THE EVOLUTION OF CULTURE
man's conscious search for better living conditions
A Study in Thought
sa056
by
Marius Heuff
Chapter 1
Content
A constant search for better living conditions.
The results of a status of fierce competitive strife.
Growth and decline.
A mosaic of motivational forces.
An essential inability to learn.
Ever-recurrent follies.
Leaders and the mob.
There are always a few exceptions to every social or historical trend.
Looking at history from a great distance.
The drama and fascination disappear, whenever we try to generalise on too large a scale.
The functions of the genetic code.
The social units of mankind make also use of a reproductive and regulatory code.
Objections to considering the societies of mankind as "living entities".
A look at the "slime-mold".
A look at highly specialised, small-scale, socially integrated units.
Living together in large societies is a matter of necessity.
The background of socially integrated human existence.
Man has always searched for improvements in his way of life, his level of
well-being and security, as well as his ease of existence. Long before the
faculties of conscious awareness added a dimension of deliberate purpose
to this instinctive search, nature developed the possibilities of flexible
behaviour-patterns to enhance this essential quality of viability for some
of the large, complex, multi-cellular species'. The faculty of conscious
awareness in the species of mankind added the possibility of deliberate reasoning
and long-term planning, as well as the weapons of treachery and deception,
to the struggle for survival.
Unfortunately, a solution to the search for security seems to cause, so often,
the ruination, destruction and death of someone else, and recorded history,
as well as the known facts of human existence before the invention of the
art of writing, seem to give us a never-ending series of wars and disasters,
triumphs and massacres, glorious achievements and utter devastations.
We see, throughout history, the resurgence of the attitude of "hope" after
defeat; of a supreme effort to overcome difficulties, followed by a heady
conquest, as well as a shift of the "darker side" of existence to the enemy.
Inevitably, the pendulum swings again, and, the society that was vigorous
and victorious, not so long ago, becomes lazy, decadent and ignorant, within
a few short generations.
As strength declines, corruption flourishes. Inequities rear their head,
and, the strains and stresses upon society increase. Soon, there is an outburst
of rebellion; a riot or revolt against the practices of favouritism and
oppression, creating, often, their own incidences of injustice. Or, the enemy,
(somewhere, there is always an enemy), awaits his chance to conquer and destroy
the miserable remnants of a degenerate society.
If we take a close look at the historical events of human efforts and follies,
we see the entire spectrum of human behaviour unfold, and, as we become more
adept at unraveling human motivations, the logic and innate inevitability
of many of the events that took place in the drama of existence, become much
clearer to us. The distinctions between good and evil, God and Satan, right
and wrong, seem to blur into a mosaic of motivational forces that clash and
erupt, killing thousands, even, millions of people, who thought, that they
were eradicating an evil empire or an utterly damned and God-forsaken enemy,
while, in reality, they were fighting people, who functioned and thought,
loved and hated, just like themselves.
History is depressing, because we get the uneasy feeling, that people, throughout
the many centuries, have not learned much, and, that they are behaving roughly
the same, regardless of the time-period or civilisation we are looking at.
Their beliefs may change somewhat, but they still tend to reach, so quickly,
for their weapons as a means to solve a situation of conflict, and, they
always see the clash of existential interests as a struggle between good
and evil.
Many innocent and credulous people have been persuaded by their leaders to
believe, that they have to sacrifice their possessions, their children, even,
their own lives, for the love of God and the glory of their country. In modern
times, leaders have become primarily strategists, who sacrifice their subjects
as dispensible pieces in the chess-game of war, in stead of leading their
armies into battle themselves. This is the reason, why our leaders can wine
and dine each other at a "peace conference", after their pawns have sacrificed
themselves and annihilated each other on the battle-field.
Perhaps, we can, indeed, analyse the recurrent follies of mankind as the
follies of their leaders. Their motivations seem to be driven by the instincts
of arrogance and egocentricity, which are, so often, the hallmark of forceful
personalities who have appropriated the right to become leaders, to do battle,
and, to uproot many thousands of their followers.
We pay a high price for such "leadership". Perhaps, too high a price, because,
we, as followers, have very little power to remove a leader who starts to
behave in a narrowly nationalistic and destructive manner, but, then, we
look around a little further in history, and, we also become aware of the
brutality and coarseness of "mob rule". The mob without a leader is a lumbering
giant, extremely vulnerable to swift and decisive counter-attacks, and, in
its undifferentiated and indiscriminate violence, the mob may, for a short
while, equal or surpass the brutality and cruelty of a despotic and psychopathic
leadership.
The mob may be fortunate, and find an intelligent and compasionate leader
who is able to restore peace and a sense of justice. This is usually sufficient
to let the forces of exuberance and innovation create prosperity and a rapidly
diversifying populace. It is interesting to see, how quickly the accumulation
of a few assets suffices to bring-out the "conservative instincts" in people,
because the less intelligent, wasteful and dull members of society become
envious and pose, quickly, a threat to those, who have "established"
themselves.
A bit of property, spread widely amongst the people, reduces the chances of rampage or mindless violence, and, it increases the dominance of those, who have something to lose from a state of anarchy.
However, prosperity seems to invite, inevitably, the inheritance of fortune
and privileges by a generation that is spoiled and soft, and, because soft
and spoiled members lack leadership qualities, they form quickly a class
that tries to cling to power and wealth by oppression, exploitation or
corruption. What started-out as a differentiation in living standards based
on merit, becomes, quickly, an anxious and defensive preservation of the
status-quo resulting from a complete dependence upon this position of wealth
and privilege.
It seems inevitable, that the spirit of exuberance and the sense of justice
become frustrated within a few generations. Invariably, the phenomena of
indifference and corruption emerge, foolish and indulgent behaviour comes
to the fore, as well as a rapid rise in the level of frustration and
injustice.
Nevertheless, a close look at any particular historical situation reveals
a wide-spread spectrum of attitudes and motivations. While some people in
power become corrupt and incompetent, others do their best to govern and
rule fairly. While the upper classes have a general tendency to relapse into
an attitude of indifference and exploitation, here and there, we always see
a few exceptions. While the incidences of injustice and disparity are
accumulating rapidly, it may take a surprisingly long time before a collapse
is actually imminent, and serious counter-measures are taken. Even so, the
winds of change are often fickle, and they may die-out prematurely.
In short, a close look at any historic event or situation, in particular,
when there is a wealth of data, will always show contradictory trends, and,
this makes it possible to interpret the events or happenings of the past
in many different ways. Perhaps, this is the reason, why history remains
so fascinating, because we can nearly always vary the interpretation or meaning
of a certain event. We can do this by emphasising different facts or features
from a contradictory or confusing background.
It is still difficult to formulate reliable and useful generalisations about the reasons, why certain historical events took place. If we look at history from a great distance, the human events seem to blur into a nearly random confusion of contradictory forces, where societies behave like primitive organisms, tentatively seeking a level of viability, or a possibility of existence, trying-out a variety of functional arrangements and structural patterns. The drama and fascination disappear, when we try to generalise on too large a scale, and, we get the feeling, that such an overall approach is not going to provide us with worthwhile insights. Perhaps, the number of historical events is not really large enough to let us group-together truly homogeneous populations of events that can be analysed statistically.
However, there is another reason, why this type of generalised approach is
less useful in the field of history. The natural biochemical experiments
that led to the origin of the living cell, together with the equally random
experimentation of multi-cellular life-forms with a number of existence
possibilities, provide us with a clue about the slow emergence and evolutionary
history of the genetic code, which repeats the organisation of a successful
organism, time and again, creating a faithful duplicate of a member of a
living species.
Yet, in the succession of societies, we can not discern anything like a
"reproductive code", because the death of one society, or, the birth of another,
do not seem to evolve along lines that are guided or regulated by some sort
of code or set of guidelines. While we see a distinct aspect of organicity
in the birth, growth, maturation, decay and death of a social entity, we
find it much more difficult to recognise the guidance-patterns and reproductive
functions that characterise the existence of the cellular and multi-cellular
life-forms.
Indeed, we should ask ourselves, whether or not we can identify in the tentative
and ever-changing units of multi-individual societies, any function or structure
that is analogous to, and comparable with, the genetic code of a living cell.
We know, that the genetic code in a cell regulates, not only, the exact
duplication of a cell by cellular division, or, an "a-sexual mitosis", but,
it also guides the production of key regulators during the existence of a
cell.
In the case of the sexual mode of reproduction of a large organism, such as a multi-cellular individual, we see, how the fusion of two specialised sex-cells results in a most complicated and carefully guided embryological development, where, in the security of a stable environment within the maternal womb, the processes of cellular division and specialisation are geared towards the production of a miniature but complete multi-cellular organism.
It is clear, then, that the genetic code regulates the metabolic or biochemical
machinery of cellular and multi-cellular existence, as well as the reproduction
of uni-cellular and multi-cellular organisms. Is there in the human society,
be it small or large, a similar structure, or, a similar guiding principle,
regulating the happenings and events between the members of such a social
unit? Is there a structure that regulates the events of social existence
and functions as a template, able to secure the continuation of such a unit
over a period of generations?
We see, indeed, a parallel between the social units of man and the living
cell, because the members of a biochemical conglomerate of reaction-patterns
and fragile substances within the living protoplasm come and go, long before
the life-span of the cell itself has come to an end. People, too, are born
into a society and they die, while the life-cycle of the society itself is
usually far slower, comprising, at least, a number of generations.
In spite of the apparent organicity of a socially integrated entity of human
beings, and, in spite of the similarities between a living organism and a
social unit of the species of mankind, you may question the validity of
considering a human society to be a living entity. We have noted the absence
of a genetic, organising code in society, and, you may also point-out, that
the members of a society do not necessarily have to die, whenever the unity
of a social entity falls-apart. Individual cells of a multi-cellular organism,
or the biochemical substances and reaction-patterns of the protoplasm, do
not survive, if the living entity in which they exist, disintegrates.
True, the discrepancies seem to be so pronounced, that it seems hardly worthwhile
to pursue the analogy beween a living organism and a social unit any further.
Yet, if we look at this analogy a little more in detail, we find, that the
discrepancies are not so stark. Certainly, we do not want to compare a
multi-individual unit of human beings with a complex multi-cellular organism,
but, if we compare it with a much more primitive and tentative multi-cellular
organism, e.g. a "slime-mold", we come to the conclusion, that the individual
cells do not have to perish, if the slime-mold ceases to exist.
On the other hand, we see, that human existence is, often, more dependent
upon each other than we think. We tend to see society, primarily, as "the
nation", the larger State, and, it is true, that such a State can fall-apart,
be divided, or molested beyond recognition, without affecting, seriously,
the viability of its members. However, we should not forget, that the primary
and existentially more important social relationships occur on a much smaller
scale.
If we picture ourselves suddenly transposed, utterly alone, somewhere in
the midst of a jungle, without help, without tools and without communications,
we know, that it will be very difficult to survive for any length of time.
Similarly, if we look at highly specialised small social units that are engaged
in a specific task, such as piloting a plane or a space-ship, we know, that
the break-down or death of this social unit will result in the death of all
its members. Perhaps, then, the discrepancies are not as profound as they
seem to be at first sight, provided, we keep a proper perspective in mind,
and, we may, therefore, pursue this analogy in the hope of finding some useful
insights.
We may consider the larger human society to resemble, at least, to some extent,
a "slime-mold"; a very tentative and temporary, fluid and fragile organisation
of human beings, who search, and find, in such a fluctuating and fluid mode
of cooperation, a measure of enhanced security and increased viability.
We can be reasonably sure, that man cooperates and lives together, largely,
as a matter of necessity, and not by choice, in spite of the fact, that we
all have a strong inclination to seek each other's company, as well as a
strong tendency to annihilate each other's existence, whenever we are in
a situation of conflict.
We are again on fairly safe grounds, if we state, that both characteristics
were sharpened as instincts into the make-up of our character, long before
we became human. Man came forth from a species that had already found a measure
of viability by living together in small, social groupings of related members.
Care for the vulnerable infant and mother, coupled with a courageous ferocity
towards the larger animals, provided a measure of security, as well as an
enlarged food-supply, and, we do not find it difficult to see proto-man as
an animal who could walk upright, and hunted and lived in small groups, wandering
from place to place, yet, remaining primarily at the transition zone between
the forests and the plains.
Man started to use stones and sticks as temporary tools and weapons, enlarging,
to a remarkable extent, the effectiveness of his predatorial potential. He
protected himself and his vulnerable kinfolk against death and extinction
by this curious combination of ferocity against threats from the outside,
while behaving with a well developed instinct of parental care and concern
towards its vulnerable off-spring and the weaker members of the family-unit
he belonged to.
.......
Chapter 2
Content
A review of early human developments.
The conscious belief structure has become an important behavioural regulator.
The ability to recognise.
The development of conscious, verbalisable awarenesses.
Man's motivations do not change as a result of the acquisition of conscious beliefs.
The concept of a "drive".
Consciousness, and the ability to "rationalise" our behaviour-patterns.
A three-layered structure of input on our behaviour.
The link between a sense-impression and a behavioural response.
A unique form of mastery.
A definition of "culture".
Relationships between genetic and cultural regulators.
Cerebral and mental systems of classification.
The concept of a "cultural code".
The potential for, and the outline of, a "cultural code" are genetically determined, but not its content.
The conscious and the sub-conscious.
The purpose of this discussion.
Leaving the proof of validity to others.
A return to the socialisation of the human species.
There are no genetically encoded guidelines for large-scale social behaviour.
The importance of cultural regulators.
Mores, attitudes and beliefs.
A fragile social coherence.
So far, man behaved entirely as an animal; intelligent, because man is heir
to a long development of the faculty of behavioural flexibility, and, he
could, therefore, modify his behaviour on the basis of past experiences,
but, we see nothing, as yet, of this epochal behavioural regulator; the conscious
belief structure. So far, man behaved according to his biological heritage,
guiding him with a variety of pre-determined, instinctive patterns of
behaviour.
These behaviour-patterns could certainly vary markedly in extent and intensity,
and, they could be aborted or steered into a different direction as a result
of changing or contradictory stimuli. These instinctive patterns of behaviour
were, also, profoundly altered by previous experiences that had been categorised
by the brain in a neurological structure of classified categories.
Upon these mechanisms of classification rests the ability to "recognise",
and, we have elaborated, on previous occasions, how all animals, in particular,
the behaviourally flexible mammals and anthropoids have the ability to recognise
a wide variety of circumstances and events. These circumstances and happenings
are, then, experienced as "familiar"; as something they have seen or experienced
before.
Without such a neurological or cerebral classification mechanism, no function
of recognition would be possible, but, it is, perhaps, wise to emphasise,
here, once again, that we are dealing with a sub-conscious form of recognition,
and not, with the specifically human ability of "conscious recognition",
where we can put a name or word-symbol on our awarenesses.
