the success or significance
of a certain response, are an essential and integral part of such a behavioural
complex.
6 Seen in this light, it becomes
clear, that all behavioural opportunities are explored, continuously, within
the range of physiologically given possibilities, and, it seems, therefore,
inevitable, that the pre-human life-form would start to experiment with mimicry
and the imitation of sense impressions; a process, we conceptualise, now, to be
the fore-runner of the art of symbolic representation. On the other hand, we
may also view such a development as a random process of exploring potentials
and possibilities, and, only, when the feed-back mechanisms of a group of
organisms, living together, discern, clearly, an existential advantage in such
an activity, only then, will such behaviour be explored further.
7 As we have seen, the
"accidental" discovery of the technique of symbolic representation
constituted such an enormous advantage, that viability became, eventually,
closely linked with this ability. Of course, the animals experimenting with
symbolic representation had no idea of the significance of what they were
doing. There was, as yet, no concept of the process of symbolic representation
itself. There was only the empirical awareness, that such communal activities
allowed the group to sharpen the memory of their experiences, and, these
activities constituted, therefore, a remarkable advantage in their continuous
struggle for survival.
.......
Chapter 13
Content
Neurological capabilities of classification as a pre-requisite for the function
of recognition.
The function of anticipation in the classification of events.
The abstraction of qualities, secondary abstractions and generalisations.
1 The mechanism of "cerebral
classification" indicates the existence of a physiological or neurological
capability of the brain to classify a whole range of similar perceptions into a
class of similarities. This class will have its own common denominator;
otherwise, even the simple recognition of a sensory awareness as something that
has been seen or experienced before, would not be possible. If the range of
variability within such a class would be extra-ordinarily narrow, the frequency
of recognition would drop disastrously, and the animal would not find the
occasional recognition of a specific sense impression very useful. On the other
hand, if the range would be too wide, the sharpness or consistency of the
significance of such a category would disappear, and, consequently, the results
from the behavioural response would be confused and contradictory.
2 The same applies to the
cerebral classification of events, because the brain, (seen, here, with the
concepts of the conditioned reflex), would be able to anticipate the sequence
of an event by recognising the class of events it belongs to. Therefore, a
recognised event would evoke, automatically, the anticipation of the next phase
of the event, as a result of the fact of having experienced the association of
one event with another. This association has been experienced often enough to
have been recorded as a valid anticipation.
3 Events are also classified into
categories, just as all other sense impressions, and the same limitations of
too narrow or too wide a range of variability determine the usefulness of a
category of memory-traces of past events, or experiences, as a tool for making
decisions or formulating expectations.
4 The brain has shown us, (in our
contemporary interpretation of cerebral function), a mirror-image of the processes
that take place within our conceptual awareness systems. In addition to
classifying, cerebrally, sense impressions into categories with a recognisable
common feature, we have learned, by necessity, to classify a whole range of
symbolically representable images into a mentally coherent framework of related
categories.
5 While each symbolic
representation is already a class on its own by virtue of the fact that it
represents a recognisable item, we super-impose upon our physiological or
cerebral classification systems, a variety of psychological classification
systems, where the classifying mechanisms are verbalisable and have been
deliberately built into a structure of generalising and ordening abstractions.
6 These "structural
concepts" become the regulators or classifying principles of the primary
concepts, and, they are, therefore, "secondary abstractions". If, for
example, we have learned to call a whole group of commonly used objects a class
of "cooking utensils", or, just, "utensils", we group-together
a large series of individually recognised and separately represented symbols
into a new entity on account of a common denominator; e.g., their use in
cooking. In doing so, we form a new awareness; nl., that of "cooking
utensils", which now ties together, in the form of a secondary
abstraction, a whole field of previously separate awarenesses. However, each
individual awareness already represents a primary abstraction, because we are
always dealing with a class of similar objects.
7 This process is repeated time
and again, and, it has given us many layers of awarenesses, mostly as varying
levels of abstraction or generalisation. In this way, we can orden an
extra-ordinarily large number of separate awarenesses into a more or less
coherent framework of comprehension.
8 The fact, that our conceptual
structures require modification, at least, from time to time, is well known,
and, on occasion, we feel the need to re-think, from the ground up, our
classification systems, because we are beginning to encounter increasing
difficulties fitting newly discovered awarenesses into a well-established
scheme of conceptual inter-relationships. The discovery that we can categorise
most, if not all, of our conscious awarenesses into coherent structures of conceptual
relationships, is the most powerful tool of the human being in his continuing
search to master the environment and secure his survival.
.......
Chapter 14
Content
Technological innovations and the possibilities for dense population concentrations.
