PARALLELS
A Study in Thought
sa060
by
Marius Heuff
Chapter 1
Content
The parallel tracks of a rail-road.
An emphasis on the obvious.
The widespread occurrence of parallel phenomena.
A transient parallelism.
Identity, and the concept of being identical.
Similarities and their differences.
Is there a parallel between the reality "as we see it", and, "as it really exists"?
The apparent futility of doubting what we know for sure.
An urgent need to discuss the parallels between perception and reality.
Not far from where I live, the road connecting the village with the outside
world crosses a railway track. The railway line is not used very often, and
the road is not a busy one either. I like to walk to this crossing and pause
for a few moments. I always look at the tracks and note their convergence
as they disappear far-away into the fields. You may wonder why I stop, there,
and what is so special about railway tracks converging in the distance. Perhaps,
you suspect me of becoming a romantic, describing the peaceful stillness
of the surroundings, or the somewhat barren and rocky grounds where I live.
Or, you suspect, that I want to focus upon another object of interest in
the same environment.
No, I am not going to become a descriptive writer, nor am I about to start
a story about what happened, or, what I saw at one time or another. When
I pause for a moment at the crossing of the railway line and the small village
road, I look at the tracks, and I always note, how the tracks run perfectly
parallel to each other, either in a straight line or describing a gentle
curve, further away. At all times, these tracks remain at a precise distance
from each other, in spite of the fact that they "appear" to converge, when
I look at them from a distance. This is the phenomenon of "perspective".
The phenomenon of perspective shows us, clearly, that we see the realities
of our environment, just like a camera. The camera, as well as the human
being, registers its environment in relation to its own position or existence.
Oh, you say, we are going to have a discussion on perspectives, but, this
is not the case, either. I want to discuss the phenomenon of "parallelism".
Perhaps, you are somewhat disappointed, because, as a first impression, you
fail to see, what is so exciting about two parallel tracks. These tracks
are mirror images of each other and are designed, solely, for the purpose
of guiding the wheels of the locomotive and its wagons from one destination
to another.
What is so remarkable about two steel bars, positioned at a constant distance
from each other and fastened to numerous railway ties, situated every meter
or so to support the load of the train and keep the tracks in place? What
is so remarkable about the obvious need to keep these bars of steel at a
constant distance from each other?
Yes, indeed, it is quite obvious, that the tracks have to be parallel, but,
it is not nearly as obvious, why they appear to converge when we look at
these tracks from a distance. We all know, that they remain, in fact, parallel
to each other, and, this assumption is the foundation for the question, why
these tracks appear to converge. Yet, I appear to ignore the far more interesting
question of the apparent congruence, and I focus my attention upon the obvious;
the fact, that these tracks remain parallel everywhere, regardless, whether
running straight or describing a curve.
The reason, why I am fascinated by the phenomenon of parallelism lies in
the fact, that we see so many examples of phenomena or events that appear
to run parallel to each other. Certainly, not many of them are as obvious,
and as well known, as the railway tracks, and, we will see, that, many forms
of parallelism slide, gently, from a situation, where identical or mirror-images
run exactly parallel to each other, to familiar but not identical entities
or events, running a course that is more or less the same, but not precisely
so.
In addition, we will also see many interesting examples of the phenomenon of "perspective", where we "know" events or objects to be identical or nearly identical to each other, and yet, they appear to converge or diverge. We also see a sort of "reversed perspective", where we "know", or, assume, that a strong, or, even, a strict parallel exists, such as between the images of our reality perception and the existence of an absolute, non-human reality "as it exists", while, on close examination, it is highly doubtful, that such a parallelism or similarity indeed exists between the external reality and our perception of it, in spite of the fact, that we have a strong instinctive urge, and need, to accept the existence of such a parallelism.
We will discuss, therefore, many examples and their mechanisms, whenever
we detect similarities in appearance and occurrence, and, we will be surprised
to note, how important the comparison, categorisation and detection of
similarities really is, whenever we try to form a useful imagery of our
realities, including the reality of our own existence. We will not discuss
or review the entire field of reality perceptions, but, we will remain focussed
upon the phemomenon of parallel tracks. We will imagine ourselves as a
locomotive, tracking a number of parallel railroad lines, as we travel throughout
the many awarenesses and experiences of our mind.
As I look out over my desk through the window, I can see the clothes-line
of my neighbour. In our country it is customary to have a long line running
over two pullies, so that the housewife can hang the washed clothes on the
line from a small platform or balcony. After she has hung-up a few clothes,
she pushes the line away, until, eventually, most of the line is full. If
the clothes-line is empty, there are two parallel lines, an upper and a lower
one, hanging in a gentle curve from pulley to pulley. They run nearly parellel,
if the pullies have the same diameter. After the clothes have been hung on
the lower line, it hangs in a big bight - unless supported by hooks connecting
the upper and lower lines, while the upper line is taut. This is an example
of transient parallelism, where the parallelism of the two lines, running
together, is only an accidental feature that disappears as soon as the line
is used, while, in the case of the railway tracks, the parallelism is the
essential feature that has to be maintained for its safe use.
We will see, that the same mechanisms occur, time and again, as we look at a number of parallel examples. Sometimes, parallelism has to be maintained scrupulously in order to preserve its function, at other times, it is only a fleeting and accidental specific, which may or may not have any significance, and, which may only be noted whenever someone happens to have a particular interest in parallel phenomena.
Let us start this essay with a discussion of the concept of parallelism and
compare it to the related concepts of similarity and "identicality", or
"sameness". We will also compare it with the word or concept of "identity".
There is a remarkable difference between the concepts of "identity" and
"identicality". The latter refers to a situation where two items appear to
be identical when compared with each other. We should tie-in this somewhat
theoretical and semantic discussion with a review of the ideas that lie behind
the concepts of cerebral and mental classification mechanisms. In addition,
we should describe a number of interesting parallels in the observations
of the world around us and within us, as we try to grasp this reality in
a coherent and comprehensive manner.
When we look at events or phemonena in widely divergent fields of vision,
we see many opportunities to make comparisons, or, to point towards similarities
that help us correlate the significance of similar mechanisms, or phenomena,
in these widely diverging fields of vision. By pointing-out similarities
or parallels between a variety of observations, we gain a better insight
into the mechanisms at work in each one of them, but, at the same time, we
have to keep in mind, that we are playing with mental images, and, that we
have to scrutinise, carefully and continuously, whether or not such comparisons
and similarities are useful. By pointing-out similarities, we should not
forget, that the concept of a similarity implies, that, in addition to the
obvious or not so obvious features of similarity, there exist also a number
of differences or dis-similarities. These are, often, just as important to
know as the broad outlines of a similarity or parallelism.
Finally, we want to focus our attention, specifically, on this all-important
question, whether or not we are justified to assume, at least, a measure
of similarity or parallelism between our mental imagery about the reality
"as we understand it", and, the reality "as it really exists", apart from
any human existence. We will see, that we all act and behave, as if such
a parallelism exists, and, we are inclined to equate our concepts and beliefs
about reality with the absolute reality "as it really exists". We will see,
that there are strong existential drives to make us behave this way, and,
we will come to the conclusion, that it is very difficult to accept, or,
even, grasp the concept, or the possibility, that any congruence or parallelism
between our grasp over reality and the reality as it really exists, is, in
essence, an illusion.
When we experience the ability to predict the occurrence of a series of events,
especially, if we have recently mastered a difficult technological problem,
it seems absurd and self-defeating to question, or, even, entertain the
possibility of a discrepancy between our grasp over reality and the reality
as it really exists, independently from our own existence. Yet, anyone familiar
with my ideas, knows, that we have come to this relativistic conclusion on
many occasions, and, it has become clear, that the conclusion or intuitive
acceptance of such a form of parallelism, is, in essence, erroneous.
However, even, I have a strong tendency to disbelieve the conclusions of
a relativistic perception of reality, and, I have also a strong instinctive
tendency to accept, at least tacitly, the existence of such a parallel existence
between perception and reality. Therefore, I feel the need to discuss this
peculiar, but important, philosophical question more extensively and exhaustively
than I have done, so far.
.......
Chapter 2
Content
A discussion of the concept of "parallelism".
A fixed, sharply delineated constant of difference.
The relative parallelism of the banks of a river.
Variability in the scope of vision.
Parallelism and similarity.
Discernible differences, and the problem of significance.
Identity and "identicality", or "sameness".
The roots of our identity experiences.
Common denominators of a group of similarities.
Classification mechanisms and the ability to be consciously aware.
Parallelism means, being parallel to each other, and, it is not surprising
that this concept arose in the field of geometry. In the field of geometric
concepts and ideas, it is possible, that, two lines run at a constant distance
from each other, regardless, whether they run straight or curved. These two
lines are then identical to each other in every aspect, except location,
and, a simple, dimensional constant describes the only difference between
them; at least, a simple constant describes the difference within a
two-dimensional frame of reference. From this definition, it is clear, that
the railway line or the tracks made by a car on a snow-packed road or on
a wet pavement, are practical examples of the phenomenon of parallelism,
because the fixed distance, or constant, between the wheels that make these
tracks, ensures a perfect parallelism.
However, the concept of parallelism, or, the condition of being parallel
to each other, has not been limited to the field of geometry. The idea of
"running parallel" to each other has been extended to the field of ideas
and concepts itself, and, the awareness, that one idea may be very similar
to another, except for a single constant, has become a very useful tool to
classify or categorise awarenesses, concepts and ideas.
It is true, that the concept of similarity is not nearly as precise as that
of parallelism. Two lines may run into a "similar" direction, but this does
not mean at all, that they run parallel. Parallelism is, then, only one specific
incidence of a larger series of similarities. Similarity describes a much
more vaguely delineated series of conditions that share a number of features,
but, in the case of two lines running parallel to each other, the similarities
become overwhelming, and the dissimiliarities have been narrowed down to
one, precise, mathematical constant.
If we look, again, at parallel railroad tracks, or the tracks made by a car
in the snow or on a wet pavement, we see a clear and precise mathematical
constant, but, if we look at the parallelism of two river-banks enclosing
a river, we see, that these banks are running, indeed, more or less parallel.
However, the river may vary somewhat in width from one location to the next.
Therefore, there is no strict parallelism between these two river-banks.
From a great distance, the variations in width become less noticeable, and
the two embankments of the river seem to run nearly parallel to each
other.
Yet, the same applies also to a railroad track. While there is a strict
mathematical constant keeping the steel bars at a fixed distance from each
other, if we measure the distance precisely, down to fractions of milimeters,
we are able to detect slight variations from place to place, or point to
point. These minute differences may be inherent in the tolerance, or variability,
with which the tracks were laid, or, it may be secondary to uneven wear and
tear of the tracks.
Parallelism has a very strict conceptual definition in our mathematical or
geometrical imagery, but, in the practical reality of concrete examples,
slight variations are always present, and, the magnitude or significance
of these variations depends, entirely, upon our vantage-point.
However, the concept of similarity is much broader than a form of parallelism
showing a measure of variability in a practical reality. Similarity indicates
a common feature that is much less precisely defined than a specific mathematical
or geometrical constant. For example, the vagueness of a common denominator
is demonstrated by a number of lines running into the same direction, but,
not necessarily parallel to each other.
In the concept of similarity, the shared constant or feature is variable
or poorly delineated, and, when determining similarities between concepts
and ideas, we may choose a classifying principle that has lost all resemblance
to a geometrical constant. The precise, mathematical constant that regulates
the concept of parallelism, is too confining to be useful as a principle
of classification in the ordening of awarenesses.
In order to grasp a category of similar objects under a common denominator,
such as e.g. "cooking utensils", we have to be able to choose a somewhat
flexible common denominator, so that we can group-together most, if not all
utensils used for cooking, as "cooking utensils".
In the concept of similarity, we leave the definition of a particular common
denominator or classifying principles somewhat vague in order to have some
lee-way, or flexibility, in our efforts to make such a classification. In
addition, we give ourselves the freedom to vary or change this classifying
principle according to our needs.
You may want to know, why I emphasise a definition everyone is familiar with.
You may concede, that you know the difference between similar and identical
objects, events or phemonena, and, you know, that "identical" means, the
absence of any discernible difference. You may grant me the correctness of
the observation, that the term "discernible difference" depends on our point
of view. From a great distance, many more items, observations or phemonena
will "appear" to be identical, while they lose this quality of being identical,
whenever we take a closer look and start to notice the many differences that
do exist, after all.
Even, if we have found a few identical objects, items or events in our ordinary
field of vision, we may still see a number of subtle, small, and, perhaps,
insignificant differences, whenever we examine this identicality closely.
Look, e.g. at our coins or currency bills. We may not see any obvious differences
between them, but, if we look closely, we can always detect some sort of
difference.
"Allright", you will say, "this is quite clear and conforms to the notions
of common-sense. Let us leave the field of semantic definitions, or, do you
want to say, quickly, a few words about the concepts of identity versus
identicality, or "sameness", which is, perhaps, a better, or, at least, more
acceptable word to use".
Yes, let us quickly define the essence of identity. Here, we see or emphasise
the uniqueness of an item, individual, object or event, but, we should not
forget that the term "identity" can also be used to classify an individual
into the group one belongs to. For example, we use the concept "identity"
as a synonym with "root", whenever someone has "identified" him- or herself
with the cultural origins or ethnic background one has come from. The term
"identity" is used, here, as a method of classification, where an individual,
who had until then been "unclassified", can find a proper category to fit
into. This feeling of identity gives us a sense of belonging, and, we become
more self-confident, but, perhaps, also less tolerant, as we find confidence
by identifying ourselves proudly with our cultural and ethnic origins.
In the concept of "identity" we have found the characteristics that set us
apart from others around us, while we emphasise, at the same time, the common
features of the group we belong to. The term "identicality" or "sameness"
indicates, exclusively, that there is no discernible or significant
difference.
This discussion is, probably, sufficient to give us a clear idea, what we
mean by the words identical, identity, parallel and similar. We have briefly
discussed the idea of a common denominator that lets us group-together a
number of similar items or observations. The processes of classification,
the formation of categories, as well as the abstraction of "secondary"
awarenesses characterising a particular category, are very important to
understand, because they give us some insight into the mechanisms, how our
brain can "recognise" an object, or event, we have seen or experienced
before.
In addition to the subconscious, neurological classification mechanisms,
which we share with all animals that have developed along the road of behavioural
flexibility, we, as human beings, have developed a rather unique method of
re-stimulating memory-traces into a focus of conscious awareness. We do this
with the help of a variety of representative symbols, and, we have become
so successful in this technique, that we quickly experienced the need to
classify and orden the ever increasing multitude of symbolically representable
awarenesses. This is done with the help of a system of mental
classifications.
These ideas have been discussed extensively before, but, I believe, that
it is worthwhile to summarise these ideas, once more, briefly, in order to
refresh our memories and recall a number of mental images that make it clear,
how, and why, the phenomenon of consciousness or conscious awareness
arose.
.......
Chapter 3
Content
A review of the background of "Homo Sapiens".
Cerebral mechanisms, and the faculty of recognition.
The importance of the "sphere of familiarity".
Physiological versus conscious or mental forms of recognition.
Memory, and the recording of similarities and differences.
A philosophical and generalised approach to the problem of grasping cerebral functions.
Playing with memory-recall as a "pass-time".
Recognition, through the mechanisms of an analogous stimulus.
Memory-recall, seen as a "flash of recognition".