This ability to recognise consciously, and name the item of recognition,
is a specifically human development, based on the emergence of memory-recall
by gestures and mimicry. This technique of symbolic memory-recall led,
eventually, to a rapid process of image-recall with the help of stylised
gestures, sounds, and, later, with the help of written signs or arbitrary
sound-symbols. Man developed rapidly a large "vocabulary", or repertoir,
of mental images, which could be evoked by such representative symbols, and,
these images could be communicated, because they were understood by the members
of the small, close-knit community in roughly the same manner.
We have discussed, how such image-recall through symbolic re-stimulation
developed as a result of constant communications between the members of a
small community, and, we have seen, that, the numerous, symbolically
representable mental images require, quickly, their own system of classification;
this time a "mental system of classification", in contrast with the cerebral
or neurological system of classification we mentioned before.
Similar images of conscious awareness are then grouped-together as "awarenesses",
and, the classifying principles of these groupings become, later, "abstractions,
with their own symbolic representations. If the repertoir of abstractions
becomes quite large, they may themselves again be classified into categories
of similarities. In this way, man developed, eventually, a complex system
of mental classifications in which a large number of "verbalisable" or conscious
awarenesses were grouped-together. These symbolically represented awarenesses
were, therefore, available for communication by gestures, speech or
writing.
Eventually, the most important classifications of our mental imagery began
to guide the stream of incoming sense impressions into a "conscious perception
of reality". These guiding or classifying systems are mental structures that
"steered" or categorised, on an on-going basis, the stream of conscious or
verbalisable awarenesses, and, these structures of mental images were shared
by most members sharing a similar cultural background. Because these guiding
or classifying structures of conscious awareness were so important for the
entire group, they became absolute, unquestioned, and completely relied-upon
"structures of beliefs".
Nevertheless, later students of these structures of beliefs may have a difficult
time appreciating the importance of these images, because they may appear
vague, inconsistent or illogical, because they are very different from the
reality perceptions of the students themselves.
We have defined, here, very briefly, the belief structures of a community,
and, these structures of belief are, obviously, very important modifiers
of human behaviour. The members of a small social grouping, who have slowly
worked-out a common reality perception, will now behave, not only, according
to their instincts, (this biologically inherited package of behavioural
instructions), but, also, in accordance with a structure of verbalisable
ideas and concepts, which forms a structure of beliefs and regulates the
perception of their realities.
Man's motivations do not really change as a result of the development of
conscious beliefs, because motivations are based, primarily, upon biologically
determined, existential requirements, but the verbalisation of motivations,
(what man, himself, perceives as the reason for his behaviour), is always
different, because the reasons given depend upon the way an individual perceives
the realities of his or her existence, be it in relation to other people
or the natural environment.
Perhaps, we should define the concept of "instinct", or "drive", as the deepest
origin and cause of a behavioural trend, while the motivations are a complex
and ever varying web of causes and their effects, which we can perceive,
at least, in part, in ourselves, and, which we see also reflected in the
behaviour of other people.
We can verbalise, therefore, our motivations, at least, to some extent, depending
upon the way we interpret our own existence, but, we are well aware of the
fact, that we may be giving a rational explanation for a sequence of behavioural
events, reflecting, in essence, a more basic, instinctive drive. Often, our
rational explanations are nothing more than an effort to give ourselves a
measure of self-respect, or, we try to put-up a "front", which is, in essence,
an attempt to project a favourable, or, at least, acceptable image to the
people around us.
Let us come back to the human belief structure and its influence upon our
behaviour. It is safe to say, that this structure of beliefs, concepts and
ideas, together with the less verbalisable experiences of the past, as well
as this web of biological instincts and drives, determine the totality of
our behaviour. This three-layered structure of conscious, subconscious and
instinctive input guides, not only, our decisions and actions, but, it also
guides the interpretation of our sense impressions.
A belief structure interposes itself, therefore, in the chain of cerebral
events that take place between the registration of a sense impression and
the execution of a behavioural response.
In the flexible animal, the behavioural reaction depends on the biological
nature of the organism, modified by the neurologically recorded and categorised
experiences of the past. The behaviour of such a sophisticated but pre-verbal,
behaviourally flexible animal is not verbalisable, and, it does not involve
the manipulation of mental images with the help of symbolic
representations.
An animal can not name objects, and, it does not have a verbalisable structure
of beliefs, but, it seems, that some of man's closest evolutionary relatives
in the family of anthropoids can be trained to use some form of symbolic
representation. However, this ability does not seem to play an important
role in such animals living in the wild, and, it is an open question, whether
or not these animals use these symbolic representations in an innovative
and syntactically coherent manner.
However, the belief structure of the human being does more than just modify,
in a thousand different ways, the chain of sense impressions and behavioural
reactions. It also facilitates the grasp of events, as well as the anticipation
of results, with the ability to "comprehend" the environment in concepts
of causes and their effects. Man's ability to anticipate and predict an outcome
is greatly enlarged by this ability to conceptualise, and, man can, therefore,
"master" his environment to a degree that is unique in the world of living
existence. No other species has developed this ability to any significant
extent, so far as we know.
This structure of verbalisable and communicable concepts also opens-up the
possibility to "analyse", or think about the possible consequences of a
behavioural choice, before the action is actually carried-out, and, here,
we see the origin of "thought". Conscious and concentrated thought is, in
essence, an activity, where we project a series of hypothesised happenings
or actions, and, we analyse their possible consequences and inter-relationships,
before these actions are "actualised" or carried-out.
So far, we have quickly reviewed material that has been discussed extensively
before, because we wanted to re-state, here, a definition we have also mentioned
before, but, we have never given it the logical introduction that has been
formulated on this occasion. We want to develop a definition of "culture"
that is quite different from the many vague ideas that are currently associated
with this word. We want to call "culture" this entire complex of acquired,
behavioural modifiers or regulators, which has arisen as a result of behavioural
flexibility and conscious awareness. This complex of behavioural regulators
influences our behaviour in addition to the drives, instincts and primitive
behaviour-patterns that have been given as a "biological heritage".
Our genetic code is responsible for the anatomical and physiological
configuration of our existence, and, as a part of this genetic code or biological
heritage, we have also been given a variety of preformed behaviour-patterns
that have been recognised and conceptualised as "drives", or "instincts".
Our neurological classification mechanisms are part of this genetically shaped
structure of the body, and they are mediated, entirely, through the central
nervous system. In addition, we have developed a very similar system of
classification for our conscious or verbalisable awarenesses. While the ability
to form such a super-imposed, mental classification system is given by our
genetic inheritage, the content of these classified and categorised experiences
depends upon the specific circumstances and events to which an individual
organism has been exposed.
Because of the fact, that the neurological or cerebral classification systems
are similar for the members of a specific species, the members of a single
species will react, essentially, in the same manner to similar events. This
is not the case for the human being; at least, there is a much greater variety
of responses, because similar events may have led to different belief structures
for different communities, and, the emergence of different structures of
belief will lead to different interpretations of reality, which may have
been based upon essentially similar sensory stimuli.
We can say, therefore, that the interposition of a belief structure leads
to somewhat similar behaviour-patterns for members that share a particular
structure of beliefs, but, the behavioural reactions may be very different,
when comparing people from widely divergent groupings, with widely divergent
structures of belief.
It seems logical, therefore, to group-together all influences that modify
human behaviour but are not dependent upon inborn patterns of behaviour,
and, it seems reasonable to name this conglomerate of influences the "culture",
or "cultural code", of human behaviour. This definition includes, also, all
behavioural modifications that are based on past experiences of an individual
or a group, because these modifications are also outside the influence of
the genetic code. Therefore, all species' that rely for their individual
and collective survival on past experiences, should be considered to possess
a "cultural code", in addition to their genetic code, in particular, if such
behaviour is transmitted to the younger generations through a process of
imitating valuable, viable or "exemplary" parental behaviour.
It is obvious, that this definition of a "culture" is far wider than we usually
understand under the term "culture", but, it has the advantage, that we do
not try to put artificial boundaries around a particular concept of "culture".
Why, e.g. should the arts be included, while we may have our doubts, whether
or not science and technology belong to our culture? Few people will agree,
that religious beliefs and guidelines, or the laws and regulations of society,
should be included in the definition of culture, but, we avoid all these
arbitrary restrictions, when we simply say, that, all products of the human
mind, the entire realm of awarenesses and beliefs, all artifacts and expressions
that have found a concrete symbolic representation and influence, thereby,
human behaviour, belong to the category of "culture", regardless, whether
it is good or bad, beautiful or ugly.
This extended definition allows us to formulate, clearly, the idea, that
human behaviour is modified, very strongly, by a complex set of awarenesses,
attitudes, customs, mores, concepts, goal-patterns, judgements and perceptions,
which are all transmitted between human beings, as well as from one generation
to the next, without being specified by the genetic code. This is the reason,
why it is useful to group all these influences together in the concept of
a "cultural code", and, to define this cultural code as a system of "behavioural
regulators", transmitted in the form of "education".
The possibility to develop a cultural code is genetically endowed or encoded
into every human being, but its contents are not. We do not make a distinction,
therefore, between the arts, the sciences, or the religions, and, we even
avoid any distinction between those acquired and socially transmitted guidelines
we are consciously aware of, and those, which are so self-evident, unquestioned
or vaguely perceived, that we would have a difficult time verbalising them
accurately. This is a distinction between the "conscious" and the
"sub-conscious", but, it is all "culture".
If we give the concept of culture such a wide meaning, it becomes obvious, how ambitious it is to even try to dicuss the "evolution of culture" as a whole, and, it is, indeed, necessary to clarify, what we intend to do. On the basis of this new and rather personal definition of culture, the entire realm of human history, natural history, science, religion and philosophy would be included, and, it seems utterly presumptuous to want to discuss this entire field, together with its evolutionary developments.
We will only discuss, in general terms, how we can analyse human behaviour
by noting the components of the genetic and cultural codes in action, and,
we hope to illuminate a few mechanisms that play a role, here, not only,
in individual behaviour, but, especially, in the inter-actions between groups
of people.
Perhaps, it is possible to find a few common features or common denominators
in our historical records, and, perhaps, we can make sense out of what happened,
and, how people behaved. Perhaps, such an approach to the concept of culture
will provide us with relevant features and interesting patterns of events,
which may help us to understand ourselves, and see our contemporary societies
as a logical extension of a developmental process; as a contemporary moment
in a large-scale process of cultural evolution.
We do not intend to use many specific examples, because the interpretation
or application of these generalised principles to specific historical events,
is an excercise I do not feel competent to engage in; at least, not at this
time. Therefore, I will leave the proof of validity to others, and, I am
quite content to leave these ideas as speculative images and possibilities,
which will need a prolonged period of testing, before they can be accepted
or discarded.
Let us go back, for a moment, to the question, whether or not a society can
be regarded as a living, multi-individual organism of human beings. We have
compared this organism to the "slime-mold", and, we should, therefore, not
expect any of the functions, or "organ-systems", that are so characteristic
for the higher, multi-cellular animals. We see, that the individual cells
in the slime-mold are more complex, and, in a sense, more important, than
the existence of the mold itself, because the mold may disintegrate, and,
the cells may return to an individualised existence.
The cells that form the slime-mold, must have developed, through a process
of natural selection, a genetically encoded propensity to form, under certain
conditions, the slime-mold, and, we know, that this mode of behaviour must
have given them some sort of an existential advantage, otherwise, it would
not have happened. If we look at the tendency of the human being to form
a social grouping of related beings, we see, that, here too, the genetic
code has emphasised such a behavioural trait, because it has often been rewarded,
in the past, with increased security and an enhanced viability.
However, we live now in far more complex and far larger social units than
the kinship-groupings of our pre-historic ancestors, and, we have good reasons
to believe, that natural selection has not had a chance to engrave into our
genetic code, behavioural traits that would favour the grouping-together
of people into much larger social units.
The time-period of these larger societies, or "civilisations", is so short,
and, the number of civilisations so few, that the mechanisms of natural selection
can not have made any modifications of the genetic code in relation to the
ability to get-along on a large social scale.
Let us agree, then, that the success and failure of the larger social groupings
depend on non-genetic, or, cultural factors. If these factors are successful
in regulating behaviour in such a way, that the social unit behaves smoothly,
vigorously and as a unit, the society grows, expands and gives security and
vigour to all, but, if these cultural regulators become inadequate to maintain
this climate of vigour, enthousiasm, willingness to work hard and bring
sacrifices, then, the society quickly fragments, stagnates and crumbles.
The large social units of mankind depend, therefore, on a set of cultural
regulators that are not encoded genetically. These cultural regulators have
to be transmitted from one generation to the next by the mechanisms of secondary
transfer of knowledge and insight, or "education". We all know, how easy
this cultural code is changed, neglected or damaged, and, this is the reason,
why it is very difficult to maintain a healthy social atmosphere for more
than a few generations in any one particular group or segment of a large,
conglomerate social environment.
The life-span of the society as a whole is enhanced, whenever a natural process
of hierarchical re-adjustments between individuals and small groupings can
take place. If ambitious, talented and intelligent youngsters from the poorer
classes are given a chance to advance and rise to the top, the vigour of
the social unit can be prolonged, but, often, the decay and the "sinking
of the elite", whose children have become degenerate and useless, is a painful
process that invites resistance and resentment.
The large society has no genetic code to rely upon for its internal mechanisms
or reproductive processes, but, it is governed and structured by a variety
of cultural regulators. These are, not only, subject to rapid changes and
the mechanisms of decay in a haphazard process of cultural or educational
transfer, but, the cultural code may also become quickly irrelevant, because
circumstances can change so rapidly.
Mores, attitudes and beliefs, which fused a group of people, living under
harsh and oppressive circumstances, into a healthy and strong unit, become
irrelevant after a measure of affluence has been reached. Then, the need
for discipline and self-discipline, as well as communal actions of sacrifice
and moral strength, become painfully irrelevant and meaningless, because
the affluent youngsters of a successful society are born and brought-up under
conditions of ease and affluence.
Quickly, the meaning and relevance of many guidelines disappear. Slowly,
the precepts of socially healthy and acceptable conduct are neglected. The
activities of the younger generations fan-out in a random exploration of
pleasures and experiments with a variety of life-styles. Surplus energy is
wasted on internal rivalries. The qualities of far-sighted leadership and
concern for the members of society disappear. The leadership of the second
or third generations of affluence, becomes defensive and weak, leading to
strife, incidences of injustice, neglect of civil duties, as well as corruption
of the government institutions and its bureaucracies. The processes of
discontent, fragmentation and social decay have then resumed their inexorable
course of destruction, once again.
.......
Chapter 3
Content
The behaviour of "social units" can be explained by the absence of a genetic code.
The functions of a "cultural code".
Requirements of stability and adaptability.
An orderly leadership transition.
Leadership qualities, and the fate of a socially integrated unit.
The "clique" around a weak leadership.
The struggle for power between Church and State.
Random movements of molecules in a gaseous or liquid environment.
The vague boundaries of social entities.
The concept of a "supra-individual organism"; objections.
The trend towards predation.
Solving tensions through violent conflicts.
We can not let-go of the lure of victory.
How quickly can we become filled with hatred and murderous intentions.
The evolution of the hierarchical order; a fore-runner of the mechanisms of social integration.