The independent existence of abstract qualities in our mental imagery.
A shift in the process of learning towards the secondary transfer of mental
images.
The expectation to receive answers.
A review of the classification of knowledge and information.
Relationships with reliance and truth.
1 When we are thinking about the
technological break-throughs of man, we are not talking about the recent
complications that have arisen from the explosion of our technical mastery.
Throughout the period of man's recorded history, we can see, how the use of
tools and weapons, as well as the art of making shelters or domesticate animals
and cultivate plants, provided, increasingly, a marked advantage in man's
ability to survive, in spite of the fact, that man's increasing hostilities
towards each other has made human history a ceaseless round of wars and
upheavals.
2 These early technological
break-throughs were brought-about by the need for people to live ever closer
together, and, their success provided the possibility for viable population
concentrations. The societies of mankind were becoming much larger and more
complex than the nomadic groups of early mankind. Undoubtedly, these
developments reflected the fact, that the "easy" areas to live in
were becoming more difficult to find, as the human species became rapidly more
numerous. It is fair to say, that the cultural and technological break-throughs
that resulted from these increasingly large social entities, have made man what
he is today.
3 Let us, therefore, speculate
about the broadening horizon of man's awarenesses, which took place under the
influence of increased contacts. Let us speculate about these fundamental
developments, which made the larger societies possible and viable. We will not
discuss the traditional factors of communications and record-keeping, which are
the usual focus for observations about early human history. Here, we are
concerned with the need for an increased sophistication in the mechanisms of
classifying sense impressions and verbalisable concepts. It is certain, that
man's immediate environment became much more complex, and, this development
required a much greater dexterity in handling mental abstractions.
4 The first level of
sophistication would be the awareness, that the impressions or perceptions of
certain objects, events or circumstances, could be identified by certain
characteristics or qualities, and, many objects or events could have certain
qualities in common over and beyond those, that led to the existing classification.
These qualities acquire, then, a separate identity and existence with their own
symbolic representation.
5 Before they become verbalisable
concepts, these common features existed as a tacit agreement, or, as commonly
shared but vaguely delineated notions. We experience all the time, how the need
to classify leads to abstractions and generalisations. Aspects and qualities
are, in essence concepts, or abstractions, of common denominators, until they
start to form a class with common features themselves, leading, eventually, to
further abstractions and generalisations. It is important to realise, that
these abstractions exist, then, as a separate conceptual entity, but, they are
not observable as separate, tangible entities for our senses, because they are
fused with the many specific, observable ojects and events we are continuously
in contact with.
6 After we learned to analyse the
tangible world around us in terms of qualities, attributes and other
abstractions, we also learned, slowly, to represent, symbolically, the commonly
shared experiences related to feelings, attitudes, fears, hopes, etc.
Eventually, we became aware of the process of symbolic representation and
abstraction itself, and, we learned to grasp these mechanisms in concepts of cause
and effect, or, categories of similarities and analogies. It is not surprising,
then, that the perceptive human being would, occasionally, feel a sense of
wonder and awe, as he realised, vaguely, the endless diversity and quantity of
actual and potential awarenesses.
7 Our virtuosity in classifying
sense impressions, as well as the steady rise of the number and level of
abstractions, increased our confidence and expectations to the point of
assuming, automatically, that any discrepancies or gaps we became aware of,
could be answered by the social environment. This assumption was re-enforced
continuously, while learning and manipulating the complex schemes of mental
relationships. As youngsters, we experienced the fact, that these gaps in
understanding could be clarified by asking questions from the people around us,
in particular, from our parents, or, the leaders of the social environment. Not
only, did we come to expect a definite label, or name, for anything we did not
know, but, we began to ask for an analysis of the object or event which had
caught our attention. We asked for an analysis in terms of commonly known
qualities and attributes we had become familiar with already.
8 Gradually, an enormously
important shift in emphasis occurred in our learning processes. By growing-up
in an environment where every new awareness was immediately labeled by our
parents and teachers, we grew-up in the expectation to "learn" an
unknown item or event in terms of a constellation of qualities and abstractions
that would describe such an unknown item or event, rather accurately. In this
way, we learned to form a reasonably accurate image of something we had never
experienced before. This is the mechanism of the secondary transfer of
knowledge, but, before this became a major form of learning, every event or
item of existence we experienced had already been named for us by our social
environment, and we could master the occurrence of such an event or experience
by calling it by its name.
9 Because we all grow-up in a
social environment, the correlation of everything we learn is grasped in a
communal structure of beliefs that describes the world around us. This
structure of beliefs is, most often, a religious explanation of existence and
essence, and, all our experiences become, then, classified within such an
overall view of the world, which we experience to exist around and within us.