Links with the mechanisms of an artistic evocation of images, memories and emotions.
The occurrence of a spontaneous "flash of recall".
Finding some use for a hyper-excitable faculty of memory-recall.
A quick review of features that have been discussed before.
The human species emerged together with a number of very similar anthropoids.
They belonged to a large variety of species' that had become dependent upon
the ability to modify their behaviour according to the circumstances. This
capability of "behavioural flexibility" was developed by the anthropoids
to a remarkable extent, but, only mankind survives as a representative of
the anthropoid species' who set-out upon the road towards conscious or
verbalisable awarenesses. A few, surviving anthropoid species` have long
since sought refuge deep into the jungles, as far away from man as possible,
because man was, and still is, by far their most dangerous enemy. Only Homo
Sapiens survives as a species that experimented, extensively, with the
possibilities given by the symbolic re-stimulation of memory-traces.
However, not only the anthropoids, but, all animals that explored the ability
to modify or "fine-tune" their behaviour according to the circumstances,
had to develop an elaborate central nervous system, capable of recording
a large number of experiences. Past experiences could then serve as a guideline
for the behaviour of an animal, whenever it would encounter a similar situation.
Such a behaviourally flexible animal would, therefore, "automatically", or,
at least, subconsciously, compare all incoming sensory data against past
experiences. In this way, an animal would experience a "sense of recognition",
whenever it encountered a familiar object, circumstance or event, and, because
of this sense of recognition, or "familiarity", it finds it easier to shape
its response to on-going events. The ability to recognise objects, circumstances
and events as "familiar" also increases the ability to "predict", or foresee,
the immediate future or outcome of on-going events.
The sense of familiarity facilitates the process of adaptation, because the
animal can focus all its attention upon those features that are slightly
different from this pattern of familiarity, and, by concentrating upon the
details that differ, it may again recognise a similarity, because it may
have encountered a similar variant from the overall pattern of familiarity.
In this way, the animal is able to perceive, constantly, subtle but important
differences from the more routine experiences.
An animal's behaviour is, therefore, shaped by the overall, genetically given
range of physiological faculties and behaviour-patterns, together with a
local, temporary "fine-tuning" of the behavoural response, depending on a
check of the incoming sense impressions against past experiences that have
been stored as "memory".
However, let us ask the question, how the brain is capable of "recognising"
a particular situation, object or event as "familiar". Let us emphasise,
first of all, that we are talking, here, about a "physiological" type of
recognition. This type of recognition takes place in all animals that recognise
an opportunity to get food or a situation that may endanger their life. We
are talking, here, about mechanisms in cerebral function, which evolved well
before the advent of a conscious awareness. These mechanisms of cerebral
recognition evolved long before awarenesses could be verbalised or re-stimulated
into a focus of conscious awareness with the help of some sort of a
representative symbol.
We may be able to describe a few general principles of cerebral function
in the behaviourally flexible animals, which may give us a "feel" for the
way these animals accomplish their behavioural adjustments. These principles
of operation will also provide a useful background for the evolution of
"consciousness" or conscious awareness, without the need to describe known
cerebral functions or anatomical features in detail.
The complex, behaviourally flexible animal is capable of recognising a familiar
territory, object or animal, and, its entire behaviour indicates, that it
can "learn". This means, that, it adapts its behaviour according to the
circumstances. If we accept this interpretation of animal behaviour, we have
to assume, that the central nervous system of these behaviourally flexible
animals has developed the capability to retain a large number of memory-traces,
representing previous experiences and situations that have been encountered
by this particular animal.
However, the statement that a number of experiences are retained as
memory-traces, does not mean very much, because the ability to recognise
a familiar situation must mean, that some sort of "cerebral classification"
takes place. In a classification, a number of items, be they conscious,
verbalisable tools and instruments, or, a number of subconscious memory-traces,
have to be placed into a category, but, the brain can only classify these
experiences, if there exists some sort of a common denominator that is shared
by all these experiences, in spite of the fact, that, these memory traces
are not identical to each other and contain a number of accidental or incidental
specifics that make them different from each other.
As we have outlined before, the ability to recognise would be nearly impossible,
if previous experiences would be recorded with a precise, photographic exactness,
because the slight differences of an actual, on-going experience would interfere
with the mechanisms of recognition. Besides, such a photographic record of
past experiences takes-up a large amount of "cerebral capacity", and, these
mechanisms would reach, quickly, a physiological limit. Therefore, experiences
are grouped-together around some sort of a common denominator, and, it is
obvious, that none of these differences should be so pronounced that the
common denominator is invalidated.
Certainly, this is a somewhat philosophical and generalised approach to the
problem of cerebral function, and, we are still not quite successful in
correlating the ideas of a "cerebral classification system" with the anatomically
and physiologically known characteristics of the central nervous system.
Yet, I believe, that this relatively simple concept of a cerebral classification
mechanism is important to keep in mind, because it helps us to oversee the
overwhelmingly complex functions of the central nervous system, whenever
we look at known anatomical and physiological details. The simple fact, that
the process of recognition can and does take place, even, without the help
of conscious or verbalisable awarenesses, means, that the central nervous
system is able to store memory-traces in the form of categories, and, it
means, also, that an incoming sense impression from a situation "as it exists
at a specific moment", is compared with a group of appropriate
memory-traces.
Sense impressions are analysed continuously, and, features that are given
a "label", have been classified successfully and have been recognised as
"familiar". However, there are always a number of sense impressions or
awarenesses that can not be classified so easily. This evokes a sense of
"strangeness", which has a strongly alerting influence upon the animal, because
the animal does not know, as yet, the existential meaning of these strange,
unfamiliar and non-classified sense impressions.
We want to emphasise this particular feature of "cerebral classification"
in the behaviourally flexible animals, because it provides a useful background
for the description of a "parallel" mental classification system. This mental
classification system became a necessity, as soon as the repertoir of
symbolically representable awarenesses began to grow rapidly. However, in
contrast to the cerebral classification mechanisms that occur "automatically",
(and are entirely under the control of the brain, and, thereby, under the
control of the genetic code), the mental classification structures of
verbalisable symbols, ideas, awarenesses, concepts, "knowledge", etc. is,
largely, a voluntary process that has to be constructed as a deliberate act
of our will. At least, it is absorbed or assimilated as a cultural heritage
from the social environment in a learning process, and, it is, therefore,
not directly under the influence of the genetic code. Yet, the overall form
in which mental or conscious awarenesses are classified, represents a cerebral
function, and, in this sense, the ability to form a mental classification
system is, ultimately, a function of the genetic code.
We have described, on previous occasions, how we visualise conscious or
verbalisable awarenesses to have arisen as a result of the frequent
re-stimulation of memory-traces by imitative gesticulations and vocalisations.
The ability to stimulate our memories or mental images into a focus of conscious
awareness, without the physiological trigger of a similar or analogous
circumstance, had an enormous impact upon the behaviour of animal groupings
that started to "play" with these imitative gesticulations, and began to
explore the possibilities of symbolic communications as a "pass-time".
Certainly, these ideas are speculative, and, the fact that we have discussed
them extensively before, does not give us the right to present them, now,
as a "matter of fact". Nevertheless, a frequent discussion of these ideas
about the origins of verbalisable awarenesses has strengthened, at least,
for me, the usefulness of this imagery, and, since we will, probably, not
be able to prove or disprove, convincingly, whether or not this imagery is
a valid explanation of the origins of conscious awareness, I will continue
to use this imagery, until something better comes along.
However, this is an aside. We should return to the imagery that gives us
a feeling of plausibility for the concepts of "conscious awareness", as well
as for the manner in which such a conscious awareness may have come-about.
Let us go back to the time, when socially integrated pre-human animals started
to "re-live" the significant events of the day with the help of mimicry and
vocalisations. Now and then, such a spontaneous act of mimicry was unusually
sucessful, and, the other members of the group, who shared similar memory-traces
because of the fact that they live together, would experience, suddenly,
a flash of recognition, as they underwent a memory-recall, triggered by the
mimicry that was being carried-out or acted-out by one of the members.
We have to appreciate the fact, that there is a marked difference between
a recall taking place as a result of actually experiencing a similar situation,
and, the recall of a memory-trace in totally different circumstances, evoked
by an act of mimicry or re-enactment. The first type of "recall by association",
is the "normal", physiological or analogous form of recall, which the
evolutionary processes have shaped over many millions of generations. As
we have seen, this recall makes the act of recognition possible in the first
place, and, it serves as the basis for an appropriate behavioural adaptation
of behaviourally flexible animals.
The recalled memory-trace, evoked by an act of mimicry, gives rise to a totally
different situation, because the actual circumstances in which the recall
takes place, may have nothing in common with the circumstances that are being
recalled. The act of mimicry may evoke the memory of an exciting hunt or
a daring escape, a moment of great danger and existential significance, while
the act of mimicry takes place in the relative shelter and safety of "the
camp", or the home environment.
This means, that it became possible to evoke, or stimulate, a number of
experiences into a focus of awareness with the help of mimicry, gesticulations
and vocalisations, without the same element of danger or existential significance
that is always associated with an analogous experience. Certainly, the moment
a "gifted actor" was able to evoke a scene of the hunt, or battle, with his
gesticulations, the "audience" experienced, not only, a "flash of recognition",
but, it experienced, also, a flash of associated emotions, which would accompany
such an experience in a "real life" situation.
We still see, how an actor or interpreter moves his audience in essentially
the same manner, because, with his speech and gestures, his clothes, props
and theatrical scenery, he evokes, not only, a certain series of complex
recognition-patterns in his audience, but, he also evokes a series of emotions.
The successful actor "becomes" the character he portrays, just as our primitive
actors in the primordial past of our burgeoning conceptual vocabulary, must
have "become" the beast, the enemy, or the situation, which the actor was
protraying during a spontaneous "memory flash-back" within himself.
You may want to ask me, why an "actor" in this primordial past of developing
conscious awarenesses, would feel the need to re-enact an event that has
flashed back into the focus of his consciousness. We may begin to answer
this question by recalling, that, all highly significant experiences will
recur, spontaneously, into a focus of awareness; at least, from time to time.
If we experience this to be the case, now, in the present, where we can
continuously verbalise and communicate these experiences with a smooth and
easy flow of language-symbols, it is logical to assume, that, such a re-living
would also occur in those animals of the past, which had not developed, as
yet, the ability to communicate their experiences. Certainly, we have no
indication, that, any of the contemporary flexible species', except, perhaps,
the anthropoids, have a desire or inclination to "act-out" a previous experience,
but, this does not preclude the possibility, that these animals could have,
on occasion, a spontaneous "flash of memory-recall".
Besides, we should see this argument in the light of evolutionary developments.
Let us assume, that most flexible animals, had, at least, at some time during
their evolutionary history, a tendency to experience spontaneous memory-recalls
rather frequently. Perhaps, many species', and, certainly, the anthropoids
were likely to experiment with the possibilities given by spontaneous and
evoked memory-recall. Species' that experienced a sense of beneft from these
re-stimulated experiences would, naturally, but, entirely subconsciously,
explore these potential benefits further, while animals that could not find
any benefit in such spontaneous recalls, would not proceed any further on
this pathway of evolutionary developments.
As a matter of logical extrapolation, we are probably justified to state,
that, a hyper-excitable memory, which would frequently and spontaneously
flash into a focus of awareness, even, after the situation or circumstances
had passed, would be felt as a liability. It would be experienced as a confusing
and exhausting nightmare, especially, to those species' that had no use for
such experiences. As always, natural selection would weed-out what it does
not use, and, the physiological basis for an excitable imagination with
spontaneous flash-backs would be suppressed as a liability, unless it began
to serve a useful function.
In the human species, this excitability of memory functions became the
corner-stone for the development of a voluntary and communal recall of
memory-traces, and, this ability to manipulate our memory-traces in the "quietude
of an existentially calm environment", became the foundation for our conceptual
mastery over the environment.
This is a quick review of features we have discussed before, and, we have elaborated, here, a feature that has not been discussed on previous occasions; nl. the spontaneous flash-back of a hyper-excitable imagination as a phyiological basis for the emergence of acts of mimicry, gesticulations and vocalisations.
.......
Chapter 4
Content
Accumulating a wealth of recallable mental images.
The need to learn a remarkably "stream-lined" symbol.
A "fact", or a reasonable "working hypothesis".
The transition from a "block-recall", to the careful "building-up" of a composite image that is "new", and has not been experienced.
Initially, memory-recall depends on having acquired a specific memory by actual experience, before it can be recalled.
In "secondary learning", an image can be synthesised from commonly available notions and features.
The shared awarenesses contained within a "cultural pool".
The road of abstraction and the verbalisation of common denominators.
Who did what? To whom? When, where and why?, etc.
Language symbols, and the criteria of usefulness.
The role of "qualifying attributes".
Our language reflects, how we think, and, how we try to grasp a reality that is centered around a verb or a noun.
The function of "logic".
A "bridgehead" for our efforts to communicate with each other.
Problems with a communication, or its author.
The need to resolve contradictions.
How does a square peg fit into a round hole?
Let us now concentrate on the wealth of ideas and images that are accumulating
as a result of the mechanisms of voluntary memory-recall. With frequent use,
it becomes easier to bring-back into a focus of attention a variety of familiar
mental images, and, it becomes less necessary to go through an elaborate
act of mimicry. As recall becomes easier, a stylised or stream-lined gesture,
or a verbal allusion, is often sufficient to evoke a particular memory-trace,
and, gradually, the processes of symbolic representation, be it in acting,
gesticulations, spoken words or recorded images, slide from a faithful
description of the represented mental imagery to a rather crude, stylised,
or, even, arbitrary symbol. This arbitrary symbol has to be "learned", however,
because it lacks the original connection with the reality it represents.
Therefore, it lacks the power to evoke a particular mental image on its own,
and, the audience has to learn to associate a particular, arbitrary symbol
with a specific mental image.
It is time to leave this interesting field of speculations, where we visualise,
how the ability of a conscious, verbalisable awareness arose. We have to
concern ourselves with the developments that took place, after the conceptual
vocabulary, or, at least, the number of representative symbols, began to
increase dramatically. Here, again, we have to admit that these ideas are
still largely speculative, and, it is not my intention to present this imagery
as a generally accepted theory, but, merely as a reasonable working hypothesis,
serving as a basis for further conceptual refinement, or, making itself obsolete,
as we find a better image to replace it.
It seems safe to assume, that, initially, the commonly shared memory-traces
within a small grouping or community of early human beings, could only be
evoked, if the acting or mimicry was "fairly good", and, if it represented
a reasonably faithful "description" of a paticular event. At the same time,
we note, that a whole complex of details and specifics would also be evoked
into a focus of attention by an act of mimicry, since the ability to direct
attention to specific details, or, to shape deliberately the contours of
the evoked imagery, had not yet developed. In other words, the mental image
evoked would be in the form of an "entire scene", which we, in our contemporary
mastery, could describe with a great variety of words, or, even, a number
of sentences.
Indeed, in a later stage of development, an entire scene or event would be
recalled, or "described", by a large number of symbolic representations,
or "words", which, together, depict such a complex scene or event. At the
same time, we also note, that it is, then, possible to "build-up" a "new"
mental image with the help of commonly shared symbolic representations, and,
we are not dealing, anymore, with the recall of an entire sequence of
memory-traces, which has been registered when an individual witnessed an
important event.