The need for a territory to feed-upon.
What the ice-ages must have meant for early man.
The painful and arduous road towards large-scale socialisation.
Character-traits, that are explained by our historical and evolutionary background.
An interesting parallel.
Early man created a reality-image that mirrored, closely, the physiological classification mechanisms of his sense-impressions.
A brief review of the mechanisms of classification.
A "radiation of beliefs", as a parallel to the "radiation of species`".
The absence of a firm and stable code to structure and guide the functions
of the large human society, is, probably, the most important reason, why
the life-span of so many social groupings is short, and, why its fortunes
fluctuate rapidly between vigorous health and near collapse. Occasionally,
the cultural code becomes fairly stable, and, if an empire becomes large
enough to exist without serious attacks from the outside, or chronic harassment
from within, it may be able to create a smooth transition of leadership from
one generation to the next.
The authority of the cultural code plays a crucial role, here, and, the larger
the society is, the more prestigious the code has to be, and, the more likely
it can bring-about a smooth transfer of leadership functions, whenever people
grow old and have to be replaced.
If we want to see a healthy social environment, the cultural code, (this
whole constellation of customs, beliefs, attitudes, bureaucratic and judicial
guidelines), should remain free from abuse; it should remain relevant to
the living generations in times of prosperity, and, it should be strong and
impressive enough to be transmitted, with care, from one generation to the
next.
The cultural code should be able to convince a large majority of people within
the larger social environment, that they are being treated fairly, because,
only then, can the cultural code maintain this all-important "sense of justice".
This means, that a measure of fairness and honesty in government has to be
visible; it means, that corruption and exploitation are vigorously eliminated,
and, that the citizens receive an equal measure of protection against injustice
and discrimination.
The cultural code should be strong enough to bind the leadership to an attitude
of responsibility and concern for its peoples. Here, of course, we see a
major difficulty, because, for the sake of authority and a smooth transition
of leadership, society required, for a long time, an absolute ruler; a chieftain,
king or emperor. However, if a leadership has so much power, who will ensure,
that it remains responsible and far-sighted?
Throughout history, people have looked for a system of checks and balances
in order to keep a society and its leadership in a good state of health,
but, the construction and development of cultural regulators remained so
haphazard, so beyond the conscious grasp of the population as a whole, that
the destiny of a social environment remained in the hands of Fate. If a society
was fortunate enough to come into the hands of a strong but concerned and
intelligent leadership, it would, invariably, flourish and prosper, but,
even, the most beneficial reign would come to an end, and, rarely, would
a wise and strong ruler be followed by an equally strong and wise
leader.
As soon as the leadership falls into the hands of incompetent people, we
see disastrous consequences. The leadership is quickly put on the defensive.
It surrounds itself with "supporters", while those, who criticise or disagree
are banned or eliminated. The supporters usurp and abuse, whatever financial
and other resources the State has. Justice declines, arbitrary treatment
and oppression escalate, and, the social unit is plunged into one disastrous
adventure after another.
Certainly, if we scrutinise each historical situation closely, we see, that,
often, good intentions were not rewarded with good results, and, that a momentum
of decay and degeneration could not be stemmed, regardless, how valiantly
a concerned leadership did its best. Besides, leadership mechanisms were
often complex. The sources of support and loyalty were vague and unpredictable.
The competition for authority and jurisdiction was intense, and, from a very
early stage in the development of the larger society, we see a ruthless and
lawless struggle for the seat of ultimate power.
There was always a tendency for the priests and the warriors to vie for control.
Often, the advantage was clearly in the hands of one group or the other,
but, during recent history, we see, that there has been a constant pull between
the Church and the secular leaderships for control over the mechanisms of
the State, including the ultimate authority in matters of the "cultural code";
Faith, reality perceptions, allegiances and attitudes.
There is another problem with our attempts to see society as a living organism.
Unlike other organisms, we can not see, clearly, the physical existence of
a "body". Boundaries are vague. Many members can belong, at the same time,
to several social institutions or organisations, and, each one of these social
organisations can claim to be a living organism. The "cellular members" of
such a multi-individual unit are not anatomically adherent to each other,
but, they move freely amongst themselves, just like the random movements
of molecules in a liquid or gaseous environment.
Even in our modern societies, we can interpret the meaning of a social unit
in many ways. We can look, primarily, at our family and relatives, or, we
may emphasise the small village or region into which we were born and grew-up.
We may emphasise one of the many special-interest organisations to which
we belong, such as a labour-union or professional organisation. We may see
our existence in a society, primarily, as a member of a religious congregation,
where we find our strongest allegiances in a specific Faith and a Community
of Believers, who see themselves as the saved remnants of a doomed and utterly
worthless mankind.
Perhaps, we may, indeed, identify, primarily, with our nation or country,
or, the ethnic grouping to which we belong. If our concept of society is
so vague, it is, indeed, not surprising, that we find it difficult to see
something useful in the concept of society as a "supra-individual"
organism.
Besides, we are, not only, unconvinced, that it is useful to see reality
this way, but, we may have some stiff objections to the concept of a
supra-individual organism or State. We live in an era, where we boast to
have invented the principles of "human rights", with an emphasis on the worth
and meaning of individual existence, as well as the pleasures of a freely
expressed opinion or belief. We look with suspicion upon anyone, who dares
to challenge these cherished concepts.
We see, clearly, how oppressive regimes jail or ban dissenters, or murder
those, who disagree or criticise, and, it is logical, that we oppose any
idea that gives the State and its leadership the right to place the interests
of society above those of the individual. Many people believe, that this
is a step backwards, and, that such a philosophy, regardless, how well intended,
will be used by potentates and tyrants to subdue, once again, the trend towards
individualisation and the dignity of individual existence.
"Let us cut-out this nonsense about a supra-individual unit. Let us put man,
the individual, at the pinnacle of importance, and, let us design the rules
and regulations of the State in such a way, that the social entity serves
each and everyone of us well".
I agree with you, wholeheartedly, but, let us, indeed, examine, closely,
the statement, that we should design the rules and regulations of the State
in such a way, that it serves each and everyone of us well. This is a lofty
ideal, but, it is not easy to translate into practice, because we see, almost
invariably, that the efforts of one man, or one particular group, to secure
the rights and favourable living conditions which this individual or group
thinks it ought to have, lead to the infringement upon, or destruction of,
the rights, security and property of someone else.
Do we not see, throughout history, how violent confrontations erupt, whenever
one group or tribe is seeking, desperately, to maintain its viability,
especially, when it comes under pressure from another tribe or from increased
population pressures within its own borders? What is the solution to such
pressures? An invasion of neighbouring territories? Ransacking what someone
else has built-up, killing those inhabitants, who have become "enemies"?
All this is done after a process of "psychological conditioning" has taken
place, which is subconsciously designed to justify the violent and predatory
solution to the pressures that are being exerted upon or within a society.
Yet, if we analyse, carefully, the many factors at work in a state of warfare
between tribes or nations, we see, that there is a nearly unstoppable trend
towards the violent solution of relentless tensions.
The ultimate, most primitive, but, perhaps, most natural way to settle a
conflict of interests is the violent conflict, or war, in particular, because
the possibilities of a negotiated compromise and settlement escape, so quickly,
from our grasp. It is so difficult to avoid, or reverse, the pernicious trends
of polarisation, where we interpret everything according to the categories
of "good" and "evil". Once we are totally convinced that someone else, or,
some other group, is evil and our "arch-enemy", a scourge to mankind and
a displeasure to God, we can only find virtue with the attitudes of belligerent
confrontation.
As long as we are so easily persuaded, individually and communally, to secure
our rights and possibilities of existence by violent conflict, we will continue
an endless series of wars and conquests, atrocities and massacres, treachery
and opportunistic exploitations, which dominate the major events of every
political history.
Indeed, if we want to live in peace and tranquility, we will have to design,
consciously, a set of regulatory mechanisms for human behaviour. However,
let us analyse, first, what we know about human behaviour, as well as our
evolutionary background, before we assume, that, indeed, we all aspire to
a life of peace and quiet. Perhaps, many of us secretly still glorify the
feelings of victory in combat, the heady sensation of unlimited power, the
satisfying emotions of revenge and control over those, who dared to oppose,
challenge or belittle us.
Perhaps, the problem is, not so much, the failure to design a set of cultural
behavioural regulators, which would, and could, secure a lasting relationship
of peaceful inter-actions, but, the problem lies in the deepest corners of
our instincts, where, designed by millions of years of biological evolution,
we can not let-go of the lure of victory; the ecstasy of combat, and the
satisfaction of this ultimate solution; the destruction of our enemies.
We may consider ourselves to be more civilised at the present time, but,
let us not delude ourselves. People are still struggling desperately for
power and control, in order to correct what they perceive to be an injustice,
and, the solution is still found in an attitude of all-out warfare, with
political killings, acts of intimidation, brutality and terror. I wonder,
whether or not we have really advanced much over the centuries.
True, in times of peace and prosperity, such behaviour seems alien and revolting,
in particular, if we have personal memories about the ravages of warfare,
and, we find it difficult to believe, that we could, again, be driven to
such behaviour. Yet, when we find ourselves stripped from our security and
comforts, we experience, how quickly we become filled with hatred and murderous
in our intentions. Let us acknowledge, then, the strong influence of our
primitive drives and instincts upon our "civilised" behaviour, and, let us
acknowledge, frankly, that it is easy to be driven into a corner from where
there is no escape, except through a last, desperate, daring act of
self-destructive violence.
Nature sharpened in us the instinct of protectiveness towards our family,
and, nature rewarded us with an increased viability, as soon as we learned
to tackle the larger and more dangerous animals, but, we also learned to
live together in a small group and to subdue our ferocious and combative
instincts vis as vis each other. We settled into a hierarchical order, where
we accepted the dominance of those we could not bully, and, we would dominate,
automatically, those, who acknowledged their submission to us.
This remarkable development took place, long before we became human beings,
and, we can, therefore, regard the ability to position ourselves into a
hierarchical stratification as part of our "biological heritage". This change
in behaviour, from territoriality to a hierarchical order, was necessary
for the evolution of "socialisation" or social integration, because we, as
the members of a social grouping, had to learn to give-up, at least, to some
extent, the instinct of unquestioned sovereignty over the territories we
had claimed as our own.
Territorial instincts never disappeared completely, and, we see, clearly,
how the small group still behaves strongly "territorially", certainly, as
a unit, while the members of this unit have already begun to live closely
together and are able to cooperate with each other, be it somewhat
grudgingly.
Social groupings need, of course, a certain territory to feed-upon, and,
the gradual advances in weapon and tool handling opened-up many different
natural resources for an enlarging population of the species of mankind.
Even so, most groupings had to keep moving from territory to territory, as
they exhausted the supply of animals, fruits and other edibles, and, these
nomadic behaviour-patterns facilitated contacts, but, they also provoked
conflicts and confrontations between neighbouring groups laying claim to
the same territories.
Quickly, ferocity towards the larger animals was over-shadowed by an attitude
of ferocity towards the neighbouring and competing groups of human beings,
and, as man's mastery over the environment grew, so did the population.
Initially, this increase in viability and density of the population could
be compensated for by penetrating into the less hospitable and colder regions
of the earth, but, eventually, most of the inhabitable areas were
occupied.
We reflect with admiration and awe, upon the experiences of pre-historic man, and, what the advent of the ice-ages must have meant for early man. His territories were drastically reduced. The population pressures must have become intense, and, we see, indeed, a rapid increase in man's behavioural adaptations. Man was forced to learn new techniques, such as manipulating a fire and making protective clothing as the winters increased in severity. If man went again to the warmer regions, he would come into contact, and conflict, with larger and more powerful settlements.
In this long but nebulous, natural experiment with the smaller, nomadic groupings
of mankind, living in severe climatic conditions, a rapid spurt of "cultural
developments" took place. These developments increased man's hold on the
environment, and made a startling increase in the human population possible.
As a result of this rise in the density of the population of mankind, another
man became man's most formidable and serious enemy, and, we see, that man's
greatest ferocity, throughout recorded history, has been directed at other
human beings. Yet, in a dispassionate analysis, it is difficult to see, how
this trend could have been avoided. A rise in the level of competitive strife
is the price paid by every species for its succesful adaptations to the
challenges of the natural environment.
Slowly, man learned to survive by cooperating on a much larger scale. We
learned the art of creating much larger social units than nature prepared
us for with this contradictory mixture of behavioural instincts, contained
in our "biological heritage". Ever since man became so populous and dominant
over the rest of nature, including the world of animal existence, human beings
became each other's most important competitors. It is completely logical
and unavoidable, that human history shows an endless series of conflicts,
battles, massacres, atrocities, devastations, cruelties and sufferings.
But, man always started from scratch after defeat and devastation, because
the instinct of survival is strong, indeed. The instinct to live and seek
better conditions of existence was, eventually, translated, once again, into
some sort of conquest, or, at least, an attempt to conquer, and, we show,
here, unmistakenly, our predatory heritage. We are predators by nature, and,
when another human being or grouping became the primary obstacle in the search
for a possibility to exist, man's solution was conflict; primarily, a conflict
between small groupings, rather than between individuals, because man had
already been "socialised" on a small scale. However, the process of socialising
a number of divergent groupings on a much larger scale, was, indeed, painfuly
slow.
What are the consequences of this historical and evolutionary background,
when we try to analyse the make-up and development of our character? A successful
conquest or defense against attack spelled, often, the difference between
life and death, and, we can not be surprised to see, that martial attitudes
were glorified as a virtue. If the leadership was not ferocious, courageous
or willing to risk its life defending the group, the group was endangered,
and, logically, the leadership would fall to the strongest, most dominating
and most ferocious individuals.
Later, when the coordination of a large number of individuals became very
important for the survival of the entire group, we see, that the faculty
of intelligence, the ability to inspire and persuade, as well as the ability
to be persuaded and to be loyal and courageous, were attributes that enhanced
viability to a remarkable extent.
Man lived in a hostile world, and, it was inevitable, that the relationships
between small groups and tribes remained, largely, a matter of dominance,
as well as an attitude of tentative or grudging cooperation. Within the small,
socially integrated groupings, the attitudes of cooperation, courage,
intelligence and obedience to authority, were strongly, if subconsciously,
promoted. Reality could only be perceived as a "communal truth", and, everything
was classified according to the criteria of benefit and harm, centered around
the interests of the small community.
This communally oriented perception of reality is, by the way, an interesting
and noteworthy parallel with the primary classification mechanisms of the
central nervous system, where the significance of sense-impressions is also
categorised into classes of "benefit and harm", positive or negative; stimuli,
that are interesting and provoke a movement towards (ad-gression), or, a
movement away; an evasion, or, a defense.
Many hostile forces come from nature itself. Draughts and floods, cold and
heat, the scarcities of food and water, and, later, the failure of crops,
the diseases affecting life-stock, or the mysterious vagaries of human sickness
and accidents. All these phenomena led to the conscious awareness of a pantheon
of contradictory, and, perhaps, predominantly hostile forces with their own
arbitrary or "willed" character, resembling man's own nature.
