OVERALL POLITICAL GOALS AND
PERSPECTIVES
guidelines for political conduct
A Study in Thought
sa063
by
Marius Heuff
Chapter 1
Content
A definition of political activities and political leadership.
What is a "sovereign nation"?
The vagaries of conquests and defeats.
The territorial instincts of political leaders.
A narrow sphere of concern.
Class-division; ethnic and regional disparities.
Leadership problems resulting from a deeply divided society.
The short-comings of dominance by power alone.
A number of questions.
How people react to social conditions.
Is there such a thing as a "just society"; either in the past, or the present?
An excercise in the relativity of judgement.
Why a political leadership identifies, so often, with the "privileged segments" of society.
If the historical argument for the sanctity of a national entity is not valid, how, then, do we design a harmonious, just and durable social environment?
We have to know our needs and ambitions, before we can resolve tensions and disparities.
If you would ask me to define politics and political leadership, I would
say, that, political leadership is the leadership of the "society as a whole",
and, politics is the art of persuading others to see the need for leadership
"your way". In addition, political leadership tries to make the society into
an independent and sovereign entity, and, for this reason, it has to concern
itself with a program of social objectives, security concerns arising from
external threats, as well as measures to cope with tensions and conflicts
between the various groupings within society.
Overall political leadership deals with a variety of problems arising from
the inter-actions of the society as a whole with its neighbours and trading
partners. There are a number of complex relationships between sovereign or
independent states, such as economic and financial ties, political alliances
and treaties, or, long-standing points of friction and feelings of mistrust.
Just as an individual is surrounded by people who are friendly, indifferent,
or hostile, so are nations behaving like people; with likes and dislikes,
friendships and quarrels, jealousies and envies, which are manifested through
the many forms of "propaganda".
However, if you are going to ask me, what we mean by a "society as a whole",
the answer is more difficult. What, indeed, constitutes a "sovereign" nation
or state? What is an independent country? More often than not, a country
constitutes a variety of ethnic groupings with unequal relationships, where
one grouping dominates and, often, actively suppresses the others.
The boundaries of a country that is sovereign and independent, as well as
the concept of "society as a whole", turn-out to be merely a legacy of the
vagaries of fortune and misfortune, resulting from past acts of warfare.
The boundaries reflect the status-quo after a long series of conquests and
defeats, where the fortunes of the various groupings are always changing,
at least, when viewed over a long period of time. Sometimes, during a period
of vigour and health, a society is expansionistic, conquering or dominating
a number of social groupings in the neighbourhood, but, inevitably, such
a period is followed by a process of decadence and decay, and then, a multitude
of diverging interests and ethnical aspirations re-assert their claim to
freedom and independence. The center of power gravitates, therefore, to a
grouping that has reached a stage of exuberant confidence, growth and
expansionist ambitions. We see this cycle of growth and decline, conquest
and defeat, repeat itself, time and again, whenever we look at events in
a broad historical perspective.
If we want a serious answer to the question, whether or not a nation or society
has "any rights" to call itself a united and independent nation, we have
to acknowledge, that such a "right" remains a matter of opinion, and, that
not one nation can claim, in all sincerity, to be made-up, entirely, by a
voluntary union of diverse ethnic groupings; without any form of coercion
or conquest, at some time in the past.
Many countries still have active centers of dissent, where strife and friction,
or, even, open hostilities and violence, testify to the fact, that the proclaimed
unit of the society as a whole, or "nation", has not been recognised by all
groupings within this social or political entity. Yet, the people who assume,
by force, persuasion, or a combination of both, the political leadership
of a nation, never seem to have any difficulties justifying the "rightfulness"
of the size of the nation, or, the unity of the society they have assumed
jurisdiction over.
Frequently, a political leadership will lay claim to a territory that is,
so far, beyond its jurisdiction, and, a political leadership seems never
to be lost for words and arguments with which to substantiate its claims.
However, I have never encountered a leadership, either in our contemporary
societies, or in the historic past, which would, voluntarily, argue, that
the nation as a whole, or, the society as it now exists, is based upon an
injustice; upon a conquest of one part or another by a dominant segment,
and, that, therefore, the claims of certain sub-groupings or ethnic minorities
to independence and sovereignty, are fully justified. Yet, every political
leadership is quick to use "legal arguments", proclaiming the "rights of
the people" when pursuing their objectives, and, the leaders are fully convinced,
that they represent the moral and ethical virtues of their society.
Even, until the present time, the right that comes with conquest has not
been seriously questioned. If one group invaded the territory of another,
and, if it was able to displace the original inhabitants thoroughly or dominate
them completely, the status-quo was, often, quickly recognised by its neighbours,
and, even, now, political leaderships of most nations seem to be willing
to recognise any form of leadership, as long as it can prove that it is "in
control".
Whether or not such a leadership makes a genuine effort to represent the
interests of all groupings within society, is rarely asked. Neither does
it seem to matter to most political leaders, what methods were used to gain
power, and, in what manner leaderships excercise control. It seems to matter
little, even, to "democratically elected" leaderships that profess, at the
drop of a hat, to be a champion of ordinary people, that many political
leaderships emerging in nations all over the world, are the result of a fierce,
armed power-struggle; a "coup d'etat", which has resulted in the dictatorship
of a dominant minority, be it of the right or the left of the political
spectrum.