How did such a transition from the "block-recall" of an entire scene to the
build-up with the help of a large number of symbolic representations come-about?
Obviously, it is possible to describe a scene far more precisely with a great
number of symbols, concepts, awarenesses or ideas, compared to the wholesale
recall of an entire scene by triggering the specific memory-trace of this
particular event.
Indeed, the primary limitation of the more primitive symbolic representations
was represented by the fact, that these symbolic representations lacked the
ability to focus attention on specific features. As long as everyone in the
community had shared, or seen, the event that was being depicted by the author
of an act of mimicry, the evoked memory-trace was roughly similar for all
participants, but, if an event was acted-out, which had not been witnessed
by everyone, those, who had not seen it, would have difficulties understanding
what exactly happened.
Certainly, they had seen or participated in similar events before, and,
therefore, the overall lines of the story or event were understood, but,
it remained difficult for the person who was not intimately involved, to
know, e.g., who did what, or, to whom, or, when it happened; who killed the
animal or the enemy, and, who fled or hid, etc., etc. It seems reasonable
to postulate, therefore, that, slowly, a series of secondary symbolic
representations arose, which "clarified", at least, to some extent, what
happened.
We have discussed, before, the idea, that a classification of verbalisable
objects or events had to take place, because it would be impossible to remember
a large number of stylised symbols, especially, if these symbols would not
have been ordened properly or categorised efficiently. In this process of
classification, the common features of an entire group of events or items
of existence found, slowly, a separate awareness and symbolic expression,
and, the individual members of a group of related awarenesses were, then,
designated as "variants". In other words; an item or object could be identified,
first of all, by indicating the class to which it belonged, and, then, it
could be identified, more precisely, by a specific quality or a further
description, indicating its uniqueness. This is the road towards the
"abstraction" of common denominators and qualifying attributes, and, without
these mental or psychological techniques, the evolution of speech and language
would not have been possible.
In a way, we note, how a similar process of categorisation ordens a series
of happenings or events. Initially, the entire story, so to speak, was
represented by a single act of mimicry, but, as the recall of a memory-trace
became facilitated by experience, the symbolic representations became much
shorter. This led to the possibility to represent the "common denominator"
of a number of events. Such a common denominator could be the action in
generalised form, without the specifics of who took part, where or when it
happened, etc. After having indicated an action, an event or a happening,
the specifics could, then, be added by a series of separate symbols. Who
carried-out the action, or, who was the participant in an event. Who did
what, to whom, and when, where, why. We have learned to manipulate these
specifying indicators of an event with great dexterity, and, we rarely think
about the laborious linguistic or symbolic experimentations that must have
taken place, before it was possible to obtain such a great precision in the
description of complex circumstances and numerous details.
We can still see in the language of smaller groupings, and, especially, in
the symbolic communications of primitive and isolated tribes, that these
mechanisms of secondary abstractions are far less advanced. In many instances,
there are separate symbols which do not recognise a relationship, while we,
capable of handling a more sophisticated language and reality perception,
would recognise such differing phenomena or experiences as variations of
essentially the same item or event.
This does not necessarily mean, that the more primitive language or the smaller
group is always less discerning, or, that it has failed to developed the
differentiations we are aware of. On occasions, a more primitive language
makes distinctions that are meaningless or unnoticed by us. For example,
a small group or tribe, living close to nature, will often give a much greater
significance to variations in the local environment, compared to people,
who do not live as closely to their natural environment. People, living close
to nature, have then many more names or shades of differentiations for a
number of specific items or events, compared to the language of a larger
and more sophisticated grouping that is not so dependent upon local
features.
However, let us come back to the concept, that, as a rule, the symbolic
representation refines itself by a process of ordening, where a variety of
representations are grouped-together around a common denominator. Individual
variations in existence or happening are then specified by qualifying attributes.
This definition applies to the classification and specification of objects
and items of existence, as well as happenings or events.
I do not pretend to be a linguist, and, I have not made a specific study
of the way linguists analyse and approach the study of a language. I have
found it convenient to keep this basic classification of static and changing
aspects of observation in mind. Such a conception of the use and evolution
of language-symbols seems to correspond with the evolutionary developments
of conscious or verbalisable awarenesses, and, it seems helpful to consider
language as a structure of common denominators for our numerous awarenesses,
together with its many specifying qualities or attributes.
We tend to call the specifying characteristics of static observations, like
objects or items, "qualities", while the qualifying or specifying attributes
of events or happenings are more complex. Here, we make use of a large variety
of descriptive or specifying symbols, which indicate an answer to the questions;
who, or, to whom, where, when and why, as well as the more elaborate conditional
propositions. We do not just describe what happened in the past, is happening
now, or, will, perhaps, happen in the near future, but, we also speculate,
what would happen, if...., or, when...., etc. Or, we may utter a wish that
something should or ought to happen. If we examine language closely, we see,
how it reflects the way we think and continuously clarify and specify the
overall characteristics of a situation that has been indicated by a verb
or a noun.
Perhaps, it is time to say a few words about the function or capability of
"logic", because, we tend to approach the concept of logic with a measure
of mystery and timidity, or, we reject it as a tool for clever deceit or
unscrupulous intimidation. Logic is frequently hidden in a rather austere
and somewhat out-dated tradition of scholastic thought, and, it is shrouded
by the largely incomprehensible efforts of contemporary logical
positivists.
I prefer to look at the functions of logic from a physiological or organic
point of view, and, we should again review, briefly, the processes of
classification by common denominator, and, the specification of a specific
awareness by qualifying attributes. After we have outlined the general thrust
of our communication by stating the action, people and objects involved,
we spend a lot of time, and words, clarifying and sharpening, or "polishing"
the imagery, so, that, eventually, the meaning of what we want to say is
precise and can be clearly understood by everyone who makes an effort to
do so. At least, this is, or should be, the objective of every communication,
but, we nearly always fail, at least, to some extent.
Let us analyse, for a moment, why we fail, so often. First of all, there
may be a significant difference in the extent of our conceptual vocabulary,
or the way we interpret the meaning of our conceptual symbols. Such a "mismatch"
between the interpretation of common symbols is difficult to overcome, and,
it requires good-will, patience and a persistent effort to bring, first of
all, the commonly shared concepts and ideas into a focus of attention, in
order to establish a basis, or "bridgehead", for an attempt to communicate
with each other.
There may be other problems. The author of a communication may not be quite
certain about specific details. During the process of communication, he may
come to realise, more precisely, what he knows, and, what he does not know.
A careful communicator could bring-out this difference quite clearly to his
audience, but, his audience may not always be appreciative of such an honest
effort to be precise, because it is often difficult to understand and retain
these differences, and, the attention-span of an audience is quite short.
Often, an author leaves details deliberately vague, in order to conceal the
boundaries between knowledge and speculation, and, to leave room to the audience
to fill-in the details "as they wish".
There is always the temptation for an author to "please" his audience; to
play upon the emotions of his public; to communicate in such a way, that
the emphasis is not on a precision of understanding, but, on the synchronisation
of a specific mood or attitude. This shows us the ability of a clever
communicator to manipulate the mood of his audience as he pleases.
However, let us assume, here, that a communication is taking place in a small
group, where the atmosphere is calm, and, where everyone wants to get as
precise a picture as possible. This will be accomplished by a dialogue, where
every participant has the opportunity to ask additional questions in order
to sharpen one's mental imagery as much as possible.
Nevertheless, questions and discussions always include speculations, assumptions
and anticipations. During the process of sharpening the mental imagery of
a particular perception of reality, it is necessary to make sure, that, none
of the specifying or qualifying attributes are contradicting each other.
When there are contradictions, they have to be resolved, and, this can be
done, either, by a refinement in the understanding of the conditions, or,
by rejecting one or several qualifying attributes as erroneous or
impossible.
For example; if we ask the question, "how can a square peg fit into a round
hole", there are several answers. The most obvious answer is to point-out
the essential contradiction between being round and being square, and, it
is logical to point-out that one shape can not be made to conform to the
other, without losing the essential characteristic that has been given in
the qualifications of roundness and squareness. These qualifications are
contradictory and mutually exclusive.
However, there is another answer. One can say, simply, that a square peg
fits into a round hole, if the diagonal of the square equals the diameter
of the circle of the round hole. But, you will say, it does not really fit,
then, because the square peg only touches the round hole at its edges. Precisely,
and, we may then launch into a discussion of the meaning of the concept "fitting
into". Does it mean a conformity in contour over the entire length, or, does
it only mean, that the square goes snugly into he round hole, as it touches
with all four edges of its square corners against the circular wall of the
round hole?
The contradiction is resolved, either, by rejecting one of the qualifying
specifics, or, by re-examining and re-defining the meaning of one of the
concepts used in this apparent contradiction. Clearing-up inconsistencies
and contradictions is the essence of logic, and, we will see, that we are
always engaged in this sort of mental activity, whenever we think and act
logically.
.......
Chapter 5
Content
When logic becomes beautiful.
The beauty of clarity and precision.
A precise and deliberate imagery of indecisiveness; impressionism.
Returning to the concept of a common denominator.
A wide choice of criteria for classifying conscious awarenesses.
The essence of scientific work.
Building-up a dynamic picture of causes and their effects.
Observing similarities in appearances and events.
A look at the phenomena of ebb and flood.
The evolution of conceptual images and explanations.
A scaffold for the images of reliance and truth.
Synthetic aspects in putting-together a coherent imagery of reality.
Sloppy and hasty conclusions will never lead to a durable or useful perception of reality.
Sketching a tentative "working hypothesis".
Why the "synthesist" has to be bold and daring.
Large-scale parallels that cut across traditional scientific boundaries.
Essential features of the living organisation.
Parallel developments in cerebral and mental systems of classification.
A stimulus for thought and debate.
Logic becomes beautiful, if we forget about the somewhat narrow and traditional
connotations associated with the concept of logic, because we see, that the
beauty and persuasiveness of a story, or a work of art, depends upon a good,
if intuitive, use of our faculties of clarification and precision. Perhaps,
you object to the idea, that the beauty, appeal and persuasiveness of art
are, necessarily, a function of clarity and precision. What about the softness
of contour or the vagueness of an impressionistic expression? Why have these
forms of art found a great deal of attractiveness, if art is supposed to
be clear and precise?
Indeed, the qualification of clarity and precision does not prescribe or
exclude a specific technique of communication. In the art of impressionism,
as well as many other forms of art, we are not dealing with a photographic
precision, or an invariant application of pre-conceived rules or methods.
People are always looking for innovative ways to communicate or express their
ideas and feelings, and the lack of clarity, the ambiguity of our existence,
as well as the ambivalence of our moods, can find a beautiful and persuasive
expression in a technique that reflects this element of imprecision and
vagueness.
However, it becomes only great art, if the technique is clear and precise
in its intentions, and, if it conveys, precisely, what it wants to convey.
If it wants to convey a lack of precision, an indecisiveness, a softness
of contours or vagueness in outline, let it do so, decisively and precisely.
Once again, we see the resolution of an apparent contradiction. By equating
the beauty and attractiveness of art with a measure of logic and precision,
we seemed to run into difficulties explaining the persuasiveness of art-forms
that were vague and impressionistic in nature, until we realised, and formulated
clearly, the idea, that the qualities of clarity and precision apply to the
intention and technical mastery of a communication, and not, to the form
and content of an expression.
Let us accept, then, the fact, that logic and clarity of expression go hand
in hand, and, that a particularly convincing, logical and clear communication,
be it artistic, philosophic or scientific in nature, will evoke a sense of
beauty and admiration, if the reader, or art-lover, appreciates the effort,
precision, clarity of thought, as well as attention to detail, which have
gone into a particular work of art.
It is time, now, to move back to our previous line of thought, where we began
to analyse the parallelism, or similarities, between many phenomena. We have
traced a short over-view of the mechanisms that may give us some insight,
how, and why, the human species developed the ability to communicate with
verbalisable symbols, and, we have discussed, briefly, the origin and function
of language.
Let us consider the similarities between the classification of events and
objects into categories, as well as the much broader observation, that there
are parallels between events or circumstances in fields of vision that are
usually not compared with each other. The possibility to extract a common
denominator from a number of items or events, means, that this common denominator
is the feature that is similar to all the members forming a group of events.
Frequently, this common denominator is, at the same time, an explanation
for the reasons, why the events or items of existence belong together.
For example, if we group-together all human beings as a single species, we
do this on the basis, that we share the same gene-pool, and, the common
denominator of a shared gene-pool is, at the same time, the reason for the
concept, that human beings form a single species. If we narrow our focus,
we can see regional differences in this common gene-pool, leading to varying
racial characteristics. These differences can, then, also be used as the
common denominator for a particular race, but, we know, that the boundaries
are vague and tend to blur, especially, when inter-mingling and inter-marrying
has been taking place, recently.
The vagueness of racial contours is due to the fact, that all races are
genetically compatible with each other. In other words; the differences between
human races have never led to such a degree of divergence, that genetic
compatibility was lost, and, we have discussed, on previous occasions, that
the evolution into diverging species' is based upon a break in this bond
of sexual compatibility.
For example, we can take as a common denominator between people, a certain
language or cultural characteristic, the geographical area or habitat, or,
a kinship relationship. It is interestng to note, how we can choose, almost
at will, from a large number of criteria or common denominators, and, as
a result, the groupings change continuously. In other words; different aspects
of similarity are emphasised and different classifications arise as a result,
depending on the common denominator that has been chosen as the classifying
principle.
We can easily extend a particular grouping by choosing a common denominator
that crosses the boundaries of species specificity. For example, if we take
as a common denominator the ability to "learn", we group-together a very
large variety of behaviourally flexible animals, and, depending upon our
definition of learning, we may include nearly all life-forms in such a
category.
We can also choose the method of procreation as a criterium for classfication.
We may emphasise the distinction between sexual and a-sexual procreation,
or, we can focus our attention upon the various methods by which the off-spring
are brought into the world; e.g. the laying of eggs, or, the "live birth"
of mammalian species'.
We do not have to stay within the realm of living organisms to find a great
variety of criteria for the classification of various phenomena. For example,
atomic elements may be classified according to their atomic weight, the number
of orbiting electron shells, or, their tendency to absorb from, or give-off
electrons into, the outer electron shells of other elements or molecules.
Molecules are chemical combinations of a variety of largely dissimilar atoms,
and, they can be grouped and classified in many different ways or "systems".
In short, we classify the realm of the "macroscopic", or, the "directly visible"
world of nature by numerous qualities, attributes and distinctions, which
we have learned to become aware of and give a name to, while the manner in
which we classify the phenomena of the "microscopic" world, reflects the
evolutionary history and the methods by which we have developed this
imagery.
We are still engaged in these processes. The world of scientific endeavour,
of unraveling relationships and making more comprehensible groupings, is
going-on all the time. Scientists, working in the realm of sub-atomic physics,
are trying to put-together a plausible picture of sub-atomic events and elemental
particles by creating coherent groupings and cause and effect relationships,
and, this reminds us of the fact, that we use, not only, static qualities,
features and attributes as the classifying principles for a grouping, but,
we can also use the outline of an event, or its internal, causative mechanisms,
as criteria for classification.
For example, if we look at a shower of rain-drops or snow-flakes, we can
focus our attention upon the similarity of all the rain-drops or snow-flakes,
and, we can describe these similarities as a physical constant of appearance,
but, we can also group them together by the common mechanisms that take place
during their formation, descent and growth of rain-drops and
snow-flakes.