10 During our formative years, we
learn, not only, the cultural vocabulary of the names or symbolic
representations of all the awarenesses we are likely to encounter, but, we
learn, at the same time, the systems of classification and cause-effect
relationships that are current in our society. Our personal experiences become
less important, because so many of our own experiences become classified into a
culturally transmitted conceptual structure of perceptions and explanations,
and, only later, some of us will be sensitive and persistent enough to realise
the existence of major flaws in the reality perceptions we took-over from our cultural
environment.
11 Most of us grapple with the
complexities and contradictions of our cultural heritage for the rest of our
lives, but, we rarely become precisely aware of the reasons, why, and in what
aspects, our cultural heritage is confusing and contradictory. We see, then,
that the sheer size and complexity of the cultural heritage of a social
enviroment, with its numerous verbalisable and "learnable" concepts
and symbols, becomes a good reason for specialising in knowledge and function,
as well as accepting a status of mutual interdependence.
12 The intellectual specialist
earns his living, and dominates in his social surroundings, by virtue of his
dexterity in manipulating learned symbols, together with the application of
these skills within a narrow range of reality perceptions. A smoothly
functioning ability to classify new experiences into a pre-existing framework
of relationships, as well as the resulting ease with which a new situation is
"grasped", are highly valued and potentially useful capabilities in a
complex and confusing social conglomerate, depending upon the orientation of
the motivation. This "easiness of grasp" gives us a feeling of
confidence in such a mental framework, and, we are then experiencing a
clear-cut, verbalisable scheme of relationships that determines the
classification and regulates the flow of all other, more transient awarenesses.
Now, we have a "belief structure", and the degree of reliance an
individual or group places in this structure of beliefs, accounts for the
degree of reality feeling, or "truth", that is associated with these
structural concepts.
13 Truth is, therefore, a
reflection of the level of trust we place in certain explanatory or regulatory
concepts, and, the more unquestioned our reliance is, the more we feel these
concepts to be the truth "as it really exists". This reliance upon a
set of mental concepts may become existentially extra-ordinarily significant.
Often, we stake our lives on the absolute validity of a particular perception
of a reality, and, we can, therefore, expect a very strong emotional reaction,
when these reality perceptions or belief structures are questioned or
challenged. Security has been based on the truthfulness of such belief
structures, and, we should not be surprised to encounter a hostile reception,
whenever we dare to question the validity of rigidly held beliefs.
.......
Chapter 15
Content
A comparison of religious and scientific beliefs.
The basic scientific assumption; the essential predictability of all events.
The logic of an anthropomorphic interpretation of reality.
1 If we try to define the
essential difference between a scientific and a religious belief structure, it
becomes apparent, that, in modern scientific thought, we have come to a basic,
if tacit assumption. This is the conclusion, that the entire observable realm
of nature, including man, can be grasped in terms of "natural laws".
These laws describe regularly recurring or persistent force-fields, which are
essentially different from the inconsistent and, often, arbitrary patterns of a
willed or voluntary act. Scientific thought has even a strong tendency to deny
the existence of such "freely willed" behaviour in man himself, while
the essence of every religious interpretation of reality, is the acceptance of
a voluntary, anthropomorphic act of "willed creation", fitting-in,
somewhere, in the overall explanatory systems of causes and their effects.
2 A large number of specifically
willed actions of a large group of human beings, may, indeed, at times, be
subject to a correct statistical analysis and prediction, but, this is only
possible because of the random distribution of a large number of
"voluntary specifics" with a tendency to cancel each other.
Statistical predictability of a large population of phenomena does not make any
judgements about the internal cause-effect relationships of the many
sub-events, nor, does it distinguish between predictable forces and arbitrary choices
as the basis for the overall happenings, because statistical correlation and
predictability depend, in essence, on the presence of a recognised pattern of
recurrence.
3 However, this is an aside, and,
we would like to emphasise, here, the implicit assumption of all scientific
thought and classification systems, nl., that we are not dealing in the
observable realm of phenomena with willed, anthropomorphic force-fields, but
only, with a flow of forces and their resulting phenomena, which are intrinsically
capable of being grasped by intellectual generalisations.
4 For early man, and for mankind
throughout the greatest part of its history, such a scientific point of view
would, not only, be unthinkable, but, it would contradict, directly, the evidence
from man's own primary sense impressions. In fact, all animal force-fields,
including man's own, are characterised by the ability to excercise a deliberate
and voluntary will, with an arbitrary choice and purpose in the formation of
their goal-patterns. We can generalise these phenomena and grasp them, now, to
some extent, with our concepts of "biological needs" or
"existential concerns".