I think, that it is fair to say, that, early man created a reality image
of conscious and symbolically representable awarenesses, which mirrored,
closely, his own basic physiological classification mechanisms, where sense
impressions were, primarily, divided into classes of benefit and harm. Because
of the limited capability of the brain to handle and store a large number
of conscious awarenesses, or concepts, man created, quickly, a frame of
reference, where a large variety of concepts and awarenesses were connected
to each other with secondary or "classifying principles".
In this way, relationships between events were visualised and became a focus
of awareness themselves. It became possible to classify a number of separate
awarenesses into a single class, with a "classifying or organising" principle.
Slowly, a system of relationships became verbalised, and, these relationships
became a conscious reality and began their own independent existence as a
conscious awareness, or "abstraction". These awarenesses could be events
that were classified according to similarities in appearance, or, they could
be classifications of objects with a similarity in appearance. Classifications
of similarities in appearance were not limited to static objects, or,
circumstances with a limited element of change. The systems of classification
became a fore-runner for a more sophisticated classification of events, because
the recognition of a similarity in the appearance of similar events, opened
the way for an analysis of events in the form of a series of "causes and
their effects".
The recognition of "similarities in events" gave man a feeling of
"predictability" upon which so much of his mastery rests, and, later, this
quality of predictability, or, the recognition of a "similarity in event"
was elaborated by an analysis of the event into a chain of causes and their
effects. We should not discuss this topic any further, here, because we have
done so before. Let us just state, that man's reality perceptions, together
with his slowly developing system of causal relationships, of connections
in happenings and relationships in appearance, formed a more or less specific
structure of beliefs for each grouping of human beings.
Each group of human beings was actively exploring the myriad of possibilities for conceptual interpretation that had opened up. Because these explorations occurred somewhat in isolation of each other, we see, also, a remarkable "radiation" or divergence of beliefs.
Man's early concepts included a large number of anthropomorphic forces, such
as demons, magical powers, spirits, gods, etc. These concepts tried to "explain"
all the events and happenings man was confronted with, and, such an
anthropomorphic mode of explaining the forces of nature was a perfectly logical,
and, even, unavoidable stage in the development of our reality
perceptions.
The divergence or "radiation" of belief structures takes the form of a large
spectrum of conceptual interpretations. The essence of an evolutionary
break-through is the wide-spread radiation of a successful life-form, exploring
a number possibilities of existence that have come to the fore as a result
of this break-through. This leads, quickly, to a wide variety of diverging
species', and, we see in the radiation of beliefs and cultural patterns an
interesting parallel with the radiation of the species' of life.
.......
Chapter 4
Content
Inter-actions between genetic and cultural factors.
The emergence of "secondary learning".
A pool of commonly shared concepts and ideas.
Leadership, and the factor of "credulity".
Ethics, and the existential needs of a social entity.
A slow conceptualisation of our existential needs and concerns.
The "sin of neglect".
A persistent trend towards cooperation and compromise between small-scale social units.
The aspect of contact and communication resulting from violent confrontations.
The inevitability of a rise in mutual understanding.
Trust and friendship are quickly destroyed by treachery and hostility.
Why ordinary members may be more "socialised" than their leaders.
Mechanisms of "cross-fertilisation".
Enlarging the sphere of familiarity.
A synchronisation of cultural characteristics.
Conservative attitudes.
The concept of an enlarged sphere of concern; its influence upon ethical behaviour-patterns.
Recognising the value of avoiding a violent conflict.
The first successful empires; a result of competent, far-sighted, honest and broadly concerned leadership.
Empires and small social units.
Voluntary and involuntary alignment with a vigorous social force.
If a status of social integration does not benefit everyone, there will be an inevitable slide towards a state of exploitation and oppression.
During the early stages of man's evolution, his behaviour was, of course, primarily under the influence of his biological heritage, including the "neurological or cerebral" classification systems that were classifying all sense impressions into existentially significant categories. As we have seen, this takes place as a classification into negative or positive evaluations; into circumstances to be avoided or combated, or, circumstances that are favourable and to be maintained as long as possible.
In addition to the behavioural guidelines given by man's biological inheritance,
we see a long and continuously enlarging repertoir of experiences that influence
man's behaviour mainly in a subconscious manner. Finally, man begins to
construct, in conjunction with his fellow members, a structure of beliefs;
of conscious awarenesses that influence and guide the interpretation of his
sense impressions and experiences.
The development of communicable awarenesses and concepts facilitates the
transfer of "secondary learning", where it becomes possible to understand
and appreciate, at least, to some extent, the experiences and ideas of someone
else. The transfer of concepts and ideas in a form of secondary learning
has become a dominant factor in our behavioural repertoir, because, quickly,
the content of personal experiences takes a back seat to ideas, concepts,
attitudes and beliefs that have been absorbed or assimilated from our social
environment. This process of assimilation is the essence of secondary learning,
and, it is characterised by mastering symbolic awarenesses that are taught
by teachers and parents. The phenomenon of "secondary learning" allows the
evolution of a "cultural pool", made-up of commonly shared concepts and ideas,
because we share these concepts and ideas more or less in the same manner
with most other members of the small community we belong to.
The functions of the leadership in a community become now augmented by the
powers of "authority" and persuasion, because a concept, idea, story, or
"fact", transmitted by the leadership to the members of society, is automatically
invested with a great deal of "credibility". If there would be a tendency
to doubt or dispute a story or interpretation put forward by the leadership,
its authority discourages any attempt to express such doubts. In other words,
the acceptance of a story or communication from the leadership assumes the
same role as the process of hierarchical submission. To doubt the story or
information from a leader would have the same effect as a challenge to his
hierarchical position.
Secondary learning encourages the emergence of common belief structures and
shared interpretations, facilitating, in turn, common attitudes and behavioural
responses. These mechanisms weld the intuitive and somewhat grudging hierarchical
order into a far more cohesive and better organised unit of behaviour than
was possible, before the emergence of the mechanisms of symbolic representation
and the secondary transfer of knowledge and beliefs.
Now, we understand, better, why certain behaviour-patterns find such strong
approval and admiration, while others will be condemned as treacherous and
evil. We also note, that the shared pool of notions and ideas is geared towards
a behaviour that will enhance the viability of the grouping in which these
notions originated and find their significance. This means, that, internal
fights and disputes are suppressed and considered "evil", because these
behavioural practices weaken the group, but, the defense against intruders,
or, the conquest of alien and hostile groupings is glorified as the ultimate
virtue of heroic bravery and courageous patriotism, because such behaviour
strengthens the position of the community, provided, of course, that the
battle is won at not too great a cost.
The more a society is placed on the defensive, the more it is forced into
the attitude of a desperate "last stance". The less it has to lose, the more
ferocious and coherent such defensive behaviour is likely to be.
Every time we look around, we see this remarkable trend come to the fore;
nl., to construct an interpretation of reality that is in accordance with
our existential needs. If we are aware of this trend, we may consider this
process, cautiously, a form of "rationalisation", but, most of the time,
the synchronisation of interpretations and beliefs with our existential needs,
is a subconscious process. Then, we take a belief or interpretation at its
face value, but, the ability to reflect, later, upon what has happened, may
give rise to a slowly growing awareness of our existential concerns and
needs.
As soon as we become a socially integrated grouping with a certain level
of prosperity and affluence, our existential needs slide into the background
of our reality perceptions, and, we often shake our heads in bewilderment
at the viciousness and ferocity of other people, in particular, if their
ferocity is directed at us. We may not have done them any harm, except, by
failing to take their existential needs into account, while we basked in
prosperity and affluence.
These considerations still amount to a somewhat undifferentiated imagery
of a small community; aggressive, when hungry or pushed by more powerful
enemies, and, complacent, ignorant, or "asleep", when existing in a state
of well-being and comfort; surprised, when attacked by those evil and vicious
aliens. We have to elaborate this picture in more detail, if we want to analyse
the events of human societies and their leaderships in a more comprehensive
manner. Let us analyse, first, the various trends towards conflict and
compromise, conquest and alliance, whenever more sophisticated groupings
come to the realisation that each battle costs both sides dearly.
We should also analyse, how leaderships in competition with each other use
the mechanisms of "rationalisation" and "legal precedent" of treaties and
alliances, in order to justify their more primitive drives to dominate and
conquer. Perhaps, many leaders believe their own rationalisations, and, very
likely, these intellectual and moral considerations did play a role in the
course of events, but, as always, intellectual and moral arguments seem to
be most persuasive, when they happen to coincide with existential
interests.
Finally, we should analyse the role of "social centering" in commonly shared
reality perceptions and belief structures, because, sometimes, it is debatable,
whether we are looking at a conflict between independent societies, or, a
conflict between members of a much larger social entity, whose existence
has not been clearly visible, as yet, or has been lost as a commonly accepted
awareness.
Let us look at the relationships between warfare and communication. The combat
between primitive tribes that regarded each other only as alien and hostile,
initiated a form of contact with profound consequences. The combatants could
not help, but wonder, why they looked so much alike, and the dying enemy,
slain by our spear or sword, must have resembled, so much, the death of our
own comrades, who had fallen in the past, and, whose death was, perhaps,
responsible for the death of our enemies, now. The pain and agony are so
similar, and the reactions of their friends and relatives are so much like
our own! We can not help but learn about each other as a result of the vagaries
of warfare and the miseries of violent conflict.
Eventually, tribes learned to understand each other's sign-language or speech,
and, with these contacts came a broader level of understanding. They began
to realise, that aliens and enemies were people, just like themselves, and,
they too, required food and shelter, just like themselves. They, too, had
families and children they loved, and, they considered us a threat to them,
just as we considered them a threat to us.
We may find other similarities. Perhaps, they use tools and weapons that
are similar to ours; their way of life is similar, and, perhaps, they even
use some of the same signs and gestures. Once we learn to communicate with
them, we notice, that, in many ways, their language and beliefs are the same
as ours, in spite of the fact, that they may use different sounds or signs
to indicate the same ideas.
We come to the conclusion, that our forefathers were only dimly aware of
these similarities, and, frequently, the wonderment about these similarities
must have disappeared, again, as a result of the blind emotions of suspicion
and fear, which have a tendency to engulf us all, whenever we come into contact
with the dangers that threaten our way of life and existence. Occasionally,
a hesitant exchange of gifts, such as a tool or weapon, or, something to
eat, may have kindled an atmosphere of mutual trust, but, we can picture
how, all too often, such a tentative gesture of trust and friendship was
shattered, again, by an act of suspicion, hostility or treachery.
Perhaps, children and ordinary members were more inclined to cultivate a
chance-contact with gestures of good-will and mutual trust than the warriors
and leaders of society. We still see, that, ordinary members of society are
more inclined to give trust and friendship, at least, towards each other,
because they have learned, better than their belligerent leaders, to get-along
together; to compromise, and, to recognise the essential similarities between
ordinary human beings. After all, we can argue, quite convincingly, that
ordinary members have become far more "socialised" than their leaders, who
still have a chance to exert their powers of dominance, and, who have still
strongly developed territorial instincts.
A rising population density, as well as a limited amount of territory in
which to expand, increased the chances of contact and combat. Inevitably,
the sphere of knowledge and familiarity enlarges. This led to a
cross-fertilisation of ideas, tools, weapons, ways of doing things, as well
as ways of interpreting reality. The cross-influences of cultural codes that
had developed in isolation of each other, had a profound influence upon the
life-style of early man. Accepted ways of doing things, accepted ideas and
concepts, traditional relationships and channels of authority were questioned,
and, perhaps, even, challenged.
On the one hand, frequent contacts enlarged the sphere of familiarity and
tended to synchronise cultural characteristics and behavioural regulators,
but, on the other hand, these contacts provided a challenge to conservative
and entrenched leaderships. While possibilities were opened-up for treaties
of friendship and mutual cooperation between groupings who used to live
separately, this cultural synchronisation led, also, to a tendency for the
groups to fuse into larger societies, even, if these groupings would still
have somewhat divergent features as a result of their divergent past.
Conservative, short-sighted and less flexible leaderships became increasingly
challenged, while leaderships that learned to encompass a larger number of
people, and, which developed the ability to formulate a leadership structure
that was able to delegate responsibilities to other members, flourished and
increased their hold.
In a way, we can say, that, leaderships were forced, by the increasing contacts
between divergent groupings, to enlarge their "sphere of concern", but, in
doing so, they also loaded a much heavier burden of responsibility upon
themselves. This enlargment of the sphere of concern required the differentiation
of single-handed leadership into the leadership of a small group of capable
and dominant personalities, where certain members would start to bear
responsibilities for certain leadership functions, while the overall leader
became a "supervisor" of such a differentiated and delegated system of leadership
tasks and responsibilities.
The concept of an "enlarged sphere of concern" is important, here, because
this sphere of concern determines the extent to which the leadership recognises
its obligations to protect and guide the membership. Ordinary members are
also involved in the enlargement of the sphere of concern, because the
behavioural regulators dictate, what is good and what is bad; who are friends
and who are enemies; to whom one is bound by a code of ethics, and, who falls
outside the sphere of ethical concerns.
This complex of notions and attitudes determines the size of the group a
member identifies with and belongs to. Ethical considerations tell us, whom
we should consider as belonging to our social environment, and, these mechanisms
indicate, therefore, quite precisely, our "sphere of concern". Those who
fall outside this sphere of concern, fall also outside our sphere of ethical
considerations.
Often, we see in history a somewhat vague tradition of hospitality, friendship
and mutual assistance between peoples, whose leaders never seem to tire of
fighting each other. The concerns of the peoples and their willingness to
extent each other a hand of friendship and tolerance, seems to outstrip,
at times, the egocentric and fearful defensiveness of their leaderships.
Does this mean, then, that a leadership is backwards compared to ordinary
people? We see, indeed, remarkable instances, where the sentiments of the
people seem to be more tolerant than that of their leaders, but, we see,
just as often, the opposite. Ambitious and far-sighted leaderships are often
trying to identify with a large number of antagonistic ethnic groupings that
have been brought-together under a central power by conquest, but, the various
groupings keep feuding and remain hostile and ignorant towards each
other.
Let us summarise it this way; increasing contacts and mutual understanding
make it possible, eventually, to come to agreements, or "treaties", where
a conflict of interests is solved by a compromise and a more or less voluntary
agreement to divide a territory, or, to divide the resources and revenues
of a certain area in a mutually acceptable manner. Often, the treaty is not
really "voluntary", but, a conquering, superior power and its intelligent
leadership recognises the benefits of leaving a conquered people and their
territories virtually intact.
Local populations and authorities are, then, left in place, and their culture
and way of life are not disturbed to any significant extent. Their assets
are not plundered. In return for such an unsuspected benevolence of the
conqueror, the population and its leadership may be gratefully willing to
accept a measure of dominance, and pay a cetain levy in "taxes". This leads
to an attitude of cooperation with, and integration into, a much larger
society.