We can follow the events when water evaporates under the influence of sun-light,
and, we can note its condensation as vapour clouds, its travels with the
wind, its accumulation into low-pressure areas, as well as the cooling and
condensation into "precipitation", when areas that are saturated with
water-vapour come into contact with colder air-mases. There is a balance
between the ability of the air to carry water-vapour and the temperature
of the air. This balance determines the maximum concentration of water-vapour
the air can carry at any particular moment. This maximum level or "saturation
point" is lowered, when the air is cooled-off, and, this explains the
condensation of water-vapours into droplets or snow-flakes, as well as their
growth as they start to fall towards the earth under the force of
gravity.
It is true, that, many of the mechanisms in such a dynamic picture of causes
and their effects are complicated. Many of us have some idea, why a certain
event takes place, but, most of the time, our ideas are somewhat vague and
imprecise, and, we are, usually, not aware of a very important distinction;
is this vagueness due to the fact, that, we, as a community of informed members
or scientists, do not have better ideas or anwers, or, is this vagueness
and imprecision due to our particular lack of knowledge and understanding,
which could be corrected, if we wanted to study, learn, or ask questions,
from people, who are familiar with a particular field of knowledge?
The observation of a similarity between certain objects and events, has,
frequently, been a stimulus to investigate, why such an apparent parallelism
exists. For example, people, living in an area with a spectacular rise and
fall of the tides, must have noted, that the waxing and waning of the tides
had something to do with the changing appearances of the moon, and, they
may also have noted, that the timing of the tide had something to do with
the position of the moon in relation to the sun.
A long series of observations by interested and intrigued people over many
generations, have made such observable phenomena more understandable by creating
some sort of a classification for these phenomena. This classification may
be entirely "statistical", where its predictive value is based, exclusively,
upon an extrapolation of recognised patterns of events, without understanding
or grasping the underlying causative mechanisms. However, the phenomenon
may indeed by grasped in a beautifully coherent scheme of cause and effect
relationships. The latter form of grasp and understanding gives, not only,
a great predictive power to the events under observation, but, it may also
tie-in a large area of related, or, even, apparently unrelated
phenomena.
Certainly, it is true, that man has always tried to "explain" a phenomenon,
after a certain correlation had been established as a fact by a large series
of observations, and, we know, how most, if not all, of the excercises in
comprehension give-way, eventually, to another, usually more comprehensive
mental imagery of causes and their effects.
There is, therefore, no reason to believe, that our contemporary or current
"explanations" will have an eternal durability, or an absolute validity,
but, we may, somewhat paradoxically, enhance the viability or durability
of our mental imagery, if we are able to make this imagery more flexible.
We can make it more flexible by recognising the mental nature of the perceptions
of our realities, and, by accepting the remarkable flexibility that comes
with a concept of "relative validity". This means, simply, that we keep in
mind, at all times, the fact, that, the apparent reality and validity of
our explanations and perceptions, remains dependent upon the state of our
knowledge, as well as the imagery of the assumptions we have accepted as
"unquestionable truths".
However, let us refrain, here, from discussing the relativity of truth, because
we will come back to it, later in this essay. We have a rough idea, now,
why, and how, we tend to classify phenomena and events into categories with
the help of common denominators, and, we have a rough idea, how we identify
each particular member of a group by a series of attributes or specifics.
We have seen, how the observation of similarities may be a spur to ask for
the reasons, why something or some event appears to be the way it is, but,
we also know, that a scientific inquiry is, often, initiated or motivated
by the observation of discrepancies; by a sense of dissatisfaction with the
answers given to the question "why", as well as by a vague, ill-defined desire
to tie-in more of the observable Universe into a comprehensive and understandable
imagery.
This last feature of science, the "synthetic aspects" of our faculty of
understanding, is very attractive to me. I have discussed, before, why the
methods with which we have to accomplish such a synthetic imagery of reality
differ from the analytic tools of science. Yet, the synthetic side shares
with the analytic methods a careful and thoughtful approach, weighing, carefully,
the validity of statements, and, scrutinising, constantly, for discrepancies
and areas of unnecessary vagueness and imprecision.
Sloppy and hasty conclusions will never lead to a durable perception or
interpretation of reality, but, on occasion, we have to gamble and dare to
sketch a tentative picture as a "working hypothesis". The effort to synthesise
an overall picture of reality differs remarkably from the analytic approach,
because the fields of vision are opposite to each other.
The "analyst" looks at a fragment of reality, and, he is dissatisfied with
analysing and putting-together a number of features in the available field
of perceptions and explanations. He is acutely aware of discrepancies that
have been given insufficient attention, and, as a result, he focusses his
attention on an even smaller "sub-field". The "synthetist" takes a large
number of basic and agreed-upon images from a number of widely diverging
fields and tries to put them together into a coherent, wide-ranging philosophical
canvas. The "synthesist" has to be bold and daring, however, because in his
attempts to paint such a coherent picture, he can not hide behind the excuse
that some areas lack scientific details.
It is difficult for the philosophical synthesist to neglect the fields of
religion, morality, ethical behaviour-patterns and concerns, social and political
goals, just because these fields have no firm roots of facts and interpretation.
It would be rather narrow and unsatisfactory to neglect all these fields
and concentrate on a minute concern, such as e.g. the function of logic,
or the meaning of words.
The method of bringing-out large-scale parallels that cut across traditional
scientific boundaries, is, therefore, an essential tool in the repertoir
of the synthesist, or painter of a wide-ranging philosophical canvas, because
these parallels give meaning, structure, depth and a perspective to the
philosophical inquiry.
We want to discuss, therefore, a number of such parallels, but, some of them
will be controversial, because we may not all agree that these parallels
are there, and, we may certainly disagree about the finer details of these
parallels. One of the parallels we want to discuss, is the following; we
want to discuss the gradual increase in complexity in the evolution of inorganic
matter, as well as living organisms. The idea, that matter evolves, will
be strange to many readers, and, even the concepts of a natural evolution
of living organisms, including the human being, will be rejected by those,
who believe, that the variety of living organisms, as well as other items
of existence, are the result of an act of Divine Creation.
We will also discuss the parallel phenomena, or, the "essential features",
shared by all living organisms throughout the realm of life, and, we will
see, that common denominators play a role, here, too, when trying to understand
these processes. Then, we want to discuss the phenomena of "social integration",
which we can see in the mechanisms of the single cell. Here, biochemical
complexes make the functions of the cell possible by their complex inter-actions
and inter-dependencies, and, we see the same process of social ordening,
whenever the cells arrange themselves into the orderly society of a
multi-cellular organism. From here, we want to extrapolate the next step,
when a number of multi-cellular oganisms organise themselves into a social
unit. As a sideline, we should emphasise, once again, the remarkable differences
between an insect colony and a socially integrated unit of behaviourally
flexible organisms.
We will recall, briefly, the parallel developments of the cerebral and mental
classification systems, but, at this time, we want to bring-out another
interesting parallel. We want to trace, in overall terms, the parallels between
the anthropomorphic forces of man's own behaviour-patterns, (including those
of the large animals in his natural environment), and, the anthropomorphic
forces which man attributed to the world of "super-natural existence".
As we mentioned in the beginning of this essay, the final and, perhaps, most
important parallel we all assume to exist, at least, tacitly, is the parallel
between the reality "as we observe it", and, the reality "as it exists",
independently from our own existence.
We hope, that the patient reader will agree, that it was worthwhile to have
a look at these parallels, and, that this look contributed, in some way,
to a comprehensive overall view of the realities in which we live. We all
need to make this synthesising effort, because we all want to obtain, or
regain, a sense of control over our realities, as well as a sense of grasp
over the social environment in which we live.
Of course, an agreement that it was useful to look at these large-scale and
broadly laid-out parallels does not imply, that everyone will have the same
perspective. Even, if these sketches serve only as a stimulus for further
thought, the effort that has gone into them will have been worthwhile.
.......
Chapter 6
Content
Forms of existence evolve from each other in a smoothly flowing manner.
The evolution of matter.
Forging atomic elements in intra-stellar furnaces.
The evolution of mono-theistic thought.
Creation and Evolution are both "stories of belief".
Why we have a strong desire to believe in a Creator.
Global acceptance is never possible for a reality perception that has cloaked itself with an aura of absolute validity.
Every form of existence is subjected to some pressure-gradient.
The birth and decay of elementary particles.
The solar system, and its origins from "left-over" debris.
Gravitational contraction, nuclear fires, and an ultimate collapse.
The end; a gigantic explosion; the "nova", and the "white dwarf".
The contraction of matter into a "neutron star".
Biochemical and molecular transformations, leading to the phenomena of life under "early terrestial" circumstances.
The idea that forms of existence evolve from each other in a smoothly flowing
manner, is based upon the observation, that "everything changes", sooner
or later. Only recently have we come to realise, how literally true this
is, even, for such a seemingly immobile mass as a continent, a star, or,
the apparently indestructible unit of an atomic element. Sooner or later,
everything changes, even, if some changes never occur during our life-time,
and, many forms of existence do not change in the environment we happen to
live in.
When we look at events on a cosmic scale, the expanse of the Universe, as
well as the cosmic time-scale, we see, that, not a single atomic, sub-atomic
or molecular structure will exist forever. None of the massive aggregates
of matter, such as stars or galaxies, are immune to change. We have discussed
in the essay "Oscillations", how matter and energy transform into each other,
and, we have also outlined the concept that matter "evolves". This occurs,
partly, in the "emptiness" of outer space, whenever radiant energy transforms
itself, under certain conditions, into an orbital, or "matter" form of energy,
and, partly, as a series of nuclear transformations within stellar
interiors.
A whole series of increasingly heavy atomic structures are forged in the
interior of gigantic stars. These stellar interiors become nuclear furnaces
and forges, as a result of the extremely high pressures and temperatures
generated under the influence of massive gravitational contraction and the
mechanisms of nuclear fusion.
Before we elaborate our ideas about the evolution of matter any further,
we should look at the reasons, why the concept of a deliberate Creation by
an Intelligent Being is such a widely accepted explanation for the existence
of all forms of existence. The belief in a Created Origin for all existence,
is, by far, the oldest and most widespread explanation for the origin of
all things, and, even, those of us, who have come to accept the much more
modern and scientifically oriented concepts of evolutionary change, should
be able to understand, why the concept of a Creator, and the Creation of
life and matter, are, not only, logical, but inescapable, especially, for
people who have not been exposed to scientific concepts and ideas.
Let us not forget, that it requires a thorough familiarity with scientific
insights into the evolution of life and matter-energy, before these ideas
can become plausible, and function as a corner-stone for the interpretation
of our realities. For those, who do not have a broad exposure to the logical
coherence of a large number of phenomena in a scientifically sound framework
of concepts, reality unfolds intself, just as it has unfolded for many thousands
of generations of human beings, who had to rely, exclusively, upon their
naked senses, the traditionally transmitted beliefs and concepts of their
social environment, as well as a measure of common-sense and individual
decision-making, whenever they were building a plausible and concerned imagery
of the realities they were confronted with.
From the history of religious beliefs, as well as the slow evolution towards
a mono-theistic interpretation of reality, we see, clearly, that early man,
as well as most people living today, have a strong, intuitive conviction,
that only a Creator, a Superior Intelligence, or an Unfathomable Consciousness,
can bring-about the myriad of complex forms of existence we are confronted
with. For these people, an explanation in terms of evolutionary principles
is foreign and unattractive.
In the theory of evolution, the myriad of phenomena are presented as the
result of a blind, searching, natural force, and, this is an imagery that
is even more unreal and incredible than the story of Creation; at least,
the story of Creation has lost credibility for us us, because we have had
the good fortune to be exposed to a broad and coherent scientific
imagery.
Some of us find the ideas of evolutionary change sufficiently comprehensive
to make them the fundamental building-blocks of our reality perceptions,
and, if we are serious about our desire to let a majority of living human
beings share in such imagery, we will have to create a very careful, extensive
and persuasive program of education. In this program, we should emphasise,
not only, the technique of bringing a plausible image of evolutionary change
and development to our students, but, we will also have to develop a coherent
explanation for the reasons and motivations, why so many people remain suspicious
of the imagery of evolutionary change. In other words; the scientfic imagery
of evolutionary change and natural developments has to include a plausible
picture of man, his physical as well as psychological existence, and, we
have to explain, in clear terms, the origins of our behaviour, as well as
the reasons for our beliefs and motivations.
We have to understand our desire to believe in a Creator, and, especially,
in a personal God, who rewards the just and punishes the wicked. Only, then,
can we hope to be convincing, as well as compassionate, whenever we criticise
the intellectual short-comings of religious beliefs. Only, then, can we hope
to present an alternative imagery, that is much more difficult to accept,
intellectually as well as emotionally, and much less satisfying,
psychologically.
However, this difficult imagery will, eventually, unite us into a viable
social unit of global dimensions, and, it will foster a development in mutual
understanding and tolerance, which has not been possible, and, will never
be possible for a belief structure that adheres to the idea and practice
of an absolute truth.
This, however, is an aside that seemed to slip out spontaneously, because
it touches upon a subject close to my heart. Let us return to the main theme
of our discussion and recapitulate, briefly, why, and how, we visualise,
in the imagery of our modern times, matter to evolve from the simple to the
complex; from the lighter elements to the heavier ones. No form of existence,
nor any structure of beliefs, is eternally stable, because of the fact, that,
every form of existence is always subjected to some sort of pressure- or
energy-gradient. This pressure- or energy-gradient will change every form
of existence at some time in the future, because these forces will exceed
the internal resistance of a particular form of existence, sooner or
later.
Radiant light may exist for centuries, or, perhaps, even, for billions of
years, (if our interpretations about the quasi-stellar objects in the Universe
are correct), but, sooner or later, this light, as well as any electro-magnetic
radiation, is absorbed by an existing complex of matter, or, it may collide
with another radiating form of electro-magnetic existence, transforming itself
into some sort of an elementary particle after its radiant existence has
become unstable.
True, our imagery is speculative, and, we do not really know, what kind of
elementary particles may be created by the collisions of various quanta of
radiant energy, or "photons". Neither do we know, what happens to these
elementary particles, as they float through space, tossed, here and there,
by electro-magnetic radiation that is coming at them from all sides. Probably,
most elementary particles are broken-up again, and the resulting electro-magnetic
forms of radiation are absorbed by, or super-imposed on, a passing wave-train
of electro-magnetic energy, but, some elementary particles may form more
stable complexes, as they combine and seek a measure of stability by forming
conglomerates.
We have explained, before, that the use of the term "seeking" does not imply
an active, anthropomorphic, teleological or purposeful action, but, that
it can be compared with water flowing over the ground, filling-up a niche,
then here, then there, as its fluidity or low internal resistance and the
force of gravity work together to carry-out a smooth and flowing adaptation
of water to its physical environment.
We have also discussed the idea, that elementary particles may be formed
by the "interlocking" of electro-magnetic quanta. These quanta of energy
find a possibility to exist on account of their rotatory momentum as they
orbit around each other, while the stability of existence for a radiating
quantum of energy is found in a high-velocity propagation of an electro-magnetic
"wave-front".
To what extent elementary particles fuse spontaneously in "empty space" is
still a matter of speculation, and, we have discussed the reasons, why many
elementary particles are likely to show a net electro-static charge, such
as the electron. Many complementary particles may form as a result of the
presence of electro-static bonds or force-fields.