5 To see in the large world of
natural events an extra-polation of these arbitrary and "willed"
force-fields, was a perfectly logical conclusion for early man, and, the
scientific re-interpretation of the natural force-fields in the light of
non-willed, a-personal and essentially predictable events, constitutes, indeed,
a remarkable change in attitude, as well as a powerful break-through in man's
grasp over natural events.
6 However, the idea of a created, original source for all existence, including the existence of all matter-energy, remains an almost inescapable conclusion for most human minds, especially, because it remains so difficult to visualise the concept of "eternity". The important question, here, for our attitudes towards a super-natural or creative force, is the concept, that such a super-natural, creative deity may be approached by man, either collectively or individually; in an attempt to change the circumstances to the benefit of those who pray to God.
7 This is the crucial difference
between the religious and the scientific attitude or approach to the
interpretation of our realities. All our ideas pivot on this point of view,
whenever we try to grasp man's nature and destiny, the meaning of suffering, as
well as the possibility of ever-lasting life. We will not review, here, the
various images that are related to the religious and scientific points of view,
but, we want to emphasise, once again, the consequences that flow from a choice
between these two great systems of thought and explanation.
8 We have discussed the view,
that the formation of a belief structure, regardless of its contents, emerges
as a biological necessity for the human being, and, we have seen, that this
phenomenon should be considered, together with the entire sphere of primary
awarenesses and conceptual abstractions, as a behavioural or biological tool.
Indeed, the tool of "conscious awareness" is entirely in the service
of collective or individual viability. We have come to these conclusions, now,
several times, from different lines of thought.
9 Let us, therefore, review the
scientific and religious view-points and attitudes from the common ground that
is shared by both; from the common functions of the living human being in terms
of existential requirements and behavioural objectives. On many occasions, we
have discussed the remarkable technological success and mastery that resulted
from insights and belief structures, based on careful observations and made in
an emotionally neutral frame of mind. These observations tend to give us a
coherent and persuasive imagery of a non-anthropocentric and non-egocentric
vantage-point, where the persuasiveness of the scientific interpretation is,
ideally, based on logical extra-polations, experiments and reasoned arguments.
This imagery tends to leave us somewhat in the dark, however, about our
questions of ultimate concern, and, it provides very little sustenance for this
remarkable stress-adaptation, called "hope".
.......
Chapter 16
Content
The function of the attitude of hope.
Hope and stress.
An analysis of stress.
Communal effects of acute and chronic stress.
Guilt and gratitude.
The functions and limitations of emotional neutrality.
Hope and atonement.
Destructive aspects of too great a stress-resistance because of religious
beliefs and hopeful expectations.
The usefulness of emotional neutrality in the prevention of stressful
situations.
A review of our need for certainty.
The mobilisation of motivational energies.
Some loss of resistance in coping with stress represents a fair price to pay
for an increased range of understanding and emotional control.
The emotionally neutral hope.
1 In conclusion, let us take one
more look at the attitude and outlook we call "hope". If, for one
reason or another, the pressures upon our existence increase, we call the
resulting phenomena "stress", regardless, whether these phenomena are
observed in another living organism or experienced, subjectively, by ourselves.
The concept of stress indicates the overall resistance an organism will show,
physically as well as mentally, whenever it is driven-away by stressful
pressures from a comfortable and optimum equilibrium. Such pressures may result
from environmental changes, or, very commonly, from competitive pressures by
other organisms, or, the stress may result from the disruptive pressures of
sickness, injuries or old-age.
2 The human being exhibits, just
like all other life-forms, a certain "elasticity" during its
existence. We resist, partially, and we give-way, partially, but, living under
such conditions, away from a comfortable equilibrium, gives us a feeling of
stress or tension, because there is a constant force-field within us,
biologically and psychologically, which wants to restore the original point of
equilibrium.
3 If the pressures increase, we
yield more, and, we resist more, but, we are quickly reaching a limit of our ability
to withstand the stress associated with either process. As we yield more, our
internal resistance mounts, and, if we resist the external pressures more, an
ever greater effort is needed to prevent a sudden collapse of our
stress-resisting capabilities and a catastrophic disruption of our physical and
mental cohesion. Both mechanisms are called "stress", and both
processes occur simultaneously.
4 If we consider the
psychological equivalents of these displacement forces, we see, that these
pressures, together with our efforts to resist them, arouse powerful emotions
and anxieties. We come to the conclusion, largely intuitively, that these
pressures may become highly dangerous for our well-being, and, we experience an
acute discomfort, while trying to resist the displacement forces that drive us
away from a comfortable status-quo. We notice, again mostly intuitively, that
our behaviour is emotional, and, we have to make a deliberate effort to think
rationally and calmly. Yet, we know, that we have to control our emotional
impulses, if we want to find the most beneficial solution to our problems.