In spite of claims to the contrary, very few political leaders in our
contemporary democratic societies are genuinely concerned about the level
or quality of democratic rule that is being excercised in other countries.
Most leaders have their hands full governing their own peoples, regardless,
whether they have been elected to their posts, or have grabbed power with
the force of arms. Leaderships tend to shy-away, therefore, from "meddling
in each other's internal affairs", unless the behaviour of a country affects
seriously the security of its neighbours.
Political leadership is, therefore, still a rather primitive "juggling act",
where the primary intention of the political leadership is to safeguard its
positions against attack from within or from the outside. Attacks from within
always lead to the temptation to secure a leadership position by oppressing
every form of dissent. The need to muzzle critics leads, eventually, to physical
harassment, detention, banning, or, even, the outright assassination of those
who oppose the leadership in power. At least, in countries that do not have
rigid Constitutional Guidelines guaranteeing the basic civil and human rights
of their citizens, such a course of events seems nearly inevitable.
On the other hand, the prolonged bickering and strife between political
activists, whenever a society tolerates a remarkable level of political diversity
and personal freedoms, is often weakening such a society to the point of
near paralysis and collapse. The road towards a democratization of political
leadership is, therefore, not easy, because it becomes difficult to reconcile
contradictory trends and factions within a society that allows a great deal
of political freedom. Indeed, it seems, often, nearly impossible to govern
such a society with democratic institutions.
Certainly, these bickering factions and belligerent attitudes between people
and groups of people in a "democratic society", reveal, very clearly, the
fallacy of the idea, that, the "society as a whole", as it happens to exist
under a contemporary political leadership, is an entity that has grown by
mutual consent and cooperation. Most, if not all societies are beset by deep
divisions of mistrust, or, even, outright hatred between the various groupings.
The lines of division may be along regional or ethnic lines, or, they may
be a result of class-divisions between the rich and poor.
Often, both polarising mechanisms, ethnic diversity and economic disparity,
play a significant role in the tensions of strife and conflict within the
society over which the political leadership proclaims itself to be, so proudly,
and without any hesitation, the "sovereign government", or the "sole, legitimate
leadership". Indeed, every political leadership, as well as every reflective
historian, has come to the conclusion, that a society, regardless, how
homogeneous, will, eventually, decay into warring factions, unless held together
by a measure of forceful persuasion. This decay starts immediately in the
absence of a strong and decisive leadership.
Yet, every leadership that tries to give direction to a society and make
decisions, has to go against the wishes of certain groups of people, and,
often, when the interests of the various groupings have become mutually exclusive
and completely irreconcilable, it becomes impossible to rule or govern
effectively with the methods of common consent. Then, it will be unavoidable
to impose a decision, forcefully, upon one or other segment of the population.
Such a leadership will inevitably alienate a portion of the membership, and,
if it is an elected type of political leadership, it runs the risk of being
thrown-out of office at the next election.
On the other hand, a political leadership that tries to please everyone,
is, nearly always, rudderless, confusing and vacillating, neglecting and
aggravating problems that require urgent attention. Yet, such a leadership
may win re-election, if the people are not sophisticated enough to see the
need for some hard and painful decisions. Eventually, such a leadership is
also thrown-out of office in disgust, and, rightly so, but we have to ask
ourselves the question, under what circumstances a democratically elected
government can work effectively, and, what sort of guidelines and regulations
are necessary for the leadership, as well as the peoples of society, to make
sure, that democratic leadership does not become paralysed by political strife
and fruitless bickering, or the election of facile politicians who promise
the moon to a gullible electorate.
Even, the best educated and most experienced societies still have great
difficulties creating such an outline of effective Constitutional Rules and
Regulations, and, we should not be surprised to see, that, most nations with
litlle or no experience in democratic government, resort, time and again,
to the use of military force, when trying to establish and maintain some
sort of a political and social order. Dominance by force is so much more
"natural" for human behaviour than dominance by persuasion and freely given
consent, in spite of the fact, that we all have numerous examples at hand
to show us the essential problems and short-comings associated with the practices
of dominance by power alone.
Are there alternatives to the rule of the gun? Is it possible to re-define
the "society as a whole", and, is it possible to solve, peacefully, the lingering
tensions, injustices and frustrations that are a legacy of past conquests
and defeats? Is it possible to make every citizen aware of the essence of
society, and, can we make him or her willing to cooperate freely with a society
that provides equal opportunities to all its members? Can we educate the
people sufficiently, so that they will not use the power of their vote to
create an unwieldy, fractional and bickering Parliament, with a variety of
conflicting and opposing political Parties? Can we hope to formulate a uniform
code of ethics for all peoples in the world, making it possible to govern
societies effectively, without the need to oppress dissent by force?
Many people will find the implied optimism in these questions, rather naive,
because they will point to the vast amount of historical evidence and say;
"Every nation on earth has a history of wars, conquests and defeats. The
only solid criterium for a "legitimate" leadership is its ability to rule
effectively. Certainly, as peoples' ideas change, the leadership and its
structures will slowly reflect these changes as well, but, if a society reverts
back to weakness and chaos, (after an experiment with democratic rule and
politicial pluralism has failed), then, most people are glad to welcome a
powerful dictatorship that puts the country back to work. Most people have
a lot to lose from unbridled chaos and anarchy, and, they are eager to accept
a more dictatorial form of government in order to prevent chaos, even, if
they agree, in theory, about the wisdom and desirabiliy of a democratically
elected political leadership".