In stead of the primitive all-out conquest between competitors, we see,
therefore, at the level of competing societies, a parallel to the developments
of the early animal and human societies, where territories fuse and the members
arrange themselves into a hierarchical structure under an acknowledged, overall
leader or leadership. In this way, the first successful empires were built,
and, the results of such a forced amalgamation under a competent, far-sighted,
honest and truly broadly concerned leadership were, indeed, astonishing.
The concept, that we can see a parallel between the hierarchical ordening
of individual members at the beginning of mammalian or anthropoid socialisation,
and, the similar hierarchical positioning of societies under the leadership
of an "umbrella empire", raises an interesting question. We assume, that,
the hierarchical fusion of territories in the early stages of socialisation
occurred "naturally", as a result of continuous existential pressures, as
well as a search for an enduring viability. We do not really know, whether
or not such a process was initiated by a more or less "voluntary" association
of weaker members under the protection of a powerful "bully", whenever their
existence was threatened. It may well be that a strong-willed, vigorous and
powerful social entity would "gather under its wings" a number of weaker
neighbours, who felt that it was futile and self-defeating to resist such
an "annexation".
As is so often the case, the question is, probably, unanswerable, and, it
may well be, that these mechanisms are, in essence, very similar. Flexible
animals arranged themselves, through a confluence of insight and realism,
into a tentative hierarchical order under a benevolent leadership, and, the
societies of man have been doing the same. We see, here, a confluence of
the interests of the dominant and the dominated, and, the mechanisms of
amalgamation become an inextricable mixture of consent and coercion.
It may well be, that the dinstinction between "consent" and "co-ercion" becomes essentially meaningless, as we see, e.g., whenever the pressures of nature and the search for possibilitis of existence come smoothly together in a tentative and transient form of cooperation between a number of unequally placed members. These members assume, automatically, a hierarchical differentiation in their relative positions of strength and weakness, while they continue to form a unity, as long as the members experience it to be an advantage. This, in a nutshell, is the essence of the process of social integration or "socialisation".
While we visualise the members of early experiments with socialisation to
have a choice in their intuitive decision to belong or to break-away, we
know, that the amalgamation of the larger societies of man under the force
of imperial aspirations, is less voluntary, but, here, too, we see, that
the element of a willingness to cooperate remains an essential feature.
Perhaps, the early socialisations of the members of a flexible species also
revealed this curious and inextricable mix between voluntary cooperation
and coercion. Certainly, it may not have been as voluntary an association
as we think, while the amalgamation of societies under an imperial overlordship
had, probably, many more voluntary aspects than we assume, because, at a
time when we abhor and unquestionably condemn any form of annexation or predatory
take-over of a society by a much stronger social organisation, we may emphasise,
unwittingly, the historical evidence for a resistance to such practices,
while ignoring, or minimising, those "treacherous" elements that seemed to
have cooperated with the forces of an imperial dominance over their
societies.
.......
Chapter 5
Content
The requirements for large-scale social leadership.
A comparison between large-scale and small-scale social leaderships.
There is a vacuum of power, whenever the leader is not well-informed.
Disadvantages of having to work with "advisors".
Test-fights, and the sense of justice.
Violations of the natural hierarchical order.
Members, who are essentially strangers to each other.
The contract of "essential equality".
Facilitating the mechanisms for settling disputes.
The specialisation of a "judiciary".
Possibilities for a complex, multi-individual leadership structure.
Collecting taxes.
The path of least resistance.
Differences between large and small societies when collecting obligatory contributions.
The example of a leadership in battle.
The conscious design and construction of complex leadership institutions.
A surprising success, in spite of primitive administrative instruments.
To lead an empire requires remarkable qualities, at least, for those, who
initiated this process of social and military expansion, as well as for those,
who were able to restore a tottering empire after a weak and incompetent
leadership had nearly destroyed it. How remarkable is a leadership, that
is excercising successfully its authority over a realm the size of an empire!
Its qualities can best be appreciated by reviewing the mechanisms of successful
and beneficial leadership in a small, nomadic grouping.
We have seen, why the leader has to be the strongest, most dominant personality
of the socially integrated grouping, but, we also know, that he has to be
able to persuade the members of a small community to support him. This, they
will do only, if there is a benefit to be derived, and, this benefit consists,
primarily, in the form of "protection". The leader has to be able to defend
"his people" and his territory, but, in addition, a good leader will be fair
and decisive, when settling disputes between the members of his group.
Settling a dispute means, in essence, the imposition of a solution to a situation
of conflict, as well as a halt to the fight. However, the imposition of a
solution requires, at least, an intuitive feeling for, or "knowledge" of,
the dispute, and, the ability to make a quick decision, which the disputants
can acknowledge as fair, even, if such an acknowledgement comes
grudgingly.
We see, then, that the successful and competent leader must have an intimate
knowledge of, or familiarity with, the members of his social environment,
the events that are going-on, the disputes and problems that exist or may
arise. He must know the situation of his group in relation to its surroundings,
including the probable and actual dangers that face the members of this socially
integrated group. He must be able to organise the gathering of food, the
hunt, the defense against hostile forces. He must be able to guide during
crises and after the occurrence disastrous events, such as the death of a
member, a serious illness or accident. In short; a good leader is like a
concerned and competent father, who has to use a combination of force and
persuasion, knowledge and example, to lead his group through a large variety
of internal difficulties and external threats.
If he is successful, he will be admired, and, his followers will become extremely
loyal, because they recognise, intuitively, the great benefits such a successful
leader has brought the community, and, they are inspired by his exemplary
behaviour and forceful personality.
So far, we have been talking about the natural leadership qualities of a
gifted leader in a small group, and, it is not difficult to see, why the
difficulties and qualities necessary for successful leadership over a large
grouping, multiply prodigiously. The requirements of intimate knowledge about
each and every member, as well as everything that is happening in society,
remain as important as in the small grouping, but, as the population increases,
we reach, quickly, a physiological limit to the amount of information a leader
can know.
Regardless, how hard the leader tries to remain informed and on top of everything
that is going-on, he finds it quickly impossible to do so. He will become
tired and frustrated, and, his failure to be informed about everything gives
others a chance to do things their way. The possibility emerges to excercise
a measure of power or influence, wherever the leader falls-short, and, the
leader has to rely upon advise and information given to him by the people
in his environment.
However, it is not difficult to acknowledge, that such a change in the mechanisms
of leadership has enormous consequences, and, that it is a real Pandora box
of troubles. As soon as a leader relies upon information given by an "advisor",
he loses first-hand knowledge, and, his decisions and directives become clouded
by the errors in judgement or perceptional bias of his advisors. Yet, in
a larger society, which does not have to be much larger than the natural
grouping of a couple of dozen members, there is no other choice, because
a leader has to make use of advisors assisting him in the gathering of
information, and, in overseeing and implementing the decisions of the leader
or leadership. In this way, the single "leader" evolves into a "leadership",
where a number of trusted advisors and executives are added to the leadership
position, in order to facilitate the task of making decisions and "ruling"
a community.
The distance between the ordinary members and the leadership increases, and,
with the inter-position of advisors and executors between the leader and
his people, the chances of error and disenchantment, or the occurrence of
frank injustices, become much greater.
Perhaps, you would like me to review, how the sense and the concept of justice
evolve in such a small and natural social environment, where all the members
are grouped into a hierarchical order, and, where the position of each member
is determined by a "test-fight" (a process of trial and error, where each
individual can test for him- or herself where he or she belongs in this
hierarchical order, because it is possible to test, frequently, whom one
can dominate and whom one is dominated by.)
We have advanced the idea, that this mechanism of the test-fight is the basis for our "sense of justice", and, that any decision by the leader altering such a tested hierarchical arrangement, constitutes, not only, a serious error on the part of the leader, but, it introduces a sense of frustration and resentment in the party who has been "artificially demoted" and is thereby placed below his or her tested hierarchical position.
Leadership decisions in the settling of disputes are already apt to affront
one party or the other, but, the elevation of advisors and executors to share
in the functions and powers of leadership, as well as the leader's reliance
on their advise and executive actions, introduces a nearly unavoidable series
of violations of the natural hierarchical order, unless the leader learns
to carry-out the tasks of leadership with those who are also highly placed
in the hierarchical order.
Then, there is another problem. When the social unit becomes larger, the
hierarchical order becomes increasingly cumbersome and counter-productive.
While reflecting, accurately, the biological background of our behaviour,
the hierarchical test-fight becomes increasingly difficult to carry-out in
practice, whenever the membership becomes larger. Hierarchical ordening implies
a "knowledge", or, at least, a familiarity of each member with the relative
strengths and weaknesses of all the other personalities within the social
unit, but, in the larger society, this familiarity or knowledge falls-short.
There will be many members, who do not know each other well, and because
of this failure to know each other well, their hierarchical relationships
are unclear. Naturally, there will be an atmosphere of caution or suspicion,
whenever such members meet, for one reason or another.
There is a very ingenious solution to this problem. It suggests itself, partly,
as a near-inevitability, and, partly, as a stroke of genius. This solution
suggests itself, whenever the leader becomes aware of the natural trend towards
an abolition of this hierarchical differentiation in the larger society,
because there it is replaced by a, de-facto, status-quo of "essential
equality".
Certainly, not everyone shares in this process of essential equality in social
position. The leader, together with others who are obviously endowed with
major capabilities and have earned the respect and admiration of the people,
will automatically continue to enjoy a position of authority and influence,
while those, who violate the tacit codes and agreements of acceptable social
conduct, will be treated with contempt and suspicion.
Yet, the importance of the development of a core of equally placed members
lies in the fact, that, such a position of essential equality requires a
set of articulated and sophisticated principles for social inter-actions,
in order to preserve this all-important sense of justice that has arisen
between the members as a result of a "justified" hierarchical position. A
special code of conduct, or "social contract", evolves, in order to keep
the principles of essential equality intact, whenever ordinary members who
are essentially strangers to each other, come into contact.
The code of conduct establishes a position of essential equality between
the members of a social environment, even, if it happens, largely, in a pragmatic
manner. This code of conduct makes the members less suspicious and hostile
towards each other. A total familiarity with an individual's personality
is then replaced by a "quick scan", in order to see, whether or not someone's
conduct is in accordance with the accepted norms resulting from adherence
to a contract of essential equality.
The formulation of a conscious code of behaviour is very helpful for the
leader or the leadership, especially, when judging a dispute. In stead of
having to be familiar with all the events and characteristics of the
personalities involved, the leader has now a focus by which to judge. He
can zero-in, during his inquiries and preliminary familiarisation with the
case, on the behaviour of the disputants in relation to a specific event.
It becomes, then, easier to decide, who is right and who is wrong, or, how
a dispute can be solved to the satisfaction of most participants in a
dispute.
Once the importance of a code of conduct for the maintenance of essential
equality has been recognised, the governing of a large group of people becomes
much easier. Nevertheless, an articulated code of conduct bcomes, quickly,
the special domain of a "judiciary", where a group of competent, dedicated
and specialised people function as legal experts and judges. These people
are acutely aware of the importance of competent and fair judgement for the
sake of civil tranquility, as well as the preservation of this all-important
"sense of justice" amongst the people.
The development of a consciously articulated code of behaviour, the differentiation of leadership functions over a number of competent sub-leaders, specialised in their knowledge but bound-together by a rigid code of ethical guidelines and loyalty to the overall leadership, are some of the more important developments which led to the successful establishment of the larger societies.
Eventually, the leadership differentiated into an elaborate "administration",
where a large number of people became organised into a complex bureaucracy,
governing an empire or large nation with a measure of success, at least,
for a while.
If a leadership was competent and successful, it would do everything just
as well as the gifted, caring, careful and concerned natural leader, who
functioned as a father for his small community. The leadership took care
of the threats from the outside, supervised all the processes that were necessary
to feed, clothe, house and protect each member of society according to an
accepted code of justified behaviour. The leadership intervened in disputes
and conducted a competent inquiry, followed by a considerate and fair judgement,
which would be acceptable to nearly everyone involved.
This complex, bureaucratic leadership is, under ideal circumstances, also
capable of "knowing" each and every individual, each and every event in society,
and, it reports, fairly and honestly, all relevant information to the "head"
of the leadership, who has the responsibility to make the ultimate leadership
decisions.
An efficient multi-individual leadership excercises also a competent and
fair system of taxation, where the obligatory contributions of the members
of society are collected. This, is not an easy task. Of course, what is
considered fair, depends, first of all, on the code of conduct and the conditions
of justice governing a community, but, often, the system of taxation does
not reflect a sophisticated attempt to be fair. It is usually a pragmatic
approach, because the mechanisms involved in collecting taxes according to
the ability to pay, rely on a sophisticated concept, and, this type of
tax-collection is one of the most difficult enterprises in a large
society.
The leadership of a large empire did not even try to implement a system of taxation according to the ability to pay, but, it levied taxes upon an entire group or social unit that had been brought under "imperial control". It was, then, left to the regional leaderships to collect the taxes any way they saw fit. Not surprisingly, the collection of taxes did not reflect a standard of fairness or justice, but, usually, it reflected a system that was easiest to carry-out. The weak, the vulnerable, the disadvantaged, those, lowest in the social hierarchy, were, invariably, taxed the heaviest, because they would offer the least resistance.
If we enlarge the concept of tax-collection beyond the accumulation of "gold
or monies", and, if we include, also, the forced contribution of "labour",
where people were forced to contribute their time and physical strength,
it is abundantly clear, that the heaviest burdens of contribution always
fell on the lower classes.
Yet, this is quite different from the contributions exacted from the members
of a small, natural, nomadic community. Of course, there is no such practice
as the "collection of taxes", but, certainly, there is a subconscious contract
between leader and members. The natural leader is primarily responsible for
carrying the burdens of defense and organisation, while the members let
themselves be "organised" to perform chores or become fighters in the defense
of the group.
Nevertheless, the function of providing leadership in battle rested on the
leaders. This was, after all, the primary reason, why they were accepted,
or, even, admired as leaders, and, there was no possibility to "sit-back"
and send their "subjects" onto the battlefields during their "war-games"
with neighbouring leaders.
Regardless, how well the multi-individual leadership of a large society tried
to take care of its empire, fostering a sense of justice and belonging, and,
taking care of external threats or internal needs, at no time could the large
leadership rival, in competence and natural fairness, the leadership of the
small, nomadic community. The reasons are not difficult to find, because
the multi-individual leadership is extremely difficult to organise well.
It is nearly impossible to prevent such a multi-individual leadership from
falling into abuse and corruption, and, the differentiated bureaucratic
leadership of a large society requires a level of philosophical awareness
and technological competence that has never been fully appreciated by the
participants, nor, was it provided by the circumstances.
Again, the reasons are not surprising. The natural leader requires only the
attitudes of care, concern and intelligence, in order to lead his small group
effectively and justly, but, the many functions of competent large-scale
leadership have to be shared by, and organised over, a great number of human
bureaucrats. This requires efficient "channels of organisation and
communication", which have to be created and maintained by the innovative
human mind. These organisational channels do not exist, naturally, while
they do exist for the natural leader in the form of physiological and
psychological capabilities, such as sense-organs, conscious awarenesses,
as well as the faculty of intelligent and courageous behaviour.