5 We are defensive, in the sense,
that we try to struggle with the forces that drive us away from an optimum
equilibrium, and, at the same time, we are aware, that the remainder of our
elan vital is trying to restore our previous equilibrium. This is, in a way, an
active or aggressive form of behaviour, where we try to "push back"
those forces that are infringing upon our domain, our territory, or our rights.
These are, in essence, "reactionary" behaviour-patterns.
6 Most of us will find ourselves,
from time to time, involved in such a struggle, because none of us can exist
without experiencing a measure of challenge or competition from our
environment, and, we have discussed the reasons, why we need a moderate dose of
challenge and stimulation in order to remain active, alert and agile. We
actually enjoy a challenge, and the boundary-line between a joyful challenge
and a painful stress is vague and variable, depending, largely, on our
attitudes and stress-resisting abilities.
7 The severity of a displacement
force varies markedly and ranges from a mild stimulation of our attitudes of
concern, to life-threatening conditions. We may see people cling desperately to
life, barely surviving under extremely harsh conditions, or, we may see a
revolting and absurd pre-occupation with trivia or unproductive and destructive
activities, if a bored and confused generation of affluent consumers is
searching for a sense of meaning in their existence, as well as an outlet for
their energies.
8 When individual people, or,
even, entire communities, experience the life-threatening upheavals of wars or
famines, a comfortable level of existence has been completely destroyed. The levels
of stress and anxiety are severe, while the need for mutual assistance and
cooperation increases sharply. The emotional satisfactions that may come from a
successful increase in mutual assistance, can be enormous, and may replace the
sense of stress with a feeling of gratitude, or, even, security, which was
unknown in a more pleasant and less stressful condition of existence. The need
for such comforting emotions, attitudes and insights is so strong, and the
influence of these emotions is so powerful, that we see, often, a measure of
resilience in people under stress which is totally amazing and hard to
comprehend, even for those, who are experiencing these emotions themselves.
9 There can be no doubt, that the
psychological mechanisms of collective resilience are very important in
resisting stress, and, they may prove to be crucial for the ability to survive
a communal disaster. The strength and joy of extensive contacts is unparalleled
and will be treasured as a valuable experience. The attitudes of communal
cooperation and the stream-lining of the will to survive lay the foundation for
a cultural code of great strength and beauty, which may survive for a number of
generations.
10 We have sketched, here, the
circumstances that emphasise the nature and function of the attitude of
"hope". In an emotionally neutral evaluation, we can analyse, quite
accurately and objectively, the factors that will influence the immediate
future, but, in severe, stressful situations, this analysis results, nearly
always, in a feeling of despair, because we can not see any logical reason to
expect an improvement, whenever we look at the situation with detached
objectivity. Under these circumstances, emotional neutrality and objective
analysis would interfere with our somewhat blind desire to "hope for the
best", and, it would put a damper on our communal courage to resist the
source of "evil stress".
11 Our emotional ground-tone may
become more optimistic, whenever it begins to "resonate" in harmony
with our social surroundings as a result of increased feelings of mutual trust
and togetherness. Then, our communications will, invariably, consider the
possibility for an improvement out of proportion to the likelyhood of its
actual occurrence. The possibility of a "change for the better" is
treasured and recalled, again and again, in an attitude of fond expectations,
because we need to create a world, at least, in our own minds, where the
situation is much better and much closer to a nostalgically remembered past. We
feel guilty, when we remember, how this past was marred by internal disputes
and an inevitable lack of appreciation for the blessings of our existence. Only
now, do we realise, how good and fortunate those times really were.
12 A sense of guilt mingles with a feeling
of newly found strength in togetherness. There is a greatly increased
appreciation for the well-being of daily existence, as well as a nostalgic and
somewhat irrealistic expectation about the likelyhood that the foreseeable
future will see a return to the blessed past. These feelings seem to be the
most important behavioural attitudes and adaptations of a community that is
living under a measure of external stress, or "duress". The emotional
synchrony of hopeful expectations becomes an essential and sustained form of
stress-adaptation. Reality experiences are becoming increasingly coloured by
this commonly shared emotional ground-tone, which may fluctuate between hope
and despair, depending upon the duration, severity and progression of the
stressful circumstances.