I agree with you, and, we can take this line of reasoning one step further. It seems quite correct to say, that, most people tend to accept the status-quo they find themselves in. Most people tend to accept the situation as they find it, when growing-up and becoming aware of their surroundings. Most people accept what their parents tell them about the relationships and circumstances in their social environment, and, they accept, by and large, the cultural interpretations, view-points and behavioural guidelines that are current in their social environment. People tend to accept authority as they find it, and, it seems to many people a rather abstruse excercise in historical research, or a somewhat esoteric excercise in moral thought, to question the validity, legitimacy or justice of the power relationships as they exist.
However, if we find ourselves heir to a culture that still remembers, vividly,
how it used to be free, proud and independent, and, how the villain, the
powers of today, destroyed this freedom and subjected us to their rule, then,
we can not accept the status-quo "as is", and, we do not accept the cultural
legacy of the recent past, because this rebellion against the status-quo
is re-enforced by the memories of personal experiences. The incidences of
discrimination, injustice and oppression become, then, a powerful factor
in the orientation of our behaviour, and, we are likely to become a life-long
rebel and opponent of the existing authorities.
Now, then, who is right? Are those people, who inherit a cultural legacy
of recent and well remembered wrong-doings of their oppressors, right in
resisting, with all means, the established order? They may argue, that the
present status-quo and power-structure is obviously an injustice, because
it is based upon a conquest, as well as upon the oppression of an ethnic
grouping which does not consent to such a subjugation. If this is the argument,
can they prove, then, that the status-quo of "justice in the past", as it
is so fondly and fervently remembered, is not based, in turn, upon a similar
conquest by their ethnic grouping?
The answer is always negative, because the "just society" of the past, whose
culture we, as rebels, so fondly adhere to, was also the result of having
displaced earlier inhabitants. History always shows a string of wars or feuds
with tribes that opposed being dominated and conquered, and, our "just society"
of the past consisted of territories that were conquered and inhabited by
other people, who lived there, perhaps, for a long time, in the more distant
past.
In essence, then, our defeat by a society that conquered us and dominates
us, now, is not any different from the conquests "by us" of smaller or weaker
societies that resisted our intrusion unto their territorries and their way
of life. They resisted, in vain, being dominated by our forefathers, just
as we resist, perhaps, also, in vain, being dominated by our present conquerors.
It is a fallacy, therefore, to condemn the more recent conquest as an "outright
injustice", while glorifying the "just past", because, invariably, the society
that makes such claims, has been guilty, at one time or another, of similar
conquests.
Where does this leave us? Does this mean, that we throw all arguments of
legality and justice overboard, and, are we going back to the law of the
jungle, where we acknowledge the right of the strongest powers? I do not
think so, and, I do not believe, that we have to come to such a negative
and gloomy conclusion, after we have argued the relative justice or injustice
for any particular social, ethnic or territoral unit. These arguments show,
merely, the fallacy of condemning an existing power-structure, while glorifying
a previous power-structure that was more to our liking. These arguments are
designed to make us reflect, soberly, about the questionable validity of
any position or point of view. These arguments are also designed to show
the fallacy of idolising our particular cultural or historic past, because
it is so easy to interpret what is right and wrong, purely, from our own
existential vantage-point.
I mean this; if we say, in essence, that the society of the past was the
"just society", and, that the society that conquered us, is the "evil society",
we are resting these judgements entirely upon the fact, that we belonged
to the dominant or privileged segment of this "just society in the past",
while we are now subjugated or second-class citizens in a larger social unit,
by virtue of having been conquered by a stronger power.
Of course we resent this, but, let us not be surprised, then, to see, that,
people, who now belong to the privileged segment of the present society,
will also react strongly, if the status-quo of their privileged status and
"their society" is changed or challenged.
As you can see, this is an excercise in the relativity of a judgement about good and evil, and, unless we see the validity of such a shifting system of reference, we will not be able to break through the vicious cycle of having to classify the people around us, as "friends and enemies". Let us, therefore, reject, categorically, the historical argument as a justification for considering a society an indivisible political unit. Neither can we justify, on historical grounds, the rebellion of a segment of the population against the prevailing authorities.
Yet, you will argue, rightly, that this historical argument is exactly what
both sides use to justify their actions. The political leadership of the
society as a whole, will, invariably, take as the basis for its authority,
the fact, that this authority existed at the time it came to power, and,
those, who oppose this authority, can always point-out, that this authority
has been abused, at one time or another.
The overall political leadership, representing the "privileged segment of
today", argues, that the status-quo should be taken as a starting point,
and, that the past should be forgotten, but the under-privileged segments
of society, be it a dominated or conquered ethnical grouping or an economically
disadvantaged segment of society, will argue, primarily emotionally and
subconsciously, that society, as it exists now, is not to their advantage.
On the contrary, these under-privileged segments will feel exploited, and,
they will come to the justifiable conclusion that they are better of without
the existing social order. If the tensions and frustrations reach a
boiling-point, they will embark on an all-out rebellion against the established
authorities.
You may want to ask me the following question; if I reject, entirely, the
historical argument as a basis for constructing and organising a society
with less internal tensions, how, then, do I want to create a workable,
harmonious society that can govern itself effectively, without running the
risk of paralysing internal strife or the emergence of a dictatorial leadership?