The channels of multi-individual leadership have to be created consciously,
and, they have to be safeguarded, carefully, before, even, a small measure
of success for large-scale social leadership can be expected. In a way, it
is surprising, how much these primitive, multi-individual bureaucratic
leaderships have accomplished in the empires of the past, in spite of their
short duration, their inevitable fall into corruption and inter-necine strife,
and their great short-comings in the ideals of universal justice and
individualised care and attention.
.......
Chapter 6
Content
The decay of an empire; incompetent officials and defensive leaders.
The ambitions of a vigorous leadership in a healthy social environment.
Advantages of a quick conquest.
Modern ideals of essential equality were largely absent from previous empires; reasons.
The preservation of cultural diversity under political unity.
Opening-up many channels of contact.
A return of restless attitudes after the feelings of gratitude and the memories of an impoverished past have worn-off.
We still have not made use of all the possibilities to create a stable, viable, large-scale society.
A lack of insight about what we need.
The birth of an empire was not always based on the drive to conquer.
A review of the problems of, and possibilities for, large-scale social leadership; succession problems.
Faulty leadership is, most often, due to incompetence of the personality.
The difficulties of filling the seat of a gifted and popular leader.
Why weak leadership is disastrous.
Advisors and their self-interests.
Receiving help from a situation of social "transparence".
The need to cultivate a broad sphere of concern for people we do not even know.
Let us look, now, in more detail, at the reasons, why these multi-individual
bureaucratic leaderships fall-short in their efforts to provide competent
and just leadership for the entire realm, and, how the processes of corruption
and decay always get a chance to come to the fore, whenever the leadership
comes into the hands of less competent, fearful, defensive and ignorant
people.
If we look at the way a large empire comes into being, we see some of the
reasons, why the mechanisms and objectives of a small-scale social leadership
do not lead to the same results in a large social unit. A large empire arises,
invariably, as the result of a series of conquests, and, the subjugation
of a number of previously more or less independent social entities by a "master
society" creates, automatically, a hierarchical differentiation between the
various social units and ethnic groupings that make-up the extent of an
empire.
Certainly, this may well be an improvement over the way these independent
societies used to inter-act with each other, before they were brought together
under imperial leadership, because they would often see each other as enemies
or competitors, and, they would, frequently, behave with suspicion and hostility
towards each other. Now, they have been swallowed-up by an even more ambitious,
expanding and vigorous society, together with a number of other social groupings,
and, they form together the complex mosaic of "the empire".
The ambitions of a vigorous leadership are invariably translated into the
conquest of other social entities. We assume, that we see, here, a fundamental
vitality or elan vital at work, which seeks an outlet for its surplus energies.
The energies of the people and their leaders are expressed in a series of
expansionary moves, where the sphere of influence and dominance is gradually
enlarged.
Some neighbouring societies have recognised their own relative weakness compared
to a more vigorous new-comer, and, they seek a treaty of friendship, where
they agree to refrain from challenging the imperial designs of a vigorous
society, and, they agree to make a certain contribution in exchange for
"protection" and the preservation of most of their social structures and
leadership institutions. Other social entities or ethnic groupings put-up
a resistance, but, if the contest is unequal, the resistance is quickly overcome.
No significant atrocities have been committed, and an attitude of cooperation
and good-will is often secured fairly quickly by a generous and benevolent
conqueror, after his victory.
Throughout history, we see these mechanisms at work, but, the extent to which
an expansionary society succeeds in building-up a large and lasting domain,
varies a great deal, and, we reserve, customarily, the term "empire" for
those expansionary efforts, which led to outstanding and remarkable examples
of prosperity, benevolent leadership, as well as profound social, economic
and cultural changes. These changes came-about as a result of the fusion
or forced amalgamation of a large number of societies and ethnic groupings
under the administrative and authoritative entity of a political empire.
Yet, the modern ideals of essential equality for each and every citizen within
a large social unit, were never realised to any significant extent. The success
of imperial leaderships depended upon the cooperation with pre-existing local
leaderships, and, therefore, the imperial conglomerate of a large number
of societies resulted in a measure of loyalty and submission to such an overall
leadership.
Nevertheless, the societies lived and regulated themselves to a large extent,
because the reason for the empire's expansion was dominance; not to bring
social justice, or a new way of life. Cultural diversity remained intact,
and, the peoples in these various regions retained their different perceptions
of reality, beliefs, customs, mores, ways of life and codes of conduct, as
well as their own principles of justice.
However, the fact, that they were, now, united under a single overlord increased
their peaceful contacts, because sensible and just imperial leaders would
squash serious internal squabbling or fighting amongst the various communities.
This opened-up channels of contact, which had never existed before, and,
these channels of contact came under the direct protection and guidance of
the overall leadership.
These channels were partly administrative, as the imperial leadership organised
ways and means to check on the loyalty and contributions of local governments.
Partly, these channels were commercial in nature, as travel between the various
regions of the empire was protected and encouraged. Merchants, soldiers,
bureaucrats and leaders, be they political or religious, started to travel
and intermingle in the many different societies, and, we have recognised,
for a long time, the beneficial effects of such a cross-fertilisation of
ideas and contacts, made possible by an empire under a strong, effective
leadership.
Yet, the problems for even the most capable leaderships were enormous. After
the initial gratitude towards a generous and benevolent conqueror had worn-off,
the subjugated population and its leaders would become restless and resentful
of the taxes that were being levied. Rebellion remained always just around
the corner, unless the increased trade and cultural contacts produced benefits
in the form of economic or cultural advantages, enriching the lives of the
people to a point that had not been experienced before.
Under such fortunate circumstances, the people would experience tangible
benefits from belonging to the empire, and their instincts of rebellion and
independence would be subdued. However, after a period of prosperity and
rising expectations, there would, inevitably, come a period of economic and
cultural stagnation or decline. People would get restless again, and, the
lure of rebellion and the aspiration of independence would return.
Therefore, the demands made upon the overall leadership would always exceed
the capabilities of its leaders and bureaucracies. Regardless, how honest,
hard working or fair the leaders and bureaucrats would be, somewhere in the
empire, a group would be unhappy and resentful. Somewhere, mistakes would
be made, or a bureaucrat would have abused his authority, or, he would have
fallen-prey to the temptations of bribery, favouritism and the accumulation
of a personal fortune. Somewhere, the frailty of the bureaucratic chain of
information gathering and executive commands would become apparent, because
some people would slacken in their duties and loyalties, and, they would
become somewhat dishonest. Somewhere, there would always be someone, or some
group, who would put his or its own interests ahead of the empire and its
leadership.
Communications were cumbersome and time consuming because of the great distances
involved. The problems of communication and administration were the most
serious obstacles to the unity of a very large empire, and, these problems
have only very recently been overcome. The problems of selective and biased
information gathering or reporting still beset all modern leaderships, and,
we have only just begun to realise, in a general, philosophical sense, why
these administrations failed in the past, and, why they still fail in the
present.
The technical means for effective, large-scale administration have only recently
been developed with the evolution of tele-communications and the gathering,
sorting and retrieval of information with the help of computers. We still
have a long way to go, before we have made effective use of all the technological
aids which are now at our disposal. The reason for this delay is the fact,
that we still have to recognise the needs of large-scale leaderships and
administrative functions, and, we still have to become clearly aware of the
reasons, why the leaderships of large societies are so vulnerable to the
processes of decay.
In spite of the many instances, where we see a remarkable flourish of
civilisation co-incide with a prosperous period in a large empire, the
success-rate and durability of many aspiring and expansionist societies is
so low, that we tend to be suspicious about the intentions of every vigorous
society. Emotionally, we are still poorly prepared to live within a large
empire or federation, in spite of the fact, that we all would be hard-pressed
to prove, that we would be better of under conditions of local autonomy.
Certainly, there are many examples in history, where the establishment of
an empire has been based, simply, on the lure of economic exploitation, but,
we see, throughout history, the power and prevalence of the drive to dominate,
and, there are many instances, where the conquering leadership was willing
to assume a measure of genuine leadership and concern for those people, who
had come under its "jurisdiction".
The birth of an empire was not always the result of the drive to conquer
or dominate. Sometimes, the level of strife between a number of rival societies
was so intense and weakening, that they seemed to invite their take-over
by a larger, third party, which would, finally, put an end to their
wars.
Yet, emotionally, we seem to prefer to perish in a disastrous war of rivalry,
each side proudly dying for the "justice of their cause". We do not want
to be subjugated, together with our enemies, under the yoke of a far-reaching
and often far-sighted imperial leadership, in spite of the fact, that our
viability would improve a great deal as a result of such a subjugation.
We have mentioned the great difficulties associated with a large, cumbersome
bureaucracy, in particular, when communications are slow and difficult, and,
when there are insufficient checks and safeguards to ensure the loyalty,
competence and integrity of bureaucrats. We know about the inevitable
deterioration of bureaucratic functions when controls slacken, and, we know,
how bureaucrats are invariably tempted to use their authoritative positions
to further their own existential interests. We know, how, even, the best
motivated leadership is hampered by such a slow and cumbersome bureaucracy,
and, how their grasp over the realities within the empire must suffer as
a result of the inefficiencies and deficiencies of their administrative
apparatus.
Even, if the bureaucracy and the leadership are as good as is humanly possible,
the tensions within and between the regions of the empire never cease to
exist. Rising expectations are not met, mistakes aggravate the feelings of
frustration, loyalties waver, customs clash, and the frequent contacts between
differing cultures and ethnic groupings erode the cultural code of each one
of them. Ideas and beliefs, as well as the social fabric of many groupings
are put under a severe strain, primarily, by the rapid changes in living
standards, ideas, beliefs, insights, technological developments, customs
and modes of travel and inter-action.
It is remarkable, how well some empires endured all these problems. Some
of them developed such a rich treasure-house of cultural innovations, in
particular in the stucture of their leadership and administration, that many
of their challengers would rapidly become absorbed into the empire and would
be transformed into loyal citizens. Great progress was made in the techniques
of settling disputes and the conscious or explicit formulation of the principles
of justice.
Yet, many more problems remained for each and every leadership structure.
The problem of leadership succession has always been a formidable one. The
succession of a natural leader occurs nearly automatically, as we have described
in the mechanisms of the hierarchical order. As soon as the leader becomes
incapable of maintaining his position against a challenger, he is displaced.
In a large society, however, the leadership has become a differentiated
structure, and a method of succession through a test of strength becomes
intolerably chaotic and destructive. Yet, force remains one of the most widely
used methods of succession, as we see in the struggle for power between
leadership candidates.
Far-sighted leaders have often tried to avoid the chaos, brutality and
devastation associated with such "law-less" ways of succeeding a leader,
and, many societies learned, how vulnerable they were during such a
power-struggle at the top. One solution has been, to make the mechanisms
of leadership succession dependent on an inherited right of access to the
power of leadership. While this may give a measure of legality and stability
to the process of leadership succession, we see, that, such a hereditary
line of succession is an affront to the innate hierarchical order because
of the disregard for the qualities and capabilities of ambitious pesonalities,
who lacked the hereditary advantage of a royal birth.
The accession to the seat of power by hereditarily qualified, but weak and
insecure leaders, gave rise to extensive intrigues and power-struggles behind
the scenes. The effects of weak, defensive and introvert leadership by people,
who, often, became leaders, not by choice, but, by the vagaries of happenstance,
have been so disastrous, so ruinous, and so murderous, that we should have
no hesitation to reject the hereditary mode of leadership succession out
of hand.
What then? Are we going back to a primitive struggle for power, or, is it
possible to devise a more beneficial and orderly mechanism of succession
that is acceptable to a great majority of the people? Surely, we can, but
before we consider the possibilities and problems associated with a popularly
elected leadership, let us go back to the changing attitudes and
behaviour-patterns of those, who are born and educated in a relatively large,
sophisticated and conglomerate society.
Let us look, also, at the modern, large, affluent societies, rather than
the empires of the past. The problems of an affluent society with weak "public
attitudes" are closely related to the problems of the weak, hereditary
leaderships of the past, and, let us review, therefore, some of the disastrous
leadership attitudes and practices that hasten the demise of a large society.
These attitudes and practices encourage the phenomena of fraud, corruption,
oppression and exploitation.
The most common cause of faulty leadership is the inadequacy of the personality
for the job at hand. Obviously, leadership qualities have to mature, and,
they have to be cultivated, but, after the death of a forceful and influential
leader, the expectations will be high, and, it is very difficult for anyone
to fill the vacant seat of power, regardless, how qualified and capable the
person may be in his or her own right.
A successful and forceful leader aggravates the problems of succession also
in another way; by discouraging truly competent people in his or her environment.
The dominant leader tends to surround himself with a number of puppets; people,
who admire and flatter to the point, that they are unable to criticise
constructively. A dominant personality does not encourage or tolerate other
strong-willed individuals, and, this is one of the main reasons, why a strong
leadership is, so often, followed by a weak one.
Weak leadership is disastrous, because the anxieties and introvert attitudes
of a weak leader create a clique of influential "protectors", whose
self-interests co-incide with maintaining a weak leader in a position of
power, but, as a result, effective guidance, as well as a true grasp over
the many conflicting trends and needs in society, are lacking.
Sometimes, a weak and cynical leadership tries to maintain its position by
playing rival forces against each other, and, while such a policy has been
hailed as "clever", it is self-defeating, if applied to rival groupings within
an established political unit, because the practice of playing one faction
out against another destroys the remnants of mutual trust, and, it whips-up
the tensions of hatred and hostility.
Weak leadership is disastrous, but, unfortunately, very few societies have
been able to safeguard themselves against the perils and vicissitudes of
having poor and incompetent leaders. Small groupings are much more capable
of ensuring a succession of good and beneficial leaders, and, we should,
once again, examine the reasons, why leadership succession in the larger
societies is so much more difficult, and, why the fortunes of a society fluctuate
so haphazardly with the quality of their leaderships, or their lack of qualities
to lead.
The reason is to be found, once again, in the quality of "transparence". In a small society, it is so much easier for people to oversee their society, to judge the quality of the leadership, to know, what kind of leadership is required, and, to come to a reasonable consensus about the type of leadership and social objectives that are needed.
In the large society, people do not know each other, anymore. Society is
fragmented into a number of divergent cultures and beliefs. Customs and ways
of life are often at odds or hostile towards each other. It is much more
difficult to find a consensus, and, there is always a certain degree of pressure
and coercion at work in order to keep the larger societies together. Besides,
there are all the problems associated with a large administration or bureaucracy,
as we discussed.
No, it is not surprising, that leaderships of large societies show, often,
gross inadequacies, and, we should go back and review the possibilities that
are given by a process of cultural evolution for the peoples of the larger
societies. In spite of numerous difficulties and frequent set-backs, where
people revert, time and again, to a much narrower sphere of concern, with
a smaller perimeter of defense, we see, also, that the frequent contacts,
exchanges, changing life-styles and a broadened sphere of interests and concerns,
opens the way to evolve broad insights and adopt attitudes of genuine concern
for a large number of people, even, if a large majority of the members are
not personally known to each other.
.......