13 The attitude of emotional
neutrality is, now, looked-upon with a measure of suspicion, because it tends
to cloud the sharp divisions between good and evil, and, the attitude of
emotional neutrality has a tendency to undermine the will to maintain the
struggle for survival by questioning the definitions of right and wrong.
14 However, the attitude of hopeful
expectations can not be sustained indefinitely, because such an attitude
requires a sustained effort, or a "maintenance energy". After all, it
is tiresome to resist stress continuously. If hopeful expectations are not
satisfied, at least, to some extent, within a reasonable period of time; if
certain, small events can not be interpreted as a justification for these
hopeful expectations, discouragement and despair will, eventually, take-over,
indicating a lessening of the stress-resisting forces that have to be
maintained by a community under duress.
15 One of the most basic and
obviously sound and sensible responses to the presence of a threat or a stress,
is an attempt to secure help from another source in order to better resist
these forces of displacement. The social organisation or integration of a group
of individuals is directly based on these mechanisms of mutual assistance, and,
nature has explored the advantages of the possibilities for mutual assistance,
long before man became consciously aware of these possibilities. Viability
becomes, then, for the socially integrated grouping, a matter of survival of
the social entity as a whole, rather than the survival of a single individual.
16 We have elaborated several
times, now, man's efforts to structure the forces he experiences around and
within him in an analogy to the forces of his own conscious will, or the
force-fields of the immediate social surroundings, and, we have seen, how the
interpretation of the world as a system of "willed forces" helping or
harming him, was an inescapable and completely logical conclusion of man's
early observations. Man's desire to align himself with such anthropomorphic
forces in the most advantageous way possible was entirely logical, and, the
leaders of a community would try to harnass these anthropomorphic force-fields
with magic manipulations and incantations, as they grasped for help and guidance
in their efforts to lead their community through difficult times.
17 Is it not perfectly natural to
resort to a prayer for help, or an attitude of atonement for past wrong-doings,
whenever we find ourselves in dire circumstances? Is it not natural to suspect,
that we have offended the powerful forces of nature, if we see these forces
working against us? In our anthropomorphic perceptions of reality, we know,
that these forces could help us, if they had the will and desire to do so.
18 Hopeful expectations, the
crucial need for help to effect a change for the better in the prevailing
circumstances, as well as a sense of guilt for the insufficient appreciation
when times were good, all these factors combine to effect a powerful
psychological attitude of prayer and atonement, which are an incalculable aid
to survival. Yet, during prolonged and relatively mild forms of stress, this
prayerful attitude of hopeful expectation and atonement loses its
persuasiveness as a result of the chronic frustrations that are associated with
a long and unexpected delay in the fulfillment of these hopeful expectations.
19 Here, the processes of critical
re-evaluation and the contribution of emotionally more neutral observations are
going to be increasingly useful to provide the mental precision necessary to
maintain faith in the reality of certain expectations. However, the chronicity
of a situation of stress, also means, that, in such long-standing but
relatively mild forms of stress, the community accepts, slowly and tacitly, the
status-quo as the new equilibrium, and, with this acceptance, the balance-point
of the equilibrium has been changed, be it ever so slightly. There is, then, in
essence, a return to reality and emotional neutrality. Life goes-on, as the
status-quo becomes, slowly, "the norm". The social organism or
community returns, slowly, to a behaviour in the emotionally neutral zone,
even, if a ground-tone of regret, or, a vague memory of "the good old
days" remains alive in certain concepts or legends that are beginning to
form a valuable cultural heritage.
20 Throughout history, it has been
obvious to man, that there is, often, an unexpected and incomprehensible delay
between the fervent prayers for help and the arrival of a beneficial response
from the gods. Such delays were, often, responsible for extra-ordinary severe
practices of atonement and sacrifice, and, man formulated, later, many
sophisticated attitudes and intellectual explanations in an attempt to
accomodate for these frustrating uncertainties and delays.
21 Probably, the most
sophisticated, most powerful and most valuable adaptation has been the
attitude, or view-point, that the Divine Will takes precedence over the human
will, and, that a complete trust in the wisdom and benefit of the Divine Will,
is, somehow, going to be rewarded; perhaps, not in a tangible form during our
life-time on earth, but, certainly, as a blissful union with the Supreme Being
in a life after death.
22 Such an adaptation has the
enormous advantage, that it can not be proven wrong. How can anyone prove, that
the concept of a life after death and a blissful acceptance of the individual
by his God, is an illusion? All evidence seems to indicate, that such a course
of events may indeed be possible, and the testimonials of martyrs, dying for
their beliefs, are a powerful and persuasive testimony, indeed.