Indeed, this is a crucial question, and, it will have to be answered carefully,
before we can even begin to discuss the requirements of successful political
leadership.
We will first have to develop some ideas about the circumstances and factors
that are necessary, before a group of diverse peoples with conflicting interests,
are willing to cooperate with each other and live in relative harmony. If
we can define the nature and the objectives of a social organisation reasonably
accurately, we should also be able to define the requirements for maintaining
a reasonably viable and successful social unit. We have to know, what
developments will sour the relationships between people, and, we will also
have to formulate a program of preventative measures that will keep a society
healthy, harmonious and peaceful for prolonged periods of time.
If we know what a social environment needs, and, what individual people need,
we will also know, what has to be done to solve the tensions and disparities
between nations and regions over the entire globe.
.......
Chapter 2
Content
What makes people get along, and, what drives them apart?
A review of human developments.
Basic instincts of self-preservation surface, as soon as care and trust have been stifled.
Limitations of our biological heritage surface as soon as we try to design viable behaviour-patterns for the large-scale social entity.
Hierarchical stratification, and the problem of finding a "justified place" in the hierarchical order.
Loyalty and obediance in the healthy, naturally evolving grouping.
Mechanisms of "rough justice".
Qualities of natural leadership.
Essential transparence.
A short summary of small-scale social mechanisms.
Mechanisms that fortify or weaken the small-scale, social unit.
What determines, whether or not people get along together, and, what drives
them apart into attitudes of suspicion and hostility? If we know and understand
what is happening between a few people, we have a good foundation for
understanding the mechanisms that play a role between the members of much
larger groupings. However, we will see, that the problems for the leader
or leadership of a small group of people, are quite different compared to
the factors that play a role in the much larger societies, where entire
sub-groupings, rather than individuals, jockey for a position in a social
hierarchy.
It is important to remind ourselves, that we all are born as helpless infants,
and, that we relied, completely, upon the care and protection given to us
by our parents or guardians. If we had not received this basic care, we would
not be alive today, but, many of us may remember a somewhat haphazard program
of care and protection during childhood and adolescence, in particular, if
we have grown-up in areas, where there was great gurmoil; in the slums of
an affluent city, or, in the refugee-camps of a war-torn area, or, in any
one of the many instances, where families are torn-apart by fighting, greed,
sheer stupidity and blatant egocentricity, leaving children to grow-up more
or less on their own.
Such a haphazard atmosphere tends to promote a high level of defensive instincts
in these neglected children, who seek, intuitively, the best and easiest
way to survive. Because there is no consistent parental guidance and virtually
no transfer of ethical guidelines or other cultural influences from the larger
society to these neglected and under-privileged youngsters, these children
become "rats", lying and stealing, wherever they get-away with it. Their
feelings of loyalty and friendship are reserved strictly for those, who live
in the same conditions, while nearly everyone else is considered an outsider
and an enemy.
These children learn, quickly, that no-one really cares about them, and,
they can only survive and get what they want by stealing it from the people
around them. Even so, the attitudes of hostility do not completely exclude
all adults, because, in spite of the fact that these children have been grossly
neglected, they have developed a few bonds with older people, here and
there.
The point we want to make, is the fact, that the sphere of primary care and
protection, as well as the later program of guidance and education, have
been nearly completely absent in the unfolding of under-privileged and negleced
children, and the basic instincts of self-preservation have been accentuated,
but, also, strong, if primitive bonds of loyalty have sprung-up between peers
who share the same difficulties.
This shows, that, even, in the absence of any signficant guidance from culturally
or traditionally determined behaviour-patterns, the human being has a strong
tendency to live and "work" within small groups, because it is the only way
to have a chance to survive. Our biological heritage has, indeed, prepared
us to live together in small groups, and, to consider everyone else as a
potential enemy, because survival in a solitary existence has become nearly
impossible, even, under the most favourable conditions of natural
abundance.
Within such a small, natural grouping of socially integrated people, emotions
and impulses play a dominant role in the relationships between the members,
and, we note, also, how such a primitive grouping of neglected children,
(or a tribe in the ancient past, when cultural guidelines had not been formed,
as yet), has a strong tendency to settle into a stable "hierarchical
order".
There is always a leader, and, there are a few dominant members, close to
the leader, who may take-over some of the leadership functions. The entire
group has become stratified into a hierarchical order, where everyone has
his or her place. At the bottom of the hierarcical stratification are those
who are weak, or, who are "new-comers" to the group. They will have to "earn"
a place, and, they are, therefore, "tolerated" rather grudgingly.
Newcomers are often given an "initiation period", where they have to earn
respect and acceptance by showing endurance and loyalty. These mechanisms
occur naturally and spontaneously, and, they are certainly beyond the conscious
awareness of the members, because the ability to think and reason clearly,
has not been well developed in the absence of sophisticated cultural traditions.
The members of a group of neglected children or adolescents live under harsh
circumstances, where every day is a fight to find food and to stay alive.
Such an atmosphere of neglect, indifference and violence, created by the
adults around them, is not conducive to reflective thought or the development
of refined behaviour-patterns.
The great advantage of such a natural hierarchical ordening in a small grouping
lies in the fact, that disputes and conflicts are minimised. The most dominant
member is acknowledged as the undisputed leader, because he or she has proven
him- or herself, again and again, and the others feel, intuitively, that
this leadership is beneficial to the entire group. If, for one reason or
another, the leader disappears, dies, leaves, becomes too old, sick, or,
begins to lack the qualities that are needed to make him or her a good leader
for the group, he or she will be quickly challenged and replaced, just as
in nature.