We are not suggesting, that the electron is such an elementary particle that
arose from a collision between, or inter-locking of electro-magnetic quanta,
because the electron is, probably, already a much more complex and composite
particle. In the picture of a positively charged atomic nucleus and its
surrounding cloud of negatively charged electrons, we may see a process that
is analogous to the formation of composite and complementary particle
formation.
Regardless of the exact nature in which elementary particles are formed,
we may state, that, at one stage or another during the evolution of matter,
a fairly stable, electro-statically neutral particle emerged, which drifed
in huge quantities through space as "inter-stellar gas", made-up primarily
of hydrogen atoms. A hydrogen atom consists of a proton and an electron,
making it into an electro-static neutral particle. At this stage in the evolution
of the Universe, this gas exists in between the already heavier and more
condensed gravitational "bodies". These electro-statically neutral elementary
particles are able to aggregate as a result of the phenomenon of "gravitational
attraction". These aggregates become, eventually, large and dense enough
to form a "nuclear furnace", or a "star", where the further evolution and
forging of more complex matter particles or atomic nuclei takes place.
Let us forego, here, a discussion about the nature and origin of gravitational
attraction, because we have speculated, extensively, in the essay "Oscillations"
about these and related phenomena. Let us remind ourselves, that we have
good scientific evidence to believe, that, indeed, a sort of "material evolution"
takes place, and, that the incorporation of many heavy elements in the
composition of our planet, means, that the origin of the solar system took
place, largely, from nuclear debris that was "left-over" from the giant stars
that formed early in the history of our galaxy.
These giant stars provided a large number of "nuclear fires", and, as a result,
a large number of atomic elements were formed in the varying zones of temperature
and pressure, which formed a nuclear furnace, or forge, within these huge
stars. We also know, from astronomical observations, that most of these giant
stars with multiple levels of nuclear transformations, had, and still have,
a tendency to die a violent death, as they explode in gigantic eruptions,
called "novae". In the light of present knowledge, it seems reasonable to
attribute all the atomic elements that are heavier than hydrogen, to the
forging actions of such giant stars, which have long since vanished. At least,
they have vanished from our "neighbourhood".
The imagery of this "material evolution" is quite new and has not really
been widely taught, as yet, but, it seems, at least, to me, that the overall
conceptual outlines of the evolution of matter are sufficiently well established
and accepted to be taught widely at schools all over the world.
"Not so quick", you want to say to me, because you will point-out that the
generally accepted concept of a nuclear transformation includes the destruction
of matter and the liberation of a large quantity of radiation. "How do we
have to visualise these forces at work, forging complex nuclei for heavy
atomic elements?"
True, radiant energy can be liberated, when a complex and unstable atomic
nucleus "disintegrates", such as we see in the fission of an uranium atom,
but, we still are left with large quantities of orbital matter. However,
a part of the "weight" or mass of the uranium molecule has been converted
back into an intense radiation. In other words; some of the energy trapped
as an orbital form of existence has been "liberated" into a radiant form
of existence. However, it is important to realise, that the energy-balance
has been scrupulously maintained. The energy that has come free as radiant
energy represents exactly the same amount of energy that was contained by
the matter, that has now "disappeared".
Similarly, in a "fusion-reaction" a large amount of energy can be liberated
as two or more lighter elements are "forged" by the extremely high temperatures
and pressures of a stellar interior into a more stable and more complex form
of existence; a "heavier" nucleus. The sub-nuclear structures that, somehow,
bind together into a complex, oscillating and orbiting complex of highly
energetic particles and anti-particles, which make up a nucleus, become unstable
under the extremely high intra-stellar pressures and temperatures within
the nuclear furnace of a star. Part of these "nucleons" or sub-nuclear particles
are transformed into radiant energy, while others are grouped together into
an even more complex configuration that is better able to resist the existing
high pressures and temperatures.
We may state, in overall terms, that the extremely high temperatures and
pressures, generated by gravitational contractions of huge material aggregates,
make the existence of the lighter elements less stable. These lighter atomic
elements have a tendency to disintegrate into a large number of nucleons
or fragments of nuclei, which get a chance to weave more complex, but, also,
more compact patterns of orbital co-existence as a result of the local
circumstances. Matter becomes more "compact" as it yields to the gravitational
contraction, while the liberation of huge quantities of radiant energy is
counter-acting these gravitational pressures, at least, for a while.
This balance between radiation and gravitational contraction is the cause
for the local "climate", as well as the possibilities for heavier atomic
elements to be forged in the nuclear furnaces. As long as there is enough
"fuel" to sustain these nuclear transformation processes, the star maintains
a measure of stability, but, if the fuel runs-out and the level of radiation
diminishes, there is a tendency for the star to "collapse" into a more densely
concentrated form of energy and matter, which opens-up a new series of nuclear
transformations. The end-result of this process is the contraction of a star
into a "white dwarf", or a neutron star, made-up of neutrons rather than
atoms. At least, this is the mental picture I have of these matters, and,
it may well have been refined and changed to a considerable extent by the
time you are trying to follow this discussion on "parallel phenomena".
Let us proceed to the, for me, more familiar terrain of the evolution of
life, where we see, also, an increasing complexity of molecular structures.
Let us emphasise, however, the essential difference between atomic and molecular
transformations, because the atomic transformations take place in the world
of particle-physics and extreme conditions of pressures and temperatures
within stars, while the molecular transformations that lead, eventually,
to the phenomena of life, are, so far as we know, a process that takes place
in the much less extreme conditions that exist on the surface of a planet,
like the earth.
It seems fair to state, that the range of inorganic molecular transformations
as we know them, can take place under "normal" terrestial circumstances,
but, the "biochemical" molecular transformations are much more dependent
upon a rather narrow range of physical conditions, as they happened to be
present at an early stage in the evolution of our planet. These early, primordial
protoplasmic conditions are still being maintained and reproduced by a number
of regulatory mechanisms, taking place within the protoplasmic interior of
a living cell.
Nevertheless, it seems logical to conclude, that, planets, with similar physical
conditions as the early earth, should also exhibit a strong tendency to evolve
the existence of living organisms. So far, we have no knowledge of the existence
of another planet that has developed and sustained life as we know it.
Surprisingly, all the other planets in our solar system seem to differ quite
markedly in their physical conditions of existence, and, none of them seems
to have evolved, to any extent, the biochemical and molecular transformations
that led to the phenomena of life on our own planet.
.......
Chapter 7
Content
One billion years of protoplasmic evolution, summarised in a few sentences.
Fluidity, seen as one of the most characteristic features of the living organisation.
Features of the living cell; cellular physiology in outline.
An inexorable tendency towards complexity.
A high degree of rigidity leads to immutability and "lifelessness".
The need for a continuous influx of energy.
The concept of entropy; a brief discussion.
High-energy electron bonds; an essential source of energy for the living organisation.
Absorbing and giving-off quanta of electro-magnetic energy.
Life; a "river" or pathway for the dissipation of an energy-gradient.
Dispelling an apparent contradiction of the tendency towards entropy.
Rivulets of biochemical energy.
Living systems and river systems; an extensive comparison.
The story of natural evolution begins, indeed, with the fortuitous physical
conditions of a medium-sized planet, encircling a medium-sized star. This
planet has a suitable rotational speed around its axis to allow for the
atmospheric conditions, temperature-range and climatic characteristics, favouring
the existence of a watery planet with luke-warm, shallow seas. Here, the
processes of polymerisation led, eventually, to a gigantic protoplasmic
primordium, which led, in turn, to the evolution of a cellular unit.
The cellular unit, an off-spring of this protoplasmic primordium, could and did survive, even, when slow but steady changes in environmental conditions abolished the possibility for the protoplasmic primordium to exist. With the disappearance of the protoplasmic primordium the possibility for life to originate from pre-cellular existence, also disappeared.
Here, in a few sentences, we are trying to summarise and capture the essence
of a billion years of protoplasmic evolution, and, for those who are interested
in exploring the mental imagery of the protoplasmic primordium in more detail,
I would like to refer the reader to a number of essays, where this imagery
has been elaborated extensively. Here, we want to sketch, only, an outline
of the way life came into being, without going into detailed discussions.
This imagery remains speculative, in spite of the fact, that the overall
idea of a protoplasmic primordium is well-accepted by the biological
sciences.
Let us concentrate on the essential and existential characteristics of the
living organisation, because these characteristics are present throughout
the realm of life, regardless, how specialised and divergent some species'
of life have become. Perhaps, the most characteristic feature of the living
organisation is its "fluidity". This fluidity is represented by the fragility
of the cellular structure, together with a constant tendency to fall-apart,
in spite of the fact, that this feature is not always apparent in the sturdy,
multi-cellular life-forms that have been able to adapt themselves to harsh
environmental circumstances. Yet, in essence, the cell remains a highly
structured organisation of a large variety of labile biochemical substances
and reaction-patterns.
Many, but certainly not all constituents in a cell need constant repair or
replenishing, because they can not exist, or persist, without some sort of
a continuous influx of energy. This energy is needed for an on-going process
of repair that is necessary to maintain or replenish these fragile biochemical
constituents.
The cell always exists in an environment that is different from its own internal
composition, because the cell has been "living", reproducing and adapting
itself to an environment that has been changing constantly. The environmental
conditions are now far removed from the conditions of the protoplasmic
primordium, which we postulate to have existed at the beginning of the origins
of life.
The cell requires a nearly continuous supply of nutrients, building-blocks
and oxygen, which is absorbed through its "wall", or semi-permeable membrane,
and, it needs to extrude a variety of waste-products. The "transport" of
all these substances across this semi-permeable cell-membrane, together with
a number of substances that have a tendency to "leak through the gates",
requires, continuously, a certain amount of energy. This energy-expenditure
is summarised by the concept of "metabolic activity", and, it implies the
availability of a minimum level of maintenance-energy that is necessary to
maintain healthy living conditions.
You may be inclined to ask, why nature sought a possibility of existence
in such a complex but fragile and continuously metabolising conglomerate
of biochemical reaction-patterns or path-ways, and, you may wonder, whether
or not other conglomerates without the requirement for this continuous
availability of a suitable energy-source, would not have been a more suitable
way to look for a possibility to exist.
In a way, this is true, and, nature has certainly explored a whole realm
of existence possibilities with ever-increasing levels of complexity in the
many elements, as well as molecular combinations of these elements. The entire
world of inorganic chemistry is made-up by such conglomerates of matter particles
that are stable and do not require a constant influx of energy to prevent
them from falling-apart. However, the absence of continuous metabolic activities
by a conglomerate of continuously changing and fragile chemical pathways,
also means, that such a conglomerate of inorganic substances can not react
to a large number of subtle variables, as they occur in our terrestial
environment.
The price a particle of existence pays for a great measure of stability and
independence from an external or internal energy-source, is a high level
of rigidity or stability. This is the same as saying, that the particle is
characterised by immutability, or, "lifelessness".
We see, quite clearly, when looking at the realm of living existence, that
all the characteristics of the living organisation are made possible as a
result of this low resistance to change. A low resistance to change also
leads to a spontaneous tendency to decay, as well as a run-down to the lowest
level of random existence. We see, therefore, that the features of adaptability,
reactabilty, reproduction and growth, but, also, those of death and
disintegration, are due to the fact, that the internal components of a cell
are unable to maintain themselves in a "living" status-quo, without, at least,
some form of energy-influx to maintain this vitally important element of
being a "living organisation".
Life is impossible, without the ability to repair or replenish the fragile
substances that are continuously "running down", and, life is also impossible,
without the ability to restore the biochemical equilibrium by removing
waste-products and unwanted intruders from the immediate cellular
environment.
"Fine", you tell me, "I have some idea, now, why the cell has to be a
conglomerate of such a large number of fragile and continuously changing
biochemical subtances, but, I still do not see any reason, why such a tendency
to form a living organisation, came-about. You said yourself, that the cell
has a tendency to become chaotic, to die, to lose its organisation because
of this tendency of the biochemical substances to "run-down" to their lowest
levels of energy. (This, of course, is the essence of the concept of entropy).
Are the processes of cellular growth, reproduction, differentiation and
adaptation, and, especially, the processes of forming multi-cellular colonies,
together with the search for possibilities of existence in complex,
multi-cellular organisms, are all these processes and trends not completely
against the concept of entropy, where everything reverts to chaos, rather
than a higher level of organisation? How can you explain this
contradiction?"
The answer to this question, and other, apparent contradictions, has been
treated extensively before, but, we will outline, in a brief summary, the
essence of the argument. We have to consider the evolution of the entire
protoplasmic primordium as a possibility that was given by the fortuitous,
physical and climatic circumstances of the early earth, as we mentioned above,
but, we have to visualise that these evolutionary changes came-about, also,
as a result of the availability of a large number of molecules that lend
themselves to an experiment with the possibilities of polymerisation. The
vast and unimaginably complex experiment of molecular combinations and
re-combinations, led, eventually, to the possibility of capturing solar energy
in the form of a specific alteration of electron-orbits, where special molecular
complexes form a so-called "high-energy" bond that has the ability to "fuel"
other molecular transformations.
We know, that, solar radiation is largely captured as thermal energy, and,
all matter becomes "heated", to some extent, by the absorption of a portion
of the solar radiation that falls upon it. This absorption of thermal energy
takes place in the form of an increased molecular agitation. However, many
electrons encircling atomic nuclei are able to absorb a quantum of solar
energy, especially, when they exist in a free-floating, gaseous form. They
absorb this energy by moving-out, or jumping into a more peripherally situated
electron orbit. If such an electron is easily displaced by the prevailing
energy characteristics of solar photons, it may absorb a portion of the solar
energy in this way, but, those displaced electrons can jump back, at any
time, to their original orbits and liberate, again, the quantum of energy
they have absorbed in the form of a photon of light.
This liberation can take place in the form of "luminescence", as these electrons
jump back during the period of darkness, giving an eerie but spectacular,
flashing glow to the protoplasmic primordium. However, the energy may also
fuel a large variety of biochemical transformations, especially, if these
high-energy electrons have been captured by molecules that are capable of
forming special bonds, allowing them to give their energy to other
molecules.
These biochemical transformations start to flow as "rivulets of energy" through
the protoplasmic primordium, as the various activated substances are trying
to get rid of the energy that has been "handed-down" to them from a neighbouring
substance. We see a situation arise that is analogous, or a "parallel", to
the dissipation of water from an indentation in a rock formation, which has
been filled with water after a rain-shower. Through cracks and fissures,
water escapes, and, as it reaches the softer, sandier grounds, we see, how
these rivulets are scouring a pathway for themselves. If these rivulets persist
for any length of time, we see, how a large number of small rivulets tend
to merge into a few large ones. This situation is analogous to, and an important
parallel with, the run-off of water falling on the continents of the
earth.
We see, how small brooks, eventually, coalesce into a few large river-basins. The reason, why this happens, is related to the "need" or the tendency for a fluid medium, like water, to "dissipate" the gravitational energy-gradient which is contained in its existence, whenever it has been trapped, somewhere, in a hollow or a small lake, above sea-level, or, as it flows under-ground. The energy that makes water flow from a high to a low position, is the potential energy of gravitation, and, the reason, why these rivulets and streams have a tendency to converge and merge, lies in the fact, that the larger streams have "less resistance" to the dissipation of gravitational energy, compared to a smaller stream or brook. It is logical, therefore, that water tends to "gravitate" towards the larger streams and rivers, as individual water-molecules seek, invariably, a path of least resistance.