Chapter 7
Content
The small isolated society is subjected to a reduced rate of change.
When the processes of individualisation are being suppressed.
Cross-fertilisation in a multi-cultural society.
Rewards for those, who are willing to step beyond the boundaries of their culture.
Broader conceptual horizons, a more sophisticated perception of reality, and a potential for more refined attitudes.
A chance to broaden the sphere of concern.
Cynical opportunism always leads to isolation.
A loosening of moral guidelines may lead to exploitation and oppression, but, it may also make us susceptible to a more generalised code of ethics.
The art of recognising each other's existential needs.
Thoughts and attitudes advance through a process of challenge.
Man's tools.
The contradictory aspects of benefit and harm are associated with every innovation or change.
Learning to evaluate all the advantages and disadvantages of a situation.
A precise adaptation, and the challenge of change.
Scientific and religious perceptions of reality.
We all rely, far too readily, upon an authoritative source of information.
If a society is small, somewhat isolated and surrounded by a harsh but stable
environment, the society tends to be a close-knit unit with stable customs,
codes of conduct and leadership patterns. In such a society, there will be
little variation in beliefs or behaviour from one individual to the next,
aside from the differences sanctioned by the hierarchical order of the community.
No new ideas filter through from the outside. There are few experiences or
observations that drive an individual to challenge the accepted order. Changes
occur slowly. The security of each individual remains completely dependent
upon his or her acceptance by the community.
There is nowhere to go, and, it is logical to see a somewhat dull, monotonous
and routine existence without rebellious trends. The belief structures are
absolute and never questioned. Authority of tradition and the elders is supreme.
Individualisation is nearly absent, because it would not be tolerated.
It is logical, that authority depends on the level of protection that is
being provided. In a small and isolated community, children and adolescents
soon realise, who has real authority, and, who provides the essential mechanisms
of protection; whose word is law, and, what penalties are meted-out for
infractions of customs and mores. There are no clear-cut, well-articulated
general principles of behaviour, but, customs and codes of conduct are
inter-woven with elaborate religious rituals, forming a strong social
straight-jacket.
If a society comes into frequent contact with other societies, the members
begin to realise, that there are different ways of interpreting nature, as
well as different ways of looking at what is happening. There are different
religious images and codes of conduct, different rituals and judgements of
right and wrong, good and bad. Inevitably, some members on either side of
the lines of contact will take over from the other side, some of the beliefs,
attitudes, methods of tool-making, or, ways of living.
This is the essence of the process of "cross-fertilisation". It creates tensions
between those, who have some feeling for new ideas, and those, who want to
adhere, somewhat slovenly and anxiously, to familiar traditions. This is
the classical anti-thesis between the established and the more adventurous
segments of a society.
If a number of cultures are brought under the leadership of a dominant society
with a competent bureaucracy, the level of cultural exchange and individual
contacts increases sharply. Those, who engage in such venturesome exchanges,
would then enjoy a measure of protection from the overall leadership, because
this leadership recognises that such exchange processes are a fore-runner
of increased trade and prosperity. Individual security, as well as the
possibility of "finding a living" are greatly enhanced for those who want
to step beyond the traditional boundaries of their culture, but, as result,
the value and authority of their cultural guidelines begin to decline.
The overall cultural and political authority shifts to the "master society",
because it provides security and order, and, its cultural guidelines begin
to carry more weight. However, the local cultural origins of someone's
up-bringing remain powerful behavioural regulators, because it is in this
cultural locale of our up-bringing, that we receive our first and strongest
impressions, and, it is here, that we lay the strongest bonds of affection
with other people.
Increased contacts and the exchange of a large variety of ideas and concepts
may lead to more advanced techniques to provide for one's livelyhood and
to organise a community. These developments are the foundation for broader
conceptual horizons, more sophisticated reality perceptions, and a refinement
of attitudes when dealing with people who are essentially strangers.
The reader may have little difficulty accepting the first two conclusions,
but, it may not be clear, why enlarged contacts, a more sophisticated
interpretation of reality, together with shifting lines of authority, should
lead to a refinement in attitudes and contacts. You may argue, that the opposite
is more likely. People are now freed from ethical constraints, as well as
moral or religious sanctions, having abandoned their local cultural guidelines.
You may argue, that the increased sophistication in contacts is likely to
lead to more sophisticated ways of deceiving each other!
"Why would the loosening of local customs and codes of behaviour lead to
a greater refinement in attitudes?", you may ask. "This may not be the case
at all, because we assume, that, such a refinement is the result of a larger
sphere of concern, based upon a recognition of the similarities in needs
and suffering of human beings, regardless of the specifics of their cultural
code, is it not?"
I agree with you, and, perhaps, we should not imply, that increased contacts
and a more cosmopolitan outlook lead, necessarily, to a greater refinement
in attitudes, but, it facilitates the adoption of more refined attitudes.
The enlarged sphere of contacts with each other will also make people more
aware of the similarities in ambitions, needs, drives and mistakes.
Certainly, these contacts tend to undermine the security and unquestionability
of local beliefs and behavioural codes, and, the abandonment of such codes
may be replaced, for a while, by an attitude of cynical opportunism. However,
anyone who adopts the attitudes of cynical opportunism and ruthless exploitation
consistently, will learn, very soon, that he or she is surrounded by a wall
of suspicion and hatred. One's enemies are waiting, patiently, for a mistake,
and, such an individual finds himself, eventually, caged in a much more confined
sphere of existence than the society he has left.
People have recognised, from the dawn of conscious awareness, that an attitude
of ruthless egocentricity is self-defeating, even, if it brings short-term
gains. Trade and commerce are based on the insight, that mutual trust is
essential for the successful conclusion of a voluntary exchange. Certainly,
we are tempted, from time to time, to ask a little more than we really need
to compensate us for our troubles or labours. The temptation to gouge and
reap wind-fall profits is always there, and the intelligent enterpriser will
always turn his attention to economic activities that will bring him a lucrative
financial reward, without losing the good-will and trust of those he deals
with.
We do not deny, therefore, that a loosening of moral precepts, based on locally
valid cultural guidelines, can lead to exploitation and oppression, but,
we see, also, that these increased contacts show us the limitations of such
attitudes and local beliefs, and, increased contacts make us aware of the
similarities that exist between people, in spite of a large spectrum of cultural
diversities. Increased cultural contacts show us the common experiences of
joy and suffering, of pleasure and pain, of our search for peace with the
gods, or the neighbours, as well as the ever-recurring temptation to take
advantage of a gullible individual.
The absoluteness of our cultural certainties disappears into a morass of
confusing contradictions, but, inevitably, this morass becomes the seed-bed
for a reality perception that is, still, religious in nature, but, refined
by logical thought. This reality perception encompasses, eventually, a much
more differentiated picture of reality than was possible before. This refined
and more generalised reality interpretation can, then, be shared by people
from different cultural backgrounds, and, as a result, people are less likely
to see their neighbours as total strangers or arch-enemies.
People begin to recognise the common features between them, and, they can,
therefore, easier identify with each other. This is a very slow process,
and the road is first traveled by a few enterprising individuals, but,
occasionally, the successful spread of a more sophisticated perception of
reality lays the foundation for a slow increase in the attitudes of tolerance,
understanding and compassion.
Certainly, this trend is often punctuated by set-backs, and, frequently,
the more sophisticated belief structure appears to be only a thin veneer,
that is stripped-away quite easily. Man reverts, so easily, to primitive
and primordial instincts! Yet, let us not despair, and, if we look at history
on a truly broad scale, we see, that human behaviour is generally more refined,
now, than it was centuries ago, because we have begun to recognise each other's
legitimate interests and existential requirements, far more so, than was
the case in the past.
We still kill each other for reasons of greed or political dissent, but,
we also recognise, increasingly, that we have to give each other a place
to live and work, if we want to avoid the ever-recurring cycle of conquest,
oppression, revolt, destruction and decay.
The evolution of man's reality perceptions can be traced, clearly, in his
religious beliefs. We see, how the great mono-theistic belief structures
arose, after intensive contact and turmoil set the people thinking and
questioning the validity of their beliefs. If a society potters unmolested
from one generation to the next, without significant challenges, thoughts
do not advance and concepts do not change. The religious imagery remains
a stifled pantheon of spiritual powers or demonic forces, of vague threats
and unreasonable expectations, but, if a society is buffeted by frequent
challenges and hostilities, and, if it starts to recognise, intuitively,
that there is a correlation between its fortunes and its behaviour, then,
it will develop more sophisticated, but, also, more reliable belief structures,
which, on occasion, become a great legacy of hope and strength for many future
generations in many different cultures and ethnic groupings.
Sometimes, a reality perception is so successful, that it survives for more
than a thousand years, and, for many centuries, it may function as a nearly
unquestioned, absolute reality. Yet, sooner or later, a challenge develops,
in particular, if the lofty idealism of a Great Creed is tarnished by the
greed and ignorance of its believers.
However, even, in the absence of a corrupting influence, reality perceptions
are always subject to change and challenge, especially, if a large number
of actively exploring and curious human beings learn to develop a large number
of tools to help them improve the ease of their existence, as well as the
range of their sense-impressions.
Man's first tools were a stick and a rock, which could be picked-up because
his hands had "come free", after his descent from the trees, together with
the development of a bi-pedal gait. When man learned to communicate
sense-impressions with the help of gesticulations, mimicry and other forms
of imitation, he developed another tool; his conscious awareness. This became
a powerful instrument in the task of mastering the environment conceptually,
and increasing the predictability of on-going events.
For a long time, man's tools were geared, primarily, to facilitate his actions,
e.g. a knife, a stick, a sword, a loom, or a plow, and, to some extent, even,
a musical instrument. They were all devices that made it easier to carry-out
a certain task. This, in turn, made it easier to do one's chores, and to
satisfy existential requirements.
All tools, especially those, which can be used as weapons, must have been
welcomed with mixed feelings, and, perhaps, with an element of fear, because,
as it became easier to kill large game and provide food, it also became easier
to kill each other during a fight. Nearly all of man's inventions and innovations
have the potential to ease the struggle for existence, or, to threaten this
existence even more.
This dual aspect of each and every invention makes us so ambivalent in our
attitudes towards evolutionary developments. Most of the time, we can see
some advantages in a new technology, or, with a new way of looking at things,
but, we also see disadvantages or dangerous consequences. Often, we feel,
intuitively, that the increased threats to our security and comfortable
life-style outweigh the potential benefits of a particular development, and,
we belong, then, squarely to the older, "conservative" generations.
In the overall balance of nature, the advantages of a particular evolutionary
development have to outweigh the disadvantages, otherwise, the development
will come to a "dead-end". Undoubtedly, many of our modern technologial advances
threaten the security of us all, yet, so far, we seem powerless to take the
course of events into our own hands. Too many people still fail to recognise
the dangers, and, too many people still think, that we need all these military
and industrial tools to safeguard our well-being and privileged existence.
By the time we have learned, how dangerous and polluting these tools and
weapons can be, we will have a serious, or, even, a disastrous problem of
contamination and pollution on our hands.
Let us come back to the idea, that the development of man's ability to design
and invent tools, was motivated by the facilitation of a task or an objective,
and, that these innovations can, therefore, make a contribution to man's
intuitive search for an easier or better way to live. However, better living
conditions are only partially determined by tools and the ease of performing
the necessary chores. To a large extent, living conditions are determined
by the attitudes of people towards each other. Beliefs, customs and mores
guide inter-personal relationships, and they have, therefore, a direct impact
on the ease of existence or the "quality of life". Once again, we see the
importance of the "tool" of a "conscious belief structure".
We have seen, that a small and isolated community gets a chance to adapt
its code of conduct, quite precisely, to the prevailing circumstances. If
these circumstances change erratically or rapidly, the code of conduct, as
well as beliefs and reality perceptions, get into trouble. It becomes, then,
more difficult to provide a satisfactory perception of reality, as well as
a satisfactory code for collective or individual behaviour, until such time,
that a far more sophisticated and complex perception of reality takes all
these rapid changes and turmoil in its stride.
Our concepts and beliefs are, indeed, subject to rapid changes, whenever
we come into contact with a large variety of cultures and different beliefs.
Yet, this wide exposure to a variety of cultures makes it possible to see,
that there are very important common denominators between all these cultural
codes and different perceptions of reality. They all assume the existence
of a variety of "anthropomorphic", or man-like forces, which are held responsible
for the diverging and contradictory forces man is exposed to. While there
is an endless variety in the way these forces relate to each other and the
existence of man, we see, also, many similarities, because the physiological
mechanisms of conscious awareness and the reception of sense-impressions
are similar from one individual to the next.
This is the reason, why the worlds of gods and demons resemble each other
so much, whenever we compare one religious belief structure with an other.
True, we can always find and emphasise differences between religious beliefs,
and, we can certainly see different levels of sophistication, because some
cultural codes have integrated the network of anthropomorphic forces into
a far more coherent system compared to others. The more primitive belief
structures remain, at least, in our perception, quite vague, illogical and
contradictory, yet, they all share the authority of tradition, the force
of ritual, and the emotional investment made by personal sacrifice.
There is one other element that is common to all religious reality
interpretations; primitive and sophisticated beliefs alike. This is the fact,
that they all depend on reality perceptions that are made without the help
of "special tools". This does not mean, that the beliefs or observations
man has been able to make with the help of such special tools are necessarily
outside the realm of religious beliefs. Nevertheless, one of the differences
between science and religion is, indeed, characterised, at least in part,
by the fact, that the scientific imagery has come to rely, increasingly,
upon sense-impressions that were made possible by the interposition of
sophisticated technological instruments between man and his objects of
investigation.
The other major distinction, and, indeed, a more essential one, is the fact,
that science relies, at least, in principle, on the authority of "verifiability";
the possibility, that any individual, who does not believe a scientific
observation, can go through the trouble of gaining first-hand experience
and knowledge about the phenomemon that has been reported.
In practice, however, we all rely, far too readily, upon our willingness to trust and believe a respected source of information, and, the role of authority in propagating scientific beliefs and view-points has become just as important as in the teaching of religious beliefs. Besides, we have come, ruefully, to the conclusion, that, verifiability still does not solve all the problems arising from diverging interpretations of a particular scientific reality.
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Chapter 8
Content
A confusing fragmentation of knowledge, and the specialisation of expertise.
People look at the imagery of the sciences with the attitudes of a religious Faith.
Lay-people have to believe in authority, because they lack the skills to verify the scientific imagery for themselves.
By and large, the sciences have been silent about the experiences of beauty and love, compassion and concern.
A love-hate affair.
The polarising influence of a conflict between scientific and religious reality perceptions; an avenue for reconciliation.
There are many forms of erroneous behaviour.
Dissent or disbelief can not be rooted-out by force.
Patient humility, and a willingness to learn.
A universally valid perception of reality.
Advancing the relationships beween people and their leaders.
The responsibilities of the franchise to vote, or, to express an opinion in a referendum.
Irresponsible promises.
Learning to accept responsibilities and obligations.
What I would like to teach; a short summary of the essence of good citizenship.