The relatively fluid relationships between individuals in such a small grouping are a great advantage, because the group is small enough for a clear hierarchical structure to be practical and functional, and, just as in nature, the "justification" for the occupation of a particular position in the hierarchical order is clear, and for everyone to see. The relationships are "transparent"; every position is "earned" and reflects natural capabilities; the ability to make a contribution, or, perhaps, just plain seniority. If some individuals gain in strength and ability, they will naturally "move through the ranks".
The existence of a hierarchical order, means, that "commands", given by those
who are in a dominant position, will be followed without a trace of resentment,
because it is "completely natural" to do so, and, at the same time, if a
member gets into trouble, or is challenged by an outsider, the stronger,
more dominant members of a healthy and natural small grouping will invariably
come to the rescue.
Loyalty and obedience to the group and its leader, as well as the unwritten,
largely sub-conscious guidelines for harmonious relationships blend with
the attitudes of care and concern, which the responsibilities and privileges
of a natural leadership position bring with them. Any break in this natural
and unwritten code of ethics is severely punished and may lead to expulsion
from the group, but the complete transparence in attitudes, feelings and
decisions taking place between the members of such a natural grouping, provides
a measure of stability and represents, in essence, the mechanisms of "rough
justice".
The group will suffer severely, when a strong and dominant individual gains
a leadership position without the necessary qualities of care and concern,
because a poorly qualified leader begins to neglect the natural responsibilities
that come with a position of leadership. Such an individal tends to become
a whimsical tyrant, who relishes the excercise of his powers, without realising
that a slow build-up of resentment and mistrust is taking place. The members
are, then, becoming dimly aware of the fact, that the selfish capriciousness
of their leader has become a danger and liability to the entire group.
An intelligent, flexible and viable leader will defend, not only, his group
against threats and intrusions from the outside world, but, he or she will
also explore, again, primarily intuitively, the possibilities given by the
attitudes of cooperation and friendliness with strangers. While the intelligent
leader is cautious in extending friendship, and will be on his guard for
deceit, trickery or exploitation, he will also use the possibilities of
advantage-taking and exploitation himself, especially, if it has been possible
to gain a measure of trust and cooperation from an outsider.
Frequent contacts between leaders of different groupings may, eventually,
lead to a measure of mutual understanding and respect, but this process is
often painfully slow, as we can see, so clearly, on many occasions. The contacts
between ordinary members lead much more quickly to mutual trust and
understanding, and, we will see, later, why this is the case.
If there is a marked difference between the various groupings that are in
contact with each other, there is a tendency for the weaker party to acknowledge
submission to the stronger group, and, this is a fore-runner of the tendency
for such groupings to merge. The weaker grouping has not much choice. It
either integrates, or flees and seeks a new territory, whenever it comes
into a situation of competitive strife with a much stronger grouping.
This is a short summary of the primary behavioural mechanisms that take place
in a small, natural grouping, where "cultural" influences are minimal. We
know, now, that the human being has been quite well prepared, by its evolutionary
past, to function harmoniously in small groups, and, we know, that our biological
heritage of intuitive and emotional behaviour-patterns makes it possible
for such a small grouping to exist and survive under primitive conditions,
virtually without any cultural guidelines. We have discussed the fact, that
the quality of transparence in everything that is going-on, is essential
for the maintenance of this natural sense of justice, where each individual
feels, intuitively, that his or her role and position in the group is
"justified".
Each member knows all the other members intimately. The peculiarities and
idiosyncracies of each personality, as well as the justification of each
member's hierarchical position, are well known, and, these positions are
adjusted "naturally", if changes take place in the relationships or qualities
of the members. Each member knows and can verify, intuitively, that everyone
else is "playing by the same rules", and this "rough sense of justice" is
acceptable and, even, satisfying to nearly everyone.
Besides, we should not forget, that the members of such a small grouping
experience, almost every day, the need to stick together. This experience
remains the strongest motivation to remain together as a group, and, any
member who wants to go it alone can do so, but the lack of protection from,
and cooperation with, the group is a strong deterrent to leaving the shelter
and protection of the small social unit.
The small group functions reasonably well, because there is a clear existential
advantage for the members to belong to the group, and, there is usually a
possibility to leave the group or move through the ranks. The members are
ordened into a hierarchical order reflecting, at all times, their strengths
and abilities, as well as their prestige and respect, which has been built-up
by past deeds and attitudes. This hierarchy is flexible and adjusts itself
automatically, so that each member can "test" for himself the justification
of the position he or she finds him- or herself in. The hierarchical order
minimises disputes and fosters the possibilities for cooperation and
coordination, leading to the efficient organisation of the entire group under
the guidance of a beneficial leader.
Most important is the continuous transparence in attitudes and events within
the small social grouping; the ability to know each other intimately, as
well as the acceptance of mediation or the imposition of a settlement by
the leader, whenever there is a dispute. Similarly, the viability of the
group stands or falls with the qualities of the leader. If the leader is
responsible, intelligent and flexible, his stream of decisions and guidance
will lead to a harmonious, loyal and smoothly functioning unit that explores,
intelligently and flexibly, a variety of contacts with people on the
outside.