This imagery of the dissipation of gravitational energy as water runs-off
the continents and flows towards the seas, is entirely analogous to the imagery
of the protoplasmic primordium, where the capture of solar energy, in the
form of "high-energy bonds", forms a potential energy-gradient that has to
be dissipated. As we mentioned, the most direct way to dissipate this captured
solar energy, is through the proces of luminescence, where the electrons
jump back into their original orbit, giving-off their energy as a flash of
light.
However, as ever more effective pathways emerge in the protoplasmic primordium,
we see a large variety of small "rivulets" of biochemical energy emerge.
These rivulets become increasingly important as a source for the entropic
dissipation of captured solar energy.
Let us not go into details, here, how, and why, we visualise these biochemical
pathways to open-up, slowly. We have developed this imagery extensively before.
It is important to realise, that the internal machinery of the cell is a
conglomerate of biochemical pathways that found a possibility to exist within
this gigantic protoplasmic primordium. These pathways became the chemical
corner-stones, or building-blocks, for the origin of the living organisation;
the cell.
The growth in the size and complexity of a biochemical pathway is analogous
to the growth in size and complexity of a river-system, and, the mechanisms
favouring these trends are the same. A complex and large system is a more
efficient "dissipator" of energy than a smaller system. I hope, that this
analogy or parallel makes it clear, why the apparent contradiction to the
tendency of entropic dissipation by the phenomena of growth and procreation,
is not a contradiction at all. We have to look at the overall system, where
captured solar energy seeks path-ways of energy-dissipation in a random,
entropic way, trying to dissipate its energy-gradient of high-energy electron
bonds, and, the entire realm of living existence represents, collectively,
such a system of energy-dissipating channels.
If we study, carefully, the mechanisms at work in the overall system of the
water run-off from our continents, we see a remarkably faithful parallel
with the origin, development and evolution of life. Without exaggeration,
we can state, that we have, here, in this comparison between the river systems
and the living systems, one of the most important and fundamental conceptual
parallels we can find.
This parallel is a good illustration of the reasons, why the search for parallels
is far more than a mere curiosity, or the result of a mildly interesting
phenomenon. When we study and comprehend this parallel, we see, how an
intellectual grasp of the easier system, the river system, gives us access
to the far more complex, and, until recently, completely unfathomable system;
the living system.
Rather than enumerating the traditional list of characteristics that set
the living systems apart from the non-living systems, we have chosen to emphasise
the essential fluidity of the living system. Not only, can we relate all
the other features, such as growth, reactability, reproduction and metabolism
to this essential feature of fluidity, but, the concept and imagery of the
fluid, biochemical conglomerate gives us, at the same time, access to this
beautifully illuminating parallel between the living systems and the river
systems.
.......
Chapter 8
Content
Further complexities.
A search for durability, or viability, by non-living systems?
An event is a "fluid" form of existence.
Water, leveling-off under the force of gravitation.
Why fluid matter will transform into a form of existence that has the lowest energy-level, or most stable possibility to exist.
The vulnerability of a low level of internal resistance.
An urgent need for the faculty of adaptation and stress-avoidance.
Rigid structures rely on internal stress-resistance for durability.
Adaptations to minimise the occurrence of competitive strife and dispersive tendencies.
The adaptations of socially integrated entities of existence.
A gradual shift in the size of the unit of survival.
A strong legacy of egocentric instincts.
Obligatory inter-dependencies.
Inter-dependence with a strict genetic encoding of behavioural guidelines; a form of socialisation.
The virus, and the borderline between living and life-less existence.
Behavioural flexibility complicates the search for viability through the mechanisms of inter-dependence.
The need for collective insights, and an excercise of the collective will.
The parallel between the living systems and the river systems explains also
the phenomena of growth and increasing complexity, and this parallel is therefore
useful, well beyond the sphere of the single cell. We should, indeed, focus
our attention upon this most remarkable characteristic of the living system;
the tendency towards ever greater complexity. This trend can be seen in the
formation of specialised appendages and organelles within the single cell,
as well as in the cohesion and specialisation of the multi-cellular
community.
The multi-cellular organism reaches quickly a measure of organisational cohesion
under the constant evolutionary pressures of competitive existence, which
is still unparalleled in the societies of man. The tendency towards complexity
is evident, not only, in the evolution of specialised organ-systems of the
multi-cellular organism, because the complexity of the biochemical organisation
of a single cell had to reach a level of remarkable sophistication, before
the single cell could emerge and survive in an environment that was changing
and becoming more difficult and hostile, all the time. As we mentioned, these
environmental changes led, eventually, to the complete disappearance of the
protoplasmic primordium.
We see, therefore, that, a tendency towards ever increasing complexity is,
not only, a trend that is favoured as a path of least resistance, letting
a greater amount of energy through the large and complex systems, but, the
tendency towards a situation of complex inter-dependencies, seems, at least,
in the living systems, to be the result of a search for a larger range of
tolerance, and, therefore, a more durable or viable existence.
Let us examine the question, whether or not there is, here, indeed a significant
discrepancy between the systems of life and those of the run-off of water.
Or, is it possible to find in the river systems, also, a "search for durability,
or viability"? Is the search for viability a typical and exclusive trend
of living systems, as the word "viability" suggests, or, can we equate the
search for viability with similar, or, even, identical trends in fluid, but
non-living systems? The answer seems destined to be negative, because the
word viability implies the idea, that it embodies something that is a specific
characteristic of the living organisation. Yet, I believe that there is no
essential distinction between the living and non-living organisation in this
respect, because we can enlarge, or generalise, the concept of viability
to the concept of "a possibility to exist". Then, we can demonstrate the
fact, that the "behaviour" implied in the search for viability is not a
teleological, goal-oriented form of behaviour, which depends upon the existence
of a complex, highly developed organisation of life.
We can argue, that the possibility to exist results, simply, from a particular
constellation of factors, guiding and shaping a particular event. Let me
amplify and clarify this statment. The shape or form, which an event, or
a fluid form of existence, takes, depends upon the constellation of factors
influencing this event, and, it depends, also, on the characteristics, as
well as the degree of internal resistance, which exists in the matter taking
part in a particular event.
For example, a puddle of water will quickly shape itself according to the
contours of its surroundings, because it has a low internal resistance to
the pressure-gradient of the gravitational force-field. Therefore, it flows,
not only, quickly, into all the nooks and crannies of the space in which
this puddle of water happens to exist, but, we see, also, that its surface
bcomes a beautifully flat and level surface, unless disturbed by other
force-fields.
This phenomenon is, of course, a result of the low internal friction, or
resistance, to level-out under the influence of gravitational forces. If
the puddle of water becomes a block of ice, we see, that it loses completely
the ability to follow changing contours, because its internal resistance
is, then, far greater than the forces of gravitation infringing upon it.
This difference in behaviour between water and ice reflects, also, the difference
between organic and inorganic existence. Nearly all inorganic matter we are
familiar with, does not change under the normal variations and fluctuations
of terrestial conditions. These inorganic substances or compounds do not
"follow the contours" of local possibilities of existence, nor, do they flow
with a series of changing possibilities of existence. However, if we look
at the behaviour of inorganic matter in the interior of a star, we see, that
the pressures and temperatures are sufficiently strong to overcome the internal
resistance of matter, not only, of the strong chemical bonds between atoms
but, also, the much stronger bonds that keep the sub-atomic elements of the
nuclei together.
Matter becomes, then, "fluid", and, it can be forced into a more compact, but, also, more complex form of existence, as it yields to these enormous pressure-gradients. What sort of matter finds a possibility to exist under these conditions, depends upon the circumstances, or, rather, it depends on the energy-gradients of the environment that are acting upon and through the now fluid systems of existence. We see, then, how inorganic matter "yields" to pressure gradients, and, we see how it "seeks", or establishes forms of existence, that are appropriate for the prevailing conditions; in other words; matter will, then, transform into a form of existence that has a possibility to exist under a specific range of circumstances.
Viability mechanisms for living systems are behaving in exactly the same
manner, but living systems are already "fluid" under normal terrestial
conditions, and, we all know, that the normal range of terrestial conditions
may easily exceed the limits that can be tolerated by a life-form. The life-form,
or living organisation, has, therefore, to adapt, continuously, to the
fluctuating circumstances, and, it must try, at all times, to avoid a situation,
where the environmental stresses infringing on its existence, would exceed
the level of stress it can endure.
This adaptation takes place in a variety of ways. The primary form of adaptation
is to stay in the zone of environmental conditions it is "used to". These
reflect, by and large, the conditions of its origins, but, continuously changing
climatic and environmental conditions, as well as competitive pressures from
other life-forms, may make this primary and most desirable approach to the
problem of survival impossible. The accent shifts, then, to an increasing
ability to withstand the pressures of competition, or, to withstand the harsher
fluctuations of environmental conditions at the periphery of the habitat,
where population and predatory pressures are less severe.
We have discussed these important considerations before, and, we do not want
to elaborate them, here. Let us proceed, now, to another important form of
adaptation that can, and does, increase the degree of viability, or the
possibilities of existence for life-forms. This is the trend to minimise
competitive and dispersive pressures by differentiating into slightly different
ecological niches, preferably, with a measure of mutual inter-dependence.
This is the form of adaptation that lies behind the mechanisms of socialisation
or social integration, and, it is the basis for the development of the
multi-cellular colony, as well as the multi-cellular individual.
By developing complementary rather than competitive requirements, the competitive
pressures fall-away, at least, to a significant extent, and, a much greater
population density becomes possible, provided that the total level of available
energy is able to sustain the population as a whole. Therefore, the level
of energy-consumption or energy-dissipation increases proportionally to the
"mass" of living organisms or organisations. However, a higher rate of
energy-dissipation is favoured by the dissipating or entropic tendencies
of the overall system of energy-dissipation, regardless, whether we are looking
at the run-off of water, or the capture of solar energy in high-energy electron
bonds, as we discussed before. However, it is still possible for a life-form,
or, rather, a collection of life-forms living closely together, to outstrip
the available energy-supply in a particular locale.
The main point we want to make, here, is the fact, that the "search for
viability" seems to be synonymous with the search for more efficient channels
for the dissipation of an energy-gradient. The "viability" of more efficient
channels for the dissipation of an energy-gradient is, of course, a physical
phenomenon that does not necessarily depend upon specific organisational
qualities, such as those of a living entity, but, it is quite true that the
non-living or inorganic channels for the dissipation of an energy-gradient,
grow "passively", according to the opportunities of the moment and the prevailing
circumstances, while the living organisation has been able to secure, and
perpetuate, with the help of genetic instructions, an active search for,
or duplication of, mechanisms that favour the existence of a channel for
the dissipation of an energy-gradient.
Let us discuss, once more, the general principles of the type of adaptation
that leads to a social entity with inter-dependent relationships. Often,
this development takes place by units or entities that were originally in
a state of competitive strife, and, these entities had, therefore, a tendency
to disperse themselves over as wide an area as possible. Let us keep in mind,
that the overall purpose of such an evolutionary trend towards socialisation
is, always, a search for a better way to survive, an easier way to exist,
or, an enlarged range of adaptative possibilities.
One of the most difficult aspects to get a good grip over, is the gradual shift in the meaning of survival or viability. While, obviously, the accent of survival was, initially, centered entirely upon the individual entity, we see, during the processes of socialisation, a nearly imperceptible shift towards an emphasis upon the survival of the social unit as a whole. This brings-about a "relative dispensibility" of individual organisms, as we can see, so clearly, in the concept of "acceptable fatality rates" for combat units.
This gradual shift in emphasis seems to contradict the behavioural tendencies
that have been sharpened into the behaviour of the previously independent
units. During the process of socialisation, the individual entity becomes
a "sub-unit" in a much larger, overall entity, but, its evolutionary history,
as well as the forces that shaped its behaviour, have emphasised as its primary
objective, for many, many generations, the survival of this particular unit,
which has now become a sub-unit within a socially integrated entity of living
existence.
When the mechanisms of socialisation are trying to find a measure of success
amongst a population of individuals with a strongly developed trend towards
behavioural flexibility, competitive strife and individual survival, we see,
that the solution of socialisation, or social integration, remains a difficult,
tentative, and, sometimes, nearly impossible task. However, if we look at
the socialisation of cells on the road towards forming a multi-cellular organism,
we note, that the pressures to conform to the interests of the "unit as a
whole", were so dominant, that the cell-groupings that failed to acquire
a sufficient degree of cohesion, were ruthlessly weeded-out by the forces
of natural selection.
If we look at the society of complementary groupings of dissimilar biochemical
reaction-patterns, we are probably justified in assuming, that the processes
of socialisation, did, in this case, not start amongst a homogeneous population
of similar reaction-patterns with strongly competitive and dispersive tendencies.
As we have discussed, before, on many occasions, the society of biochemical
reaction-patterns seems to have been the result of a fortuitous coming-together
of many different substances and patterns of biochemical change. Yet, even
so, the biochemical community of pathways and reaction-patterns within the
cell shows many competitive tendencies, and, we have discussed the reasons,
why a continuous flow of energy, as well as a poorly understood structure
of spatial relationships and functional checks and balances, is necessary,
to keep the unit functioning as an entity.
The mechanisms of socialisation need the impetus, or stimulus, of an increasing
dependence upon the socialised state, making it increasingly difficult to
exist outside the social unit. Quite clearly, the individual biochemical
reactions of the cell, as well as the cells of a multi-cellular individual
unit, can not exist, anymore, as solitary or isolated sub-units.
In the single cell, with its society of biochemical reactions, as well as
in the multi-cellular individual with its community of inter-dependent cells,
the processes of socialisation have progressed to the point, that the social
unit has become a clear-cut entity, with a highly effective, centrally organised
form of behaviour. Only recently, have we begun to understand, that the cell,
as well as the multi-cellular organism, is made-up of a composite society
of sub-units.
Actually, the imagery I am using, here, will appear foreign to many people,
because they have not been accustomed to see such large parallel phenomena
between social developments on different levels of observation. Many people
lack the background of scientific information to appreciate the social nature
of such seemingly indivisible entities as a multi-cellular organism, or a
single cell.
I know, you are anxious to point-out to me, that we are not justified to
call the stringent organisation of numerous sub-units into the complex entity
of the cell, or, the multi-cellular organisation of a single individual,
a "social unit", because, we have reserved the concept of a social unit for
the more or less voluntary association of flexible organisms, like human
beings and other, highly developed, social animals. You even like to exclude
from the definition of social integration, the behaviour of insect-colonies,
because their inter-dependencies and behavioural reaction-patterns are so
stereotyped, and, they are so completely determined by chemical or genetic
instructions, that they resemble more a multi-cellular organism than a society
of flexible animals.
This is a valid point of view, and, it shows, that the multi-individual
insect-colony of multi-cellular insects is an evolutionary development,
resembling the strict, genetically encoded, evolutionary line of development.
This is the same line of strictly encoded development, which made the integration
of cells into a multi-cellular unit, or, the biochemical reactions into the
unit of a single cell, possible. However, strict genetic encoding should
not invalidate the concept of "socialisation" or social integration, because
this concept describes, merely, a search for "viability by inter-dependence",
regardless of the nature of the sub-units involved, and, regardless of the
nature of the regulatory mechanisms employed.