The task of global integration can be accomplished, and, it has to be accomplished in the not too distant future.
Difficulties in agreement about the interpretation of a phenomenon, or, the
correlation of a large number of phenomena in a vast and fundamental perspective,
together with the proliferation of scientific tools and an ever-expanding
number of sense-impressions, have led to a fragmentation of knowledge, as
well as a degree of specialisation of the sciences that is causing confusion
and anxiety amongst many people. Just like a technological break-through
in the past, many people are not sure of the value, or the threats, associated
with the many new fields of science and technology.
At times, the beauty of a thorough piece of scientific work, the vast improvement
in our understanding of a specific phenomenon, as well as the remarkable
coherence in perception that emerges from such work, may create a feeling
of well-being, as well as a sense of trust in the fruits of science. Yet,
scientists forget, so easily, that people look at the imagery of the sciences
with an attitude of "Faith". People have to accept the imagery of the sciences
on the authority of scientists, because, most of these images are too
sophisticated and too complex to be understood in detail, and, the development
of such imagery is too intricate, and the technology of the investigative
instrumentation, too difficult, to be understood by the average person.
As a result, one has the choice to believe or not to believe, whatever image
one is being presented with. If the scientific experts bring a confusing
and fragmented imagery, or, if they start to disagree with each other in
many important details, we should not be surprised to see, that the confidence
of the people in the usefulness and truthfulness of the scientific imagery,
begins to decline.
In addition, the sciences have given man, so far, a rather stark and depressing
portrait of his own existence and biological origins. Until the present time,
the sciences have emphasised the animal instincts of man, and, man's behaviour
is seen, primarily, as a result of the ruthless mechanisms of natural selection,
but, the sciences have been silent about the ability to feel a sense of beauty,
love, compassion and concern.
Throughout man's recent history, the relationships between the people and
the sciences have been a love-hate affair. Sometimes, the sciences have been
revered, beyond reason, especially, during periods of prosperity and
technological marvels, but, at other times, the mood has turned to suspicion
and hatred, when prosperity declined, chaos became rampant and the problems
of pollution and contamination escalated. Then, we feared, that these same
technological marvels were going to destroy us, as well as our
environment.
We should not forget, that the attitudes of scientists, as well as those
who act in the name of science, are just as important in determining the
attitudes of the people, as those of the clergy. If ignorance, abuse and
greed could bring the mighty Church of the Middle Ages close to collapse,
then, we should not be surprised to see, that technological and scientific
knowledge, used as tools in a ruthless struggle to advance one's position
in society, or to gain dominance in the realm of international rivalry, are
met with a similar feeling of distrust and disgust.
If we still think in our scientific enthousiasm, that we can throw-out the
fruits of religious thought and behaviour as outmoded nonsense, we are ignorant
and brazen in the extreme, but, if we think in our religious fervor, that
we can burn the heritics and the infidels, once again, at the stakes of
martyrdom, we will only succeed in bringing-about a disastrous polarisation
of our social environments.
As people, who are inclined to favour rational explanations and careful
observations, let us reflect on what we are doing, and, let us make a serious
effort to understand, once again, the overall outlines of human behaviour.
Let us try to acknowledge, where scientific work and rational attitudes fit
into the framework of our personality, and, let us resist the temptation
to close our eyes and ears for the consequences of scientific insights and
technological developments. Let us not work blindly, thoughtlessly, and without
any sense of responsibility, in our particular speciality. Let us avoid working,
exclusively, for the sake of our own security and social standing. If we
do not care to stop and think, what the effects will be of our efforts, we
behave like mules, working towards our own destruction without knowing
it.
Let us acknowledge, that we are, often, shamelessly using, and abusing, the
fields of science and technology to secure an existential niche for ourselves
in our complex societies and academic institutions. We err, if we think,
that we can escape guilt or condemnation by refusing to judge or think about
matters that fall ouside our narrow field of work or interest.
Some of us are getting impatient with the wickedness of the world, and, we
would like to get-on with the task of bringing the Kingdom of Heaven nearer
with a zealous campaign of religious reforms, and, perhaps, unwittingly,
with the use of nuclear weapons. Let us study history, and, let us understand,
that we can not, and never could, impose a belief structure with the sword.
We can not impose a narrow, dogmatic point of view on others, because we
will, invariably, create resentment and resistance.
Let us take stock and examine closely, whether or not the religious images
of a thousand or more years ago, can still be considered valid; whether or
not they will, indeed, bring us closer to a better world. Those, who want
a better world to live in by killing all those who disagree, are a scourge
to the rest of mankind, and, they will, eventually, perish by their own
methods.
There can be little doubt, that the solution of a complex and globally integrated
mankind can only be found in the attitudes of mutual cooperation and patient
understanding. If we could combine the patient humility and willingness to
learn and care, (which all the major religions teach us as fundamental
pre-requisites for a just existence), with the careful and painstaking
observations and conclusions of the sciences, we should have no insurmountable
problems to formulate a way of looking at ourselves, which could be acceptable
to all the major schools of thought on earth.
With a universally acceptable reality perception, it would be fairly simple
to orchestrate our technological abilities into the service of global justice
and peaceful relationships. Let us review, then, what an evolution towards
enlightenment and global understanding would mean in this crucial field of
relationships between people and their leaders.
It will not be difficul to come to an agreement amongst ourselves, that a
leadership succession based upon a line of heritage or favouritism, is a
monstrosity, which came only into use as a desperate measure to bring some
stability to the intractable problems of leadership succession in the societies
of the past. Yet, how are we going to ensure, that the succession to a vacant
leadership position is going to be based on true merit? What merits are we
talking about? Do we want to revert to the primitive struggle for power,
when determining fitness of leadership? Are we sure, that such a process,
apart from its disruptive effects and cruel infighting, does, indeed, bring
the best leader or leadership to the fore? Or, would it be more advantageous
to replace the struggle for power with a system of voting?
Who will be eligible to vote? Should it be a select college or assembly,
or, should the right to vote be extended to all citizens, and, should citizenship
be extended to all people within society? If we accept the cardinal principles
of justice that are based on scrupulous equality of rights and opportunities
for all people within a social environment, we find it easier to agree, that,
indeed, the right to vote for a leadership should be extended to all citizens,
and, we should be able to agree, that society should extend the right of
citizenship to all people who live permanently in a particular social
environment.
However, if we apply the right to cast a free, and, therefore, secret ballot
to all citizens, without concerning ourselves about the influences that may
determine the way people vote, we run quickly into serious difficulties.
Then, we see, that it is not the most ruthless and conniving leaders who
gain the upper hand by intrigue and the struggle for power, but, those leaders
come to the fore, who promise each and every group in society a "golden goose"
of leisure, prosperity and freedom from obligations.
This fosters, quickly, an irresponsible attitude, because people come to
the conclusion, that they can vote with impunity for those, who promise them
the most, and, it attracts the charlatan who knows how to influence people
in order to advance his own cause.
Even, if leaders are chosen by a free, popular vote, and, even, if they try
to run a country honestly and efficiently, they find themselves hamstrung
by the many promises they have made, especially those, which turn-out to
be irrealistic and irresponsible. Now, the leadership is in difficulties.
If a recently elected leadership does not follow-through on its promises
or its reforms, (which seemed so easy and obvious when viewed from the outside),
the people will quickly become disappointed, and, they will turn the next
time to someone else who promises them everything they want to hear.
There can be little doubt, that a leadership election by universal suffrage
is the only just and fair way to elect a leadership, but, this universal
right to cast a ballot in freedom of conscience, and, with a true choice
of candidates from a spectrum of real but manageable political diversity,
has to be balanced with a thorough appreciation and preparation of the electorate
for the responsibilities that have been bestowed upon it by the principles
of democratic elections and popularly elected leadership.
The electorate has to be educated, and, people have to be shown, clearly,
what kind of responsibilities have been placed upon them by the right to
vote, just as the granting of all the other basic human rights, given as
a birth-right to anyone lucky enough to have been born into a humane and
far-sighted society, have to be balanced by a set of appropriate obligations
and responsibilities.
Well", you will say to me, "what do you want to teach the people, and, what
kind of responsibilities and obligations are you talking about?" I would
like to teach every child and adolescent during their twelve years of obligatory
education, followed by several years of civil duties, that society is an
organisation of people, who try, by task-specialisation, cooperation and
communal efforts, to make life a little easier, safer, and more enjoyable
for everyone. This means, that it is not necessary, that some own everything,
or, nearly everything. Nor is it necessary that some people are born rich,
while others come from a disadvantaged social environment.
I will teach them, that society exists for the benefit of everyone, but,
we know, now, that the rules and regulations of society, in particular those
of "legal" ownership, may lead, quickly, to a division between those who
are working hard, who are clever, frugal, saving and enterprising, and those,
who also work but are easy-going, somewhat lackadaisical, and, who spend
everything they earn for the pleasures of the moment.
It is right that those, who save and enjoy their fruits later, will have
an advantage at a later date, while those, who spend or consume everything
now, will have to do with less, but, we should also make it clear, that there
is no reason, why society should allow some people to live irresponsibly.
There is no reason, nor any justification, why some people, some enterprises
and some businesses have to become immensely wealthy and influential, while
others are goaded, by constant advertising, to spend everything they earn,
and borrow more to boot.
We will educate the people, and, we will show, that, everyone in society has the right to start on an equal footing. Every individual in society has the right to equal opportunities of education and employment, but, some people will be more suited for a particular form of academic training or artistic achievement, while others feel more at ease in a practical work-situation within the environment of their up-bringing.
Some of us will become administrators, bureaucrats, clerks or workers in
the fields, the industries, or some other form of useful employment. There
is no reason, why the basic reward for a job well-done should be any different,
regardless, whether the work is that of a responsible leadership position,
a highly skilled artist, or the hard working miner or labourer in the field.
There is no reason, why society should not, or could not guarantee each and
every citizen a decent, but basic level of existence, including the right
to education, and the opportunity to enjoy good health. There should be freedom
of information and freedom of opinion, as well as the right to be provided
with the same basic standards of living, regardless of sickness, age or political
orientation.
If we accept the right to be supported by society, when we need it, we also
have the obligation to accept the duty to work and contribute to society,
whenever we are asked to do so; according to our abilities and the opportunities
of the moment. We have to accept the principle, that we are only inclined
to contribute, voluntarily and freely, to our social environment, if we know
that the rights and burdens of citizenship are equally distributed amongst
us all.
If we can truly accept the fact, that, each and everyone of us is guaranteed
a basic security, as well as a basic set of rights and living conditions,
we will lose most of this chronic suspicion and anxiety that spurs so many
of us to an anxious defensiveness. However, we need to be able to trust each
other, and, we have to be able to verify that our trust is justified.
We have to know, and be able to verify, that we are not being exploited,
and, we need complete transparence in society, as well as an efficient, competent
and honest leadership and bureaucracy, in order to obtain these objectives.
Only then, will it be realistic to expect people to work for the pleasure
of working; to make a genuine contribution to society without feeling the
need to accumulate personal wealth, or, to cultivate an exclusive life-style
as a reward for the efforts that have been made.
If we become disillusioned or disappointed, if our good intentions are indeed
abused, if our leaders allow the easy way-out and tax, primarily, those,
who are willing to work and contribute, then, the atmosphere sours, and,
we revert to an attitude of fearful and suspicious egocentricity.
I would like to teach people, children, adolescents and adults, who we are,
where we come from, and, how we function. How we grow-up in an atmosphere
of complete trust and abandonment during infancy and early childhood. We
would never have made it into adulthood without the constant and vigilant
care of concerned parents. Later, after we have become adult members ourselves,
we will have to accept the responsibilities of parenthood, too, and, we have
to contribute selflessly to the well-being of the next generation.
The relationships and events that take place within our families are also
relevant, or, they should be relevant within our large-scale social environments.
We are sheltered, protected, stimulated and given an opportunity to develop
ourselves by the society we have been born into, but, later, after we have
developed our talents, learned our skills, and have been given a position
of responsibility, (which we yearned for during our amibitious adolescence),
then, the time has come to pay society back; to contribute magnanimously,
in the knowledge, that our cares, concerns, hard work and responsible attitudes
will provide security, beauty and happiness somewhere in society.
The ability to make a meaningful contribution becomes the essential reward
of a life of dedication and hard work, and, let us look, not only, at the
glamorous contributions. The mother who looks after her children, washes
diapers and clothes, cooks meals and comforts or disciplines her off-spring,
whenever necessary, is making just as essential a contribution as the highest
leadership.
Even the ablest leaders were children, not so long ago, and, they too, needed
food, shelter and clean clothes. The same applies to the many anonymous
labourers, who grow the food we eat, look after the livestock, or mine the
minerals, and harvest the many resources we consume. Let us not forget all
the skilled workers who check all the machinery and equipment ensuring the
necessary supplies of power and energy, who service the lines of communication,
and, who contribute to our well-being and security in a thousand different
ways.
All these people make just as important a contribution as the most admired
artists or athletes, because they all contribute, directly or indirectly,
to our ability to live and exist in a state of relative comfort and well-being,
with a concerned, informed and broad outlook on the realities that surround
us.
Indeed, if we realise, how dependent we are for our well-being upon each
other, and, how short-sighted it is to try to exploit someone or some institution
for an immediate gain or an elitist benefit, we can not help but become
responsible citizens. We would, then, laugh at the politician, who promises
us the heavens, or the "golden goose", because, we know, that all the qualities
of life have to be earned by ourselves, and, we know, that our leaders can
only organise and guide the events in society, but they can not create the
wealth or the privileges they distribute amongst the electorate.
We would laugh at those leaders, who promise special privileges to this or
that group. We would laugh at them, and, then, we should throw them out of
office, chastise them, and we would say; "Shame on you, who try to deceive
us with your facile promises! If you are promising us more than others, you
destroy the basic equality and justice upon which our societies are founded,
and, if you borrow more money than you can pay back, or, if you allow the
value of our currency to deteriorate in a mistaken effort to create "work
opportunities", or soothe frustrated expectations by big spending programs,
you are robbing us all by allowing a devaluation of our earnings and savings.
You are, then, the cause, as well as the origin of inflation and price
rises.
If you think, that there are still injustices to be corrected, tell us what
has to be done, but do not rob someone to soothe the frustrations of someone
else. If you want to be given the utmost responsibility for the well-being
of a nation, or a global leadership position, show us, that you are responsible;
that you have an excellent grasp over the problems and issues of our time;
that you have sound and realistic ideas about the way to solve or approach
these problems.
If you can satisfy our questioning minds by subjecting yourself and your
plans to intense scrutiny, we will be sure, that the best and most qualified
individual will win the election, and will get the opportunity to lead us.
The social environment can be stable and remain stable, even, if it is as
large as the entire world, and governments and leaderships can be competent
and efficient, even, if they have to organise and guide a bureaucracy that
spans the globe.
We need a global network of administration and computerised channels of
information to help us do the job. The job of global integration can be
accomplished, and, it will have to be accomplished in the not too distant
future, if we want to preserve the possibility to live a sane, healthy, just
and peaceful way of life".
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Summary
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