Such a leadership shows an intuitive sense of fairness in settling internal
disputes; it accepts the responsibility to protect and guide the members,
and, it receives, in turn, an attitude of loyalty. This sense of loyalty
may reach extra-ordinary levels of intensity, and may reach the point, where
the members risk, without hesitation, their lives for an admired and loved
leader.
If the leadership comes into the hands of an egocentric bully, the results are literally disastrous. The members will become less loyal. Tensions build-up. There is bickering and a tendency to engage in secret deals. The unit ceases to function smoothly. The willingness to sacrifice for the good of the group disappears completely, and, the members begin to look for other ways to survive. This means, that the group tends to dissolve. We see, clearly, that poor leadership makes the group unviable, and, in the more flexible circumstances of the small and primitive grouping, poor leadership is quickly followed by the "death", or disappearance, of the small social unit, as the members seek, desperately, for a more viable and more trustworthy grouping or leadership.
If a group is blessed with an exceptionally wise, responsible, courageous
and decisive leadership, the confidence of each member in his leader, his
group, and himself, will increase enormously, and, this confidence is reflected
in the daring, agile and quick-witted adaptative responses of the members,
as well as the group as a whole. This high level of confidence may also lead
to an attitude of trust and friendliness towards others. Outsiders are, not
only, impressed by such an attitude of friendly trust, but, they have watched
the group, already, for some time with a mixture of envy and admiration,
and this makes them eager to join.
A healthy and flexible group under a gifted leadership has, therefore, a
natural tendency to grow quickly in size and expand its numbers, but, with
all the advantages that may come with a stronger and larger grouping, we
see, also, a whole constellation of factors arise, showing us, clearly, that
there are severe and nearly insurmountable limitations associated with the
efficient management of a much larger grouping.
.......
Chapter 3
Content
What happens, if a social unit continues to get larger?
Problems with the hierarchical order.
Why disputes become more frequent.
A loss of transparence, and the tendency to form "sub-groupings".
Delegating leadership responsibilities; multi-individual leadership.
Ordinary people have no choice, but, to start building again, from scratch, after the devastations of warfare.
Solutions to social tensions; "the split"; a comparison with the mechanisms of cellular division.
Re-alignment around rival centers of power.
Evolutionary success, and the inevitability of rising population pressures.
Increasing difficulties for the processes of "social splitting".
Possibilities for clever opportunism and exploitation.
A contracted sphere of loyalty and friendship.
Man's success as a species, and the rise of competitive strife.
A review of the evolution of man's psychological characteristics.
The emergence of the larger societies with their diverging classes.
Combat, seen as a resolution of social tensions.
Possibilities for implementing the principles of justice.
What happens if the group gets larger and larger? First of all, a continuous
influx of new members is confusing to the hierarchical order. In the beginning,
every new-comer will dutifully take his or her position at the bottom of
the social ladder, and, after an apropriate period of initiation and
apprenticeship, the new member will integrate smoothly with the group. He
or she becomes a full member and will gradually rise in the hierarchy, until
one occupies a position that is commensurate with one's capabilities at that
particular time.
If there are several new members coming into the group at the same time,
or, shortly after each other, the newcomers tend to form a "sub-grouping",
because they stick together and feel more at ease with each other, as they
share the difficulties that are associated with an initiation period. Besides,
a rapid accumulation of new hierarchical positions is confusing for the older
and established members, as well as for the leadership.
We have seen, that, one of the requirements for a smoothly functioning
hierarchical order, is the fact that each member knows his or her position
in relation to the others, and, this implies, in essence, that each member
of the group knows each of the others intimately, including their hierarchical
positions and personal peculiarities.
The leadership also knows each member of the group intimately, and it uses
this intuitive knowledge when intervening in disputes and settling conflicts.
As the group grows larger, the hierarchical order becomes more complex. There
are more and more happenings taking place simultaneously, and, it becomes
increasingly likely, that some members remain virtual strangers for each
other.
Disputes arise more frequently, and, hierarchical positions are "questioned"
much more often, leading to frequent test-fights and an atmosphere of unrest.
Tensions rise, the atmospere becomes clouded with suspicions and frictions,
and, the leadership comes under a constant load of stress. These changes
and complications in the relationships between the members of an enlarging
grouping have profound consequences for the viability of this group, and
these changes lie at the heart of the rapid transformations that take place
in the leadership structure of the larger social units.
The members respond to the increased burdens of having to know each other
intimately and feel comfortable with the group as a whole, by forming
sub-groupings. Now, each member becomes again part of a much smaller unit,
more like the original and natural size of a social organisation. Once again,
the members can know everyone without any effort, and, this sub-group acquires
its own hierarchy and leadership.
Initially, these sub-groupings blend smoothly within the larger social unit,
and, the leadership of the sub-groupings, as well as the "internal organisation"
or hierarchical ordening within these sub-groupings, remains subordinated
to the overall hierarchical structuring of the larger grouping.
However, this trend towards the formation of sub-groupings leads to a number
of important developments. A member identifies himself not anymore exclusively
with the larger group as a whole, but, starts to identify, increasingly,
with the specific sub-grouping he or she belongs to, and, this means, that
members of other sub-groupings are becoming a little further removed from
the sphere of familiarity and concern. The emergence of sub-groupings also
leads to the likelyhood of rivalries between the sub-groupings, or, rather,
between the members of different sub-groupings.