If we look, again, at the single cell, we see, that the community of biochemical
reaction-patterns has, now, only a possibility to exist as a social unit,
and, we see, that no fragmentary existence of biochemical reaction patterns
is possible. Perhaps, we may consider the "virus" as such a fragmentary
existence, but, let us not forget, that the virus outside the cell can hardly
be called a "living entity", and, it is certainly not a biochemical pathway
or reaction-pattern, but, it has all the characteristics of a lifeless,
crystalline structure, like a fragment of the genetic code.
Inside the cell, this lifeless, crystalline structure has the peculiar ability
to instruct the biochemical machinery and energy-flow of a cell to make copies
of itself. It reproduces, therefore, in a parasitic way, making use of the
machinery and energy-resources of the protoplasm. This type of duplication
gives it, to some extent, the "appearance" of a living entity, but, since
it lacks the characteristic of fluidity, I am less inclined to consider the
virus as a true life-form.
This is an aside, however, and, we want to continue the line of thought,
where we saw that the sub-units, such as, e.g., biochemical reaction-patterns,
the cells within a multi-cellular individual, or, the insects separated from
their colony, are rapidly doomed to die. The evolution of social integration
progresses quickly to a stage, where the level of social integration and
inter-dependence becomes absolutely necessary, or obligatory, for the survival
of all the members.
We notice, that, none of the sub-entities which become so totally dependent
upon these inter-dependencies in a social organisation, have a tendency towards
behavioural flexibility. This means, that their behaviour patterns can be
strictly controled, and, these sub-units can, therefore, be precisely instructed
by chemical regulators.
As we climb the scale of evolutionary development, we see, that the sub-units become more and more complex. The complexity of these social organisations, be it the biochemical societies in the cell, or the cellular societies within the multi-cellular organism, are so complex, that we still have only vague notions about the regulatory mechanisms that are at work in such entities of living existence.
In spite of the fact, that we are almost completely ignorant about the detailed
mechanics of these complex regulatory mechanisms, as well as the numerous
checks and balances that must play a role, we can state, as a generalised
principle, that the genetic instructions of the cell, (this marvelous but
largely unknown set of instructional codes), can determine the timing as
well as the quantity of a particular substance or product. Such a substance
may, then, act as a regulator for the manufacture of other substances, and,
we see, here, at least an outline of the mechanisms of detailed instructions,
regulating the living organisation of a unit or sub-unit.
However, the mechanisms of socialisation, or, the search for an enhanced
level of viability by social integration, cooperation and task-differentiation,
are a much more difficult road to travel for life-forms that have explored
the possibilities of behavioural flexibility. In a way, these two trends,
the trend of social integration and the search of enhanced viability by
individual fine-tuning of one's behaviour, are contradictory, and, perhaps,
essentially incompatible with each other.
The search for viability in the complex multi-cellular species' that have
been endowed with the methods of behavioural flexibility, is an activity,
that is, in essence, individualistic in nature, and, very strong existential
pressures are needed to subdue these individualistic trends.
We have seen and discussed, before, that the genetic "turn-over" of the large
and complex animals became so slow, that it was impossible for the methods
of genetic encoding to prepare the animal adequately for all the rapid
fluctuations that could and would take place in its natural environment.
If a species of large individuals wants to make fully use of all the transient
and rapidly fluctuating possibilities of existence, given in the environment,
the genetic code had to "loosen" the precision of its behavioural instructions,
and, it had to allow the mechanisms of memory and past experience to influence,
and modify, the behaviour-patterns of the animal.
This has been an extra-ordinarily successful experiment by nature. We have
seen, how "Homo Sapiens" is a prime example of this natural experiment with
the possibilities of behavioural flexibility, and, why it has developed and
explored these evolutionary possibilities to the fullest. As a result of
a prolonged evolutionary spurt in the recent, pre-historic past, Homo Sapiens
has inherited a "small-scale" tendency towards social integration, cooperation
and inter-dependence as a means to enhance viability. This tentative, small-scale
social trend has come to the fore, in spite of a strongly developed instinct
of individual survival and behavioural flexibility.
We also have to keep in mind, that the human species has a background of
strong, competitive pressures, in particular, as a legacy of its most recent
past, when the successful combination of intelligent behavioural flexibility
and social cooperation on a small scale, gave excellent survival rates to
a large number of small but competitive human groupings.
The contradictions between the trends of social inter-dependence and behavioural
flexibility are, indeed, very difficult to overcome. We have seen, how a
successful and truly large-scale social organisation, such as those of cellular
communities in the form of organ-systems, or biochemical reaction-patterns
within the protoplasm, requires extensive and precise instructions for a
successful mode of existence, while the trend towards behavioural flexibility
removes a great deal of precise behavioural instructions in favour of a
"self-made", past-dependent, individualised synthesis of a finely-tuned
behavioural response, within the framework of an overall, genetically given,
range of behaviour-patterns.
Now, we have some idea. why the processes of large-scale social integration
are so difficult for the members of mankind. When the time has come, that
we understand and appreciate the possibilities, as well as the limitations
that are inherent in the make-up of our biological heritage, we will be able
to come to some startling insights and far-reaching acts of collective
creativity.
.......
Chapter 9
Content
Tentative and transient attempts at social integration; an inevitable result of the search for viability by complex, behaviourally flexible, living organisms.
A remarkable degree of coherent insight is possible, when we look at individual and collective human behaviour from a biological point of view.
The emergence of a dominant elite.
Qualities of far-sighted leadership.
Every member has to benefit from belonging to society.
It is not enough to have faith, and to trust our leaders blindly.
An increasing control over collective and individual existence with the help of Constitutional Guidelines.
A clear idea about the purpose of socially integrated existence.
Some people are great contributors, others great parasites.
The need to profile the development of every personality.
There has to be an authority to investigate, judge, correct errors and punish wrong-doings.
A look back at useful parallels.
Factors of stress for human integration.
Giving Homo Sapiens a proper perspective in the panorama of natural evolution.
In view of the arguments we put forward in the previous chapter, it seems
justifed to see a continuing parallel between the biochemical and cellular
forms of social integration, on the one hand, and, the somewhat tentative
and transient attempts at social integration throughout the history of mankind,
on the other. The objective has not changed, and is still represented by
the search for an enhanced viability, or an easier way to live, but, we can
now define, more precisely, where we differ from the multi-cellular community,
and, where we still have a great potential for progress in our attempts to
form a useful and durable social entity.
Indeed, we should be able to secure a better quality of existence and a more
certain future for us all. We have to recognise, first of all, our biological
origins, and, we have to appreciate the implications of this biological heritage
of behavioural instructions, together with its possibilities and limitations.
We have to acknowledge, that our instinctive behaviour is shaped, largely,
along concerns for self-preservation, and, we have to acknowledge, that it
is natural to consider a majority of the people around us as
competitors.
Our primary behavioural characteristics are egocentric and aggressive in
outlook, and, we use a finely honed intelligence to make use of every opportunity
to gain an advantage, or, to defend ourselves against attack and competitive
strife. Super-imposed on this primary pattern of self-preservation, we have
inherited the tendency to seek shelter and security within a small group,
and, we have learned, at least, to some extent, to arrange ourselves in a
hierarchical order, where we know, whom we can dominate, and, who will dominate
us.
The tendency to integrate socially is a hesitant one, however, because any
trend towards an increased reliance upon others to provide us with the basic
needs of food, shelter and security, makes us vulnerable to abuse and
exploitation by those, who dominate us and provide these services. As a result,
there is, in every society, an elusive and fluctuating balance between
conflicting interests, and, each individual has to evaluate, consciously
or subconsciously; whether or not it is worth belonging to a particular social
grouping.
As soon as it becomes more difficult to leave the grouping and seek an
alternative social arrangement, or a solitary mode of existence, an individual
can be placed under exploitative pressures by unscrupulous, dominant elements.
In every society, we see, at one stage or another of its history, that, indeed,
a small dominant elite benefits greatly from the existing social relationships,
while a large segment, or, even, a majority, slaves and serves this
elite.
Sometimes, a majority of the population barely survives, because it lacks the power, the insight, or the organisational skills, to overcome an oppressive elite. Once an oppressive elite has established itself, it becomes dependent upon its position of power and privilege. Exploitative practices become increasingly oppressive, until, sooner or later, a rebellion bursts into the open, regardless of the price in suffering and bloodshed.
Far-sighted leaderships have recognised these trends for a long time, consciously
or intuitively, and, they have tried to slow-down the polarisation between
the rich and poor, as well as the emergence of a dominant and exploitative
upper crust. Such a polarisation is invariably associated with a rise in
the tensions of resentment and rebellion. The most effective way to forestall
these developments, is the formulation of a code of behaviour, or, a code
of ethics, which explains the nature of man and his society to the people,
and regulates the relationships between them in careful detail.
We have discussed, before, how the most important factors for a successful
social integration of human beings, are centered around the concept, that
society should benefit, as well as burden, every member in an essentially
equal measure. This means, that, those, who have the capability and the good
fortune to be in a position where they can contribute a great deal, will
be asked to do so, while those, who are less gifted, or less endowed with
the capability and the opportunity of making a contribution, will be taxed
or asked to contribute within their means. In short, social integration will
be successful, if every member benefits from belonging to society, and, if
the burdens of taxation and contribution are shared equally, according to
each member's ability to contribute. This introduces an equitable stress-load
upon each and every member.
Obviously, these principles require a well educated and far-sighted membership,
as well as a strong, competent and far-sighted leadership, because people
will only entrust their well-being to those who can lead and govern persuasively.
However, history shows us, very clearly, that it is not enough to trust someone,
or some leader, blindly. We know, now, that we will have to become more
knowledgeable about the conditions that will ensure a good, stable, and,
above all, peaceful leadership. We have to learn, how to avoid giving a position
of power and leadership to self-centered and emotional members, who will
lead us, sooner or later, into war. We may be confident and happy, if we
see a capable and persuasive leadership emerge, but, we have now sufficient
experience and historical data, to know, that no leader will always make
the right decisions, and nobody, including the most socially conscious leader,
is totally free from the temptation to use the powers and privileges of
leadership, to satisfy his own existential requirements.
Many leaders are not even able to make a distinction between a course of
behaviour that is dictated by their own involvement in a power-struggle with
others, (either within or outside their community), and, a form of behaviour,
that is centered around the well-being of the members under their jurisdiction,
as well as other people in societies all over the world.
In the future, we will see an increasingly intense scrutiny of the motivations
and behaviour-patterns of our leaders, as well as everyone else who occupies
a position of responsibility and trust. There will be a trend to guide the
behaviour of our leaders with a globally standardised set of Constitutional
Guidelines.
The point is, that the human society requires regulators, checks and balances,
just like the biochemical and cellular societies, but, the nature of these
regulators, or checks and balances, is completely different from those of
a biochemical or cellular community. The reason for this difference is, of
course, this heritage of behavioural flexibility; the fact, that we shape,
at least, a part of our behaviour by the actions and decisions of a "conscious
will".
While it is certainly possible to exert some pressure upon people to conform
to a set of rules and guidelines, we also know, that any attempt to force
cooperation unleashes powerful emotions of resentment and anger, anxiety,
as well as a feeling of injustice, because the human being feels, intuitively,
that most of these guidelines and rules of conduct will benefit a small
elite.
Because the egocentrically oriented behavioural organisors, or instincts
of self-preservation, are so much stronger than the willingness to cooperate
with each other, we should not be surprised to see, that the human being
is far more capable and willing to tear a hated order apart, than to contribute,
constructively, to a new social order. The latter requires a large measure
of patience, foresight and good-will, and, it taxes our highest capabilities,
while the former depends, largely, on emotional and instinctively programmed
patterns of behaviour.
The only way we can construct a durable set of social guidelines with proper
checks and balances, is to develop, first of all, clear ideas about the purpose
of a social order. As long as we do not acknowledge, clearly, that everyone
should, at least, have an equal chance to benefit from the social structure,
we have already lost the fundamental corner-stone upon which durable and
peaceful relationships within society have to be based.
Perhaps, you want to ask, whether or not all differences should then be abolished
between those who have worked hard all their lives and contributed abundantly
to the well-being of society, and those, who have always done as little as
they could get-away with. Let us analyse, when trying to answer this question,
why some people are, indeed, "great contributors", while others are, perhaps,
equally "great parasites", sponging off the efforts of others. We will see,
that there are nearly always good reasons to explain these marked discrepancies
in social performance.
First of all, some people are more gifted than others, and, together with
a fortuitous set of circumstances, as well as the right kind of stimulus
or motivation, these people become highly successful and respected citizens,
while others, less capable, and, perhaps, adversely affected by an unfortunate
set of circumstances, never develop, fully, the limited potentials they have
been endowed with. It is not surprising, then, that such people never feel
very comfortable in society, and, that they are prone to become criminals
or psychopaths.
As we have argued before, these discrepancies in personality development,
as well as many other factors, lead to the need to monitor carefully the
birth, growth and unfolding of each personality in society. In this way,
we can ensure, that future citizens get an equal chance to develop their
potentials, or, at least, some of their potentials, while, at the same time,
a careful, considerate and informed record-keeping should give us an early
warning about insideous incidences of injustice and aberrations in the
development of a personality.
If someone's limitations have not been recognised, one may easily be taxed too heavily, e.g., as a child, who is trying to find his or her place in the home environment or in school. Unreasonable demands may lead to tensions and frustrations for someone, who can not perform according to expectations. On the other hand, those who are well endowed with a variety of talents, should be given ample opportunities to develop them at a more advanced pace, but, such gifted people should also be taught, that society expects a little more from them compared to the average individual, because they have been given exceptional opportunities to unfold their talents.
It is natural, therefore, to see a divergence in achievement, but there is
no reason, why such a divergence in achievement and capabilities should lead
to a great disparity in the standard of living or life-style. It is logical,
that the most gifted people will, eventually, occupy the most responsible
positions in society, but, it is also reasonable to expect from these people
the insight, that this position of responsibility should not be used as a
means to obtain egocentric privileges and advantages.
We have to ensure, that the gifted segments of society are properly educated
and instructed in the principles of social responsibility and essential equality,
because the future of society will depend, largely, on the wisdom and insights
of this leadership segment.
However, as we have discussed before, we can not rely entirely upon the insight
and good-will of our leaders. The mainstream of society, which includes the
well integrated, concerned, but average citizen, has to scrutinise, carefully,
those, who are in a position of responsibility and leadership, to see, whether
or not the behaviour of their leaders conforms to the moral, ethical and
Constitutional Guidelines of society. These guidelines form, together, a
system of checks and balances. This type of social organisation makes a
well-organised information and education system possible and mandatory, as
well as a complete and scrupulously maintained transparence in social
transactions and relationships.
These guidelines, checks and balances provide the essential regulatory systems
for a durable social organisation. If we all have a good idea what the purpose
of society is, and, what our rights and obligations are, then, there is no
reason to let situations of conflict and friction rise to the level of explosive
confrontations. There is good reason, then, to believe, that, careful scrutiny,
as well as informed and considerate judgement, can find a solution that is
acceptable to all parties in a situation of conflict.
However, we should not make the mistake to think, that we can rely entirely
upon the mechanisms of mutual trust, good-will and voluntary cooperation,
to make society into a just and stable unit. Without a carefully excercised
authority, the whole system would quickly collapse, as people get, invariably,
into arguments with each other. For this reason, we need to give a measure
of power, or law-enforcement, to the guidelines, laws and mutual checks that
will slowly be designed and implemented as a result of a collective effort
to govern ourselves, peacefully and fairly.