23 Actually, such a form of
stress-adaptation is so successful and powerful, that it often induces a
resistance to stress that goes far beyond what is needed. It becomes, then, an
"over-reaction", to the point of stubborn self-destruction, because
the biological goal of an increase in viability has been shifted to an
unassailable, eternal viability in a union with God.
24 This stubborn resistance is the
source of many new forms of stress, tensions and incidences of violent
conflict, and, we do not have to search far in history, before encountering
distressing examples of stress caused by religious beliefs. The invention of
the religious attitude as a powerful means to resist adversity, has led, at
times, to a destructive rigidity. These rigid attitudes were destructive for
the religious believer under stress, as well as for his adversaries; whenever
the religious believer was in a position of power and possessed a self-righteous
confidence about the absolute validity of his truths.
25 Where does this leave our
ability to manipulate the environment on the basis of observations and beliefs
that have been obtained with an attitude of emotional neutrality? Where does
this powerful tool or technique fit into our behavioural adaptations to stress?
Obviously, our existential security has been based, to a very large extent, on
the development and use of emotionally neutral manipulative skills, and there
can be little doubt, that such manipulative skills have been the basis for our
unprecedented mastery over other life-forms, as well as our natural
environment. Even more important is the insight, and awareness, that the
emotionally neutral zone forms the basis for our ability to conceptualise and
think.
26 Where do the capabilities of the
emotionally neutral zone fit-in as a factor of stress-adaptation? We have seen,
that the more severe forms of stress evoke a response in the emotional regions
of the behavioural spectrum, and, the more severe and acute the force of
stress, the more our response will be emotional or instinctive in nature. This
points, inescapably, to the conclusion, that our manipulative skills and our
mental images, based on the observations made in the emotionally neutral zone,
are most effective in restoring us to our comfortable equilibrium in the minor
forms of stress-adaptation, but, they are not as effective in the resistance of
severe stress.
27 The images and skills of the
emotionally neutral zone are most useful for carrying-out preventative measures
or actions, where we secure our viability by anticipating and avoiding the
forces of stress, long before they become strong. The foresight to avoid
exposure to a stressful situation is, undoubtedly, by far the most clever and
existentially viable way to deal with the forces of stress. This is a form of
"opportunism", if you like, but it is highly effective, and, it has
been paid-for with the price of an increased potential for "anxiety".
28 An increased ability to foresee
what may happen, implies, by necessity, a far greater awareness of potentially
dangerous developments, and, this form of "productive anxiety"
mobilises the energies and measures required to take appropriate evasive
action.
29 In order to be effective in our
efforts to avoid stress, we need a high degree of precision in our
anticipations, but, we do not necessarily need an absolute reliance upon the
validity of our reality interpretations, or, the mental structures that let us
take these appropriate avoidance reactions. They have to be reliable, but we do
not have to believe that they represent an absolute truth.
30 Nevertheless, a sense of
reliability also constitutes a "feeling of truth", just as the
religious reality interpretation becomes a truth when relied-upon under
severely stressful conditions. Yet, the nature of the imagery we use in an
opportunistic avoidance-behaviour, or a situation of clever advantage-taking,
is different from the imagery that comes into play whenever we are emotionally
aroused. The emotionally neutral imagery tends to be much more flexible,
because we are much less involved existentially.
31 However, we should not consider
the emotionally neutral zone to be completely neutral. A mild anxiety has to be
present, before we develop a sufficient motivation to spend our energies trying
to stay out of trouble. In addition, we have to learn to extend our concerns to
the people around us, because a profound insight will tell us, unmistakenly,
that our viability is, ultimately, dependent upon the viability, happiness and
security of the people of our social environment.
32 The need for the ability to
trust, implicitly, a certain system of images or conceptual inter-relationships
does not invalidate our search for a relativistic frame of reference, where the
quality of trust is equated with the level of reliability that seems prudent
under a particular set of circumstances. If we can not trust a set of images,
we can not maintain a state of emotional near-neutrality, because a confused
and unreliable reality perception will endanger and surprise us, time and
again, evoking our existential anxieties and ruining our efforts to function in
an emotionally neutral frame of mind. Such a repeated frustration of our
efforts to rely upon emotionally neutral images, may well be one of the major
reasons, why people drift back into fanatical religious beliefs in times of
severe stress.
33 I am convinced that it is,
intellectually and emotionally, not only, possible, but, advantageous, to
"believe", strongly, in our mental images, and, I am convinced that
we have to rely upon them very seriously for our behavioural decisions, and
yet, we should be able to acknowledge, in the back of our minds, that the
validity of our belief structures may change at any time. We may lose some of
our ability to excercise a fanatically stubborn and self-destructive resistance
to stress, (as we see in the absolutism of religious fervor), but, we gain in
the ability to adapt flexibly, and, to accept a compromise. In particular, we
gain the ability to see the point of view of our adversaries.