On the other hand, a clever and intelligent leader of the larger social unit
sees possibilities in these developments, and, he has to make use of them
in order to retain a grasp, or a measure of control, over the group as a
whole. He will intuitively start to communicate, primarily, with the "leaders"
of sub-groupings, and, he will delegate, increasingly, the responsibility
of maintaining order and peace to them.
The major advantage of such a "delegation of responsibilities" lies in the
fact, that it frees the overall leader from the necessity to know all the
members intimately, or, to be familiar with all the events that are going-on,
simultaneously, in the society at large. By delegating certain leadership
functions and responsibilities to "deputees", we see the beginnings of a
complex, multi-individual leadership arise.
Later, in the much larger societies, the complex demands upon leadership
structures lead to the proliferation of bureaucratic institutions, trying
to cope with these complexities, rivalries and the numerous contradictory
trends that are inevitably associated with the larger and more complex
societies.
Without a differentiation of the leadership structure from one individual to a large, multi-individual organisation of leadership, and, without an adequate organisation of "information gathering" and executive or "out-going command-channels", the tasks of governing large groupings would become quickly impossible. In spite of the proliferaton of leadership-structures, together with the many ingenious experiments of leaderships to facilitate their difficult tasks of keeping society a smoothly functioning and harmonious unit, we see, in the records of history, that these efforts have led, even, under the best of circumstances, to only temporary and limited periods of peace and prosperity.
Many examples of large-scale leadership have become, eventually, failures,
and, they have led to a depressing succession of tyrannnical and oppressive
leaderships, unending intrigues and political killings, wars and unimaginable
suffering; yet, the ever resilient, ordinary people had no choice, but to
start building again, from scratch, after the upheavals subsided, because,
this was, and still is, the only way to survive.
However, we are running a little ahead of ourselves, because we like to trace,
here, in more detail, what is happening, when a small, natural grouping becomes
too large for comfort. We have seen, that such a natural grouping becomes
a strain, not only, on the memory and adaptative capabilities of each member,
including the leadership, but, the complex hierarchical order, the frequent
disputes, as well as the rising tensions of conflict and mistrust, give the
social grouping as a whole, an atmosphere of instability.
The most natural solution of this problem, is a split of the group into two,
more or less equal groupings. Such a development solves all the problems,
because now, each of the groupings returns to a more manageable size. The
members and the leadership can know each other, again, intimately. Peace,
tranquility and harmony return. However, this "solution" is only possible,
if there is "enough room" to expand, and, here, we see, perhaps, the most
basic reason for the existence of an expansionist drive in every healthy,
growing and vigorous society.
When the species of man had just emerged and began to explore existence
possibilities in a large number of small, natural groupings, a process of
continuous expansion took place, because there was plenty of room to expand
into. Man spread-out, slowly, over much of the earth, while living in small,
natural groupings, and, the number of small, natural, nomadic groupings of
human beings began to increase continuously.
We still see some of the same processes at work, if we look at the mechanisms
of growth and decay of the "natural gangs" of youngsters and adolescents.
These groupings tend to form, whenever a fairly large number of youngsters
live, more or less neglected, and are left to survive according to their
natural instincts. Here, too, we see that groups do not rise easily beyond
a certain manageable size, and, it is clear, that, too large a grouping tends
to split around rival centers of leadership. Certainly, temporary "alliances"
are possible in times of extensive gang warfare, but, in essence, these small
groupings remain autonomous and form only temporary, flexible, and, often,
shifting bonds of cooperation.
We like to draw attention, for a moment, to the fact, that the splitting
of a natural grouping which has become too large to be managed comfortably
by a single leader or small leadership, resembles the process of a-sexual
or mitotic cellular division, where a period of cellular affluence and growth
initiates a program of cellular reproduction. We do not want to suggest,
that cellular division is an "unregulated affair", like the falling-apart
of a natural grouping that has become too large, but, perhaps, the pressures
of competitive dispersion and re-alignment around rival centers of power,
find a certain parallel in the mechanisms of cellular division.
Here, too, a large number of "physical factors" are at work, such as the
competitive dispersion of similar and rival substances, as well as the natural
tendency for biochemical substances to cluster around those regulators that
control their actions and behaviour. There is also some evidence to suggest,
that the actual division of a large cell is initiated by physical forces,
rather than by genetically instructed, biochemical sequences. The separation
of the genetic clusters and the elongation of the cell facilitate the cleavage
of the cell into two, more or less equal parts.
After this aside, we want to come back to the many interesting phenomena
we can see in the growth and break-up of the social groupings of human beings.
As long as it is possible to solve the tensions of growth by division and
dispersion, these mechanisms will be used, but, as the territories become
scarcer and more difficult to live in, the resistance to such a "mitotic
division" of the group will rise. Unoccupied territories become increasingly
scarcer, because previous divisions of social entities have already led to
the occupation of these areas.
There is, therefore, a continuous rise in the population pressures as a result
of these enlarging and dividing groupings, and, there is also a tendency
for smaller groups that have split-off, to penetrate into harsher territories,
harsher climates, or, more dangerous and difficult regions. It all depends
on the "balance of effort". It depends on the question, whether it is more
difficult and dangerous to try to displace an already existing grouping,
or, to expand into a territory that has not been occupied as yet, requiring
harder work, as well as a more precarious way of life.