In the final analysis, there has to be an authority that can impose a settlement
after due consideration, whenever bickering parties can not come to a voluntary
agreement. We will never be absolutely sure, that this ultimate authority,
regardless, how carefully selected and prepared for its tasks, will be infallible
in its judgements, but, there is no reason to doubt, that its functions will
be immensely more preferable to the methods of armed confrontation.
I want to emphasise, once again, that there is a useful parallel, but, also,
a noteworthy difference between the human society and the cellular communities
of multi-cellular individals. The human society needs a carefully designed
system of regulators and checks, just like the cellular community, but, these
regulators can not be rigid, chemical instructions, manufactured and controled
by a genetic code. They have to be designed by the conscious will of our
collective choice.
Just like a cellular community, we have to carry-out a large number of tasks
that require the specialised function and training of a large number of
individual people, but, unlike the permanent, anatomical and physiological
differentiations of the cells, which take place during embryonic growth under
the influence of chemical regulators, the requirements for human specialisation
and task-differentiation are accomplished by a process of learning, and,
they are, therefore, much less rigid than the cellular specialisations.
The human society has to develop and construct, with a deliberate, conscious, technical effort, the many organ-systems that are needed for an efficient accomplishment of the many tasks at hand, and, once again, we see many parallels. Just like the nervous system of a multi-cellular organism, the human society has to have efficient channels to gather, classify and present information to its decision-making institutions, as well as to anyone interested in what is going-on, and, we have to have just as efficient "out-going", or "efferent", channels to carry-out the decisions of the various leadership institutions in society.
Just like a multi-cellular organism, society has to have an accurate, complete
and instantaneous picture of its internal and external realities, and, it
should be able to monitor, in a process of constant feed-back, the results
and effects of its behavioural responses, because, only then, can the society
as a whole correct, quickly, whatever seems to be going wrong.
Just like any living organism, society can not afford to keep on soiling
its environment, because, sooner or later, it will be impossible to live
in such a soiled and spoiled environment. If a community of organisms can
not move to a new location, after it has exhausted its energy-supplies and
accumulated a high level of waste-products, such a colony will start to die-off
rapidly. This is a picture we see, time and again, in the bacterial colonies
that are grown in the laboratory on special dishes for study or identification,
and, there is no reason to believe, that the "human colony" would be immune
from the same iron logic of causes and their effects.
However, as human beings, we have, at least, the possibility to foresee,
what the rapid accumulation of dangerous waste-products is going to do to
our society, to our ability to sustain our existence, and, to our heritage
of behavioural flexibility. Our ability to finely tune our behaviour and
anticipate, intelligently, what is going to happen, gives us, at least, a
chance to take corrective actions, before it is too late.
The human society is a living organism, and, it has all the characteristics
of life, including the inevitability of death and decay, but because the
level of cohesion is much less stringent than the level of cohesion of the
biochemical or cellular societies, we see, that, social structures can form,
decay and reform, without the demise of all the participating members. Certainly,
social upheaval often costs dearly, as a lot of lives are lost in warfare,
epidemics or famines, and, even, those, who do survive the transition from
one social order to the next, often go through a period of great
difficulties.
If we study, carefully, the nature and development of the living organisation,
and, if we analyse, conscientiously, where we, Homo Sapiens, fit into the
overall picture of evolutionary developments, we will see many, extremely
useful parallels in the realities around us. These parallels give us valuable
clues to the formulation of a collective or individual response, and, these
parallels are especially important for our efforts to shape a viable and
durable social order on a global scale.
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Chapter 10
Content
A last parallel.
Is there a congruence between our perception of reality, and, a reality "as it really exists"; independent from human existence?
Reflecting upon the nature of sense impressions and awareness mechanisms.
A necessary act of reliance.
The value of being reflective, from time to time, when it is useful.
When can we reflect upon transience and death, sadness and happiness?
The need to teach the art of living thoughtfully and inquisitively.
We all have to formulate, to some extent, our own philosophy of life.
Circumstances and interpretations are always subject to change.
A useful relativity of truth, based upon a commonly acceptable imagery of our biological faculties.
Science; a possibility of agreement across cultural boundaries.
Is our perception of reality not, at least, a shadow of an absolute reality?
A strong tendency to believe such an attractive concept.
A high level of validity, achieved by a "flawless" and widely shared perception of our realities.
The essential difference between a common human denominator in the perception of reality, and the assumption of an absolute, external reality that is independent from human existence, yet, somehow, reflected in the beliefs of mankind.
It is better to concentrate upon a consensus about the realities we are able to know and communicate.
There is one more parallel we have to discuss. In the beginning of this essay,
we have alluded to this remarkable parallel we all assume to exist; nl. the
parallel between our perception of reality and the reality "as it really
exists"; independently from the existence of any human being. For many of
us, this parallel is so obvious, and so unquestioned, that we may not concern
ourselves about any distinction between the reality as it exists and our
perception of it.
We all assume, at least, tacitly, that there exists a perfect synonymity,
or "sameness", between our perception of reality and the reality as it exists.
The word "reality" indicates, after all, that it is "real" and not a "figment
of the imagination", but, such an assumption overlooks the fact, that all
perceptions and interpretations of this reality still take place as a complex
process of cerebral function within our brain and mind. Even, if we are aware
of the fact, that all perceptions of reality are, in the final analysis,
mental images of a conscious, concepualising and communicating individual,
we still behave, in many aspects, as if there exists such a perfect "fit"
between "the reality", and our perception of it.
We have discussed, extensively, the fact, that, in our most routine, motoric
behaviour-patterns, we accept, without any question or hesitation, the realities
as we perceive them, and, we have become completely dependent upon such an
intuitive and instinctive reliance. We could not grasp an object, step over
an obstacle, or jump from a platform, without relying, unquestionably, upon
the accuracy of our judgements about spatial relationships, and, we extend
this unquestioned reliance, also, to the sphere of everything that is familiar
and routine.
We have argued, before, that there is nothing wrong with such an act of total
reliance, and, we have acknowledged the fact, that we could not function
effectively, if we had to question, constantly, whether or not our routine
and automatic responses were based upon accurate sense impressions. Some
of us know, how debilitating it is to develop a sudden and severe lack of
confidence in the accuracy of our sense impressions, including the automatic
or nearly automatic judgement functions of our brain. Most of us are quite
happy to extend this type of intuitive reliance upon automatic judgements
to the entire sphere of our awarenesses and actions, and, we become, then,
somewhat complacent, comfortable, but shallow people, who can cope well,
as long as the situation remains "routine", or "familiar".
However, such comfortable and confident people are severely handicapped,
as soon as they have to synthesise a new approach or an innovative solution
to an unfamiliar problem, where they have to make use of their experiences,
as well as their ability to think and correlate experiences in a deliberate
and conscious manner. Many experiences may not have any obvious correlation
with each other, and, they may be so remote from a routine, everyday existence,
that we have never learned to make use of them, or, to see these correlations
and parallels.
We see, once again, that the value of concerning ourselves with the phenomenon
of broad parallels, lies in the excercise of our mind, as well as in the
development of the ability to think; to see reality in an ever broader scope
and a more conscious perspective. We do not want to abandon the ability to
rely upon routine responses, nor on a familiarity with our surroundings,
because we need such routine behavioural responses in order to function well,
and, we need our routine responses in order to give ourselves time to think
about those aspects of reality that do not deal with everyday, routine
existence.
Unless we rely upon routine behaviour-patterns in response to routine situations,
we would not be able to question the fundamental nature of our own existence
and other living organisms, or, the nature of existence itself. Only, then,
is it possible to reflect upon the nature of transience and death, and, only
then is it possible to question, why we experience sadness and happiness,
misery as well as feelings of well-being.
You will agree with me, that we can not rely, anymore, upon routine behavioural
responses and reality perceptions, whenever we want to reflect upon fundamental
questions and topics that concern us all. Certainly, in stead of thinking
about such questions and experiences, we can merely repeat the pat answers
which our society provides for such questions, but, such an attitude is
unsatisfactory to many people, because many of us have some doubts about
the validity of commonly accepted ideas and concepts in these matters.
We do not want to suggest, that everyone should start to doubt the cultural, religious and moral values and guidelines of their social environment, but, it certainly is important, that everyone is taught to think and reflect. We have to teach the younger generations to examine, thoroughly, whatever truths are being handed-down to them, because, only then, will they be able to endorse, wholeheartedly, the truths they have found to be valuable, and, to modify those concepts and guidelines that need change.
We already have to accept a lot of information without the ability to question
or scrutinise it, and, it is, therefore, important to cultivate an attitude
of thoughtfulness and care about accepting the fundamental ideas and concepts
that determine the outlook or atmosphere of our reality experiences.
We do not want to question the judgement functions of our brain, whenever
we want to make a move, pick-up an object, or avoid an obstacle, but, we
certainly want to question the overall beliefs and concepts society hands-down
to us as an explanation for our existence. We want to examine the reasons
why we experience a measure of turmoil, why we have to suffer and die, or,
why we may be provoked into an angry rage and kill someone. After all, these
concepts and guidelines deal with the overall conclusions, or the "philosophy
of life", of the generations that have lived and died before us.
We certainly are able to accept the idea, that their experiences are very
similar, or, even, parallel to our's, but, we still have a responsibility
to formulate our own "philosophy of life", because the conditions of existence
may have changed, at least, to some extent. Our forefathers and parental
generations may still have left many questions unanswered, and many problems
unsolved. Circumstances always change, insights evolve, and, what was absolutely
right, or absolutely wrong, a generation ago, may now be perceived as an
injustice, an error, or the right thing to do.
"Yet", you may ask me, "if you are advocating a continuous scrutiny of accepted
beliefs, you are still replacing one absolute truth for another, are you
not? I thought that your intention was to discuss the idea, that we have
to abandon the belief in an absolute, immutable truth?"
Precisely, we are approaching a stage in our development, where it is possible to see, on the basis of evolutionary concepts, that our own mental imagery is nothing more than a behavioural tool that arose near the dawn of the evolution of mankind. This tool was the result of a successful experiment with the manipulation of memory-traces. The fact, that, we, human beings, can communicate thoughts and ideas from one individual to another, or, even from one generation to the next, does not imply, that we are, collectively, beginning to unravel an absolute truth. However, it means, that we have a large common basis of anatomical and physiological features in the constitutional make-up of our existence. These shared features of our existence make it possible to see reality in essentially the same manner.
Culturally, we tend to perceive the realities of existence in many different
ways, because the belief structures have diverged from community to community,
but, in the scientific method of perceiving reality, we see, that a large
measure of agreement is possible, even across widely diverging cultural
boundaries, because in the scientific method, we see ourselves on the basis
of shared anatomical and physiological characteristics, and, not, on the
basis of diverging beliefs and experiences.
As we have argued before, the reasons for this measure of agreement have
nothing to do with the fact, or the hope, that, we, finally, by virtue of
the careful scientific method, are discovering the nature of things "as they
really exist"; apart from human existence. What we are discovering, is the
possibility to agree amongst ourselves, at least, to a remarkable extent,
about the appearance of certain forms of existence, especially, if we adhere
scrupulously to a carefully designed method of collecting, describing and
interpreting data. The interpretation and registration of these data are,
then, clearly dependent upon our physiological properties and anatomical
constants, and, therefore, they are based upon commonly shared capabilities,
rather than upon culturally divergent notions and beliefs.
"Fine", you will say, "I grant you this, but, explain to me, why this perception
of reality, based on certain anatomical and physiological constants which
we share as members of the human species, does not mirror the existence of
an overall, much broader, and, perhaps, ultimately incomprehensible reality.
If we can shape a measure of order in the perception of reality, and, if
we can manipulate and predict many events successfully, how come, that you
keep insisting, that we have no right to call our perceptions of reality,
at least, "a shadow", or, a mirror-image of this absolute, overall and
essentially unknowable reality?".
"It seems so illogical to deny, at least, some sort of congruence between
our reality perceptions and this overall reality, in particular, because
our mastery and grip over the events in nature re-enforce the feeling, that
we are dealing with a reality "as it really exists". Is it, then, a total
illusion to see "our reality" as a parallel, or "shadow", of this absolute,
eternal reality? If it is an illusion, how can we obtain a measure of control
or predictability over this external, absolute and "unknowable reality?"
I agree with you. I feel the same way, and, I have also this intuitive feeling
or tendency to believe, that there must be some sort of parallel between
those aspects of reality I am so totally convinced about, and, an absolute,
external reality. The question is, whether or not our intuition, here, is
correct. It may be, that our intuition and strong feelings about the reality
of such a parallel or congruence between the perception of reality and the
reality as it really exists, is more an indication of our existential need
to believe that there is such a parallel, than a "proof", that such a parallel
indeed exists.
The crux of the matter lies in the fact, that we experience a strong need
to believe in the realities "as we perceive them". We have to believe, that
this reality is "real", and, that we can rely upon it in order to formulate
an appropriate response. In this sense, we can certainly say, that our reality
perceptions may show a parallel with an "ideal" human perception of reality,
where a hypothetical human being would perceive reality "flawlessly", without
being side-tracked by errors, preconceptions, incomplete or faulty observations.
etc. Yes, in this sense, we can talk about a parallel between the reality
"as we perceive it", and, the reality "as it could be perceived", optimally,
by a flawless human being.
This concept, however, is fundamentally different from the idea, that there
is an absolute reality, and, that we have, at least, some sort of access
to it; sufficient, to let us form a parallel between our own perceptions
of reality, on the one hand, and, this absolute, eternal reality, on the
other. We know, now, that entire generations and many millions of people
have believed that their perception of reality was "The Reality"; a reality,
revealed by God Himself. We know, that man has always had a tendency to explain
the mechanisms of the phenomena around him in an anthropomorphic manner.
We understand, now, why man was always quite willing to die, or kill, for
his beliefs, because this total commitment to the truth of his belief structures
was a great strength, as well as a fatal flaw. Such an attitude provided
a great deal of strength and endurance to an individual or community under
severe duress, but, at the same time, the rigidity of their beliefs made
the actions and attitudes uncompromising, heightening the stress for themselves
and their opponents, often, unnecesarily.
However, in addition to the many historical and practical observations that
let us see, how easy we are led-astray when believing in the absolute validity
of our beliefs, there is also another, simple and logical argument to make
us aware of this essential illusion. In order to know, whether or not a parallel
exists, we have to know both sides. We can not judge, whether one line runs
parallel to another, if we have no idea, where and how the other line
runs.
In the definition of an absolute reality, we imply the existence of a reality
that is totally independent of human existence, and, it is, therefore, an
"extra-human" reality. Since we have no idea at all, what a non-human reality
looks like, we can not know, whether or not our perceptions have any resemblance
to it. Any concept about such an extra-human reality is part of a speculative
human reality.
Therefore, we can not say, whether or not there is such an entity as an absolute
or extra-human reality, and, we do not know, whether or not our reality
perceptions are, in any way, shape or form, a parallel to such a hypothetical
reality. As we have seen, there are many other fruitful parallels that fall
within the sphere of our commonly shared reality perceptions, and, it would
be much more beneficial to concentrate upon a better understanding of whatever
we are able to know, rather than give-in, rather unthinkingly, to the feeling,
that we know something about a reality we can not know.
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Summary
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