34 In the long run, this ability to
see someone else's point of view and recognise someone else's legitimate needs
and aspirations, will determine the viability of us all. The time has passed,
that we could hope to solve a conflict of interest, or ideological difference,
with ruthless persecution or death-defying acts of heroic resistance. We have
to learn to avoid stressful situations by learning to curb our yearning for
combat and victory.
35 Some loss of the ability to cope
with stressful situations of utter despair, may not be too high a price to pay,
certainly not, if it becomes obvious, that an increasing reliance upon
observations made in the emotionally neutral zone, will help us, individually
as well as collectively, to avoid getting into a desperate situation in the
first place.
36 Therefore, the value of an
attitude of relativity in conceptual imagery is utilitarian in nature, and, it
reflects, in essence, a search for global compatibility and security. Our
beliefs and attitudes will always be judged on their usefulness, as we attempt
to cope with ourselves and our environment.
37 Let us hope, emotionally netural, that such ideas may find a wide-spread response, and, let us hope, that they may help us to enlarge our spheres of mutual concern, because it is the scope of our attitudes of concern, as well as the focus of these concerns, which will, ultimately, determine the destiny of the species of mankind.
.......
Summary
1. The importance of a belief in the truth.
Philosophical niceties and the question of relevance.
The trade-off between flexible tolerance and a purposeful resolve.
The existential meaning of belief structures.
A comparison between human and animal awareness mechanisms.
2. Flexibility and viability.
Neurological systems of classification.
The range of recognition-patterns.
3. Animal behaviour and awareness.
The conditioned reflex.
Human interpretations when analysing animal awarenesses.
4. The development of human awarenesses.
Similarities and differences with animal awareness.
The beginnings of conceptual awareness.
5. Communal aspects of symbolic awareness arousal.
The difficulties of indicating the beginning of the human species.
The importance of the frequent, voluntary recall of memory-traces.
The need to categorise conceptual images.
6. A review of conceptual developments.
Possibilities for the experience of individual variability in emotional
significance.
The basis for reflective thought.
Discrepancies between the existential significance of the actual experience and
the symbolically stimulated memory-recall.
7. Self-stimulation of mental image-recall.
Later developments in the abstraction of a sense of individuality.
The existential significance of the process of reflection.
8. The transition from a reaction to an awareness.
A review of human interpretations of animal awarenesses.
Neurological versus conceptual recognition patterns.
The origins of anthropomorphic interpretations of reality experiences.
9. Continuing developments in the mechanisms of verbalisation.
The communication of knowledge.
The description of an unknown specific in terms of generalised qualities.
The domestic dog and the interpretation of its behaviour.
10. Symbolic
representations and cultural developments.
Parallels between neurological and conceptual classification systems.
Mobility and perception in animal organisms.
The relative rigidity of recognition patterns.
11. Biological needs and
animal perceptions.
Questions of viability and variability.
The optimum range of flexibility in patterns of recognition and adaptation.
The enlargement of the range of perceptions.
The variable balance between positive and negative stimuli.
Limitations of the genetic code.
Culture, seen as a broadened concept of non-genetically transferred codes of
behaviour.
12. The inter-play between the perception of reality and the quality of
behavioural responses.
Feed-back mechanisms.
Chance or inevitability in the evolutionary development of the possibilities
for symbolic representation?
13. Neurological capabilities of classification as a pre-requisite for
the function of recognition.
The function of anticipation in the classification of events.
The abstraction of qualities, secondary abstractions and generalisations.
14. Technological innovations and the possibilities for dense population
concentrations.
The independent existence of abstract qualities in our mental imagery.
A shift in the process of learning towards the secondary transfer of mental
images.
The expectation to receive answers.
A review of the classification of knowledge and information.
Relationships with reliance and truth.
15. A comparison of religious and scientific beliefs.
The basic scientific assumption; the essential predictability of all events.
The logic of an anthropomorphic interpretation of reality.
16. The function of the attitude of hope.
Hope and stress.
An analysis of stress.
Communal effects of acute and chronic stress.
Guilt and gratitude.
The functions and limitations of emotional neutrality.
Hope and atonement.
Destructive aspects of too great a stress-resistance because of religious
beliefs and hopeful expectations.
The usefulness of emotional neutrality in the prevention of stressful
situations.
A review of our need for certainty.
The mobilisation of motivational energies.
Some loss of resistance in coping with stress represents a fair price to pay
for an increased range of understanding and emotional control.
The emotionally neutral hope.
.......