Looking back to the expansion of mankind, before the emergence of truly large
groupings, or "civilisations", we can stafely state, that, the process of
dividing a small, natural grouping would slowly become more difficult as
the species of mankind increased steadily its population. Let us discuss
the various adaptations that took place as a result of this slow build-up
of population pressures, as well as the slowly increasing resistance to the
methods of "group-splitting", which had always been the only definitive solution
to the problems associated with the growth of a successful social
entity.
If it becomes more difficult and hazardous to start a new grouping, it is
logical, that, the immediate result of such a reluctance to "break-away",
is an increased pressure upon the members by those who are dominant. If members
are reluctant to break-away, it means, that they can be pressured and exploited
to a far greater extent than was possible before, when it was still easy
to break-away from the existing social unit.
Besides, the difficulties associated with a larger group will have to be
tolerated to a much larger extent than before, because there is no easy solution,
anymore, to the problem of rising population pressures. This chronically
heightened tension within the social grouping accentuates the attitudes of
"clever opportunism", within the limits of what is tolerated.
Indeed, a manipulatory pattern of behaviour emerges, where a small number
of the members align themselves around the dominant elite. This "group" receives,
then, special protection and favours in exchange for unswerving loyalty and
services to the leaders and dominant members, especially, when these leaders
have to "fight-off" a rebellion or an external challenge to their
authority.
Attitudes and feelings of loyalty towards all members of the social unit
disappear, and, the attitudes of loyalty and friendship "contract" to encompass,
now, only a small sub-grouping of "trusted friends". The other members become
potential enemies, and, they are only tolerated in the overall order of society,
because the leadership and its "armed henchmen" have become powerful enough
to occupy and maintain their privileged positions by force, and are able
to keep the other sub-groupings in society "in their place".
The test-fights of before, in which hierarchical questions or disputes were
quickly settled, rise in intensity, and, from an early stage in the development
of the larger social grouping, these test-fights must have been replaced
by a "fight to the death", or, the outright assassination of an opponent
at an opportune moment.
If we look at the other flexible animal species' and their social behaviour,
we see, that the practice of killing one's own kind or member of the group,
is rare. Man seems, indeed, unusually vicious and violent. We have discussed
the various reasons for this, and we know that this ferocity is partly explained
by a reliance upon larger social units with the disappearance of the break-away.
Survival depends, then, on the ability to "hold one's ground", and this
encourages an attitude of ferocity and fearless courage; a fight to the death,
because the alternative to a win is death, because the flight into another
territory has become impossible. These evolutionary changes in the make-up
of the human society also explain the fact, that man's success as a species,
meant, that another man became man's most formidable enemy.
The increasing dependence on large game also favoured the attitudes of ferocity
and fearless courage. They often spelled the difference between life and
death, because the "easy game" had already been hunted to near extinction,
and the large and populous groupings required a lot of food. The rapid rise
in the level of intelligent manipulations and organisational skills, (as
we see in the development of tools, weapons, language communications, and
the ability to organise a group into an effective, offensive or defensive
instrument), led, rapidly, to a situation, where man's most dangerous enemy
was a rival grouping or tribe that had also developed these organisational
and manipulative capabilities.
Big-game hunting, together with a state of nearly continuous warfare with
neighbouring and competing tribes, accentuated a fierce and murderous instinct
towards prey and competitor alike, but, at the same time, the complex
requirements of parental care and guidance for the younger generations, as
well as the prolonged vulnerability of the female members of the group, required
a marked contrast in attitudes between man's enemies and those who fell within
his "sphere of care and concern".
Since the larger groupings tended to fragment into smaller sub-groupings,
which conformed more to the natural sphere of care and concern, we see, that,
in essence, many members and groupings of the "main society" became silent
enemies. Perhaps, they did not fully recognise each other as enemies, but,
when suspicions and hostilities flared up, a ferocious and all-out conflict
would easily erupt.
The "civil war" was born, far into the past, when man began to evolve into
larger social groupings. This was the price that had to be paid for the fact,
that man had become so successful. From now on, man was unable to live off
the land in relative safety, while being organised into small, natural, nomadic
groupings.
We have postulated, that the leadership of such a large, unmanageable,
tension-ridden group, became easily defensive and was inclined to build-up
an alliance with a "warrior class" in order to ensure its safety and impose
order on an increasingly unwieldy social environment. However, the emergence
of a special, privileged warrior class had profound consequences for the
"sense of justice", because it destroyed, completely, the natural function
and balance of a hierarchical order.
Those, who had been "passed by" and saw themselves demoted in the hierarchy,
(because they were, perhaps, considered to be a threat to the leadership),
felt, rightfully, that they had been treated "unjustly". They felt that their
position was not in accordance with the status they could and did occupy
in the hierarchical order on the basis of their own capabilities. Chronic
resentment was the result of such disturbances in the natural hierarchical
order, and, we have described, here, another major factor that led to social
instability, rebellion and bloodshed in the larger societies of mankind.
If a geographical split between rival factions for the leadership position
is not possible anymore, we see, that, eventually, a serious and all-out
fight will result, and, the resolution of these tensions is not obtained,
before one side has been completely or nearly completely eliminated. Certainly,
the leading personalities of the defeated faction are likely to be killed,
or, they will fight to the death, but, a few of the more peripheral and more
flexible "followers" are likely to switch allegiance quickly, if they see,
that their leadership is about to be defeated.
Let us remind ourselves, that such an all-out fight is a hazardous and energy
consuming undertaking, and, it is only a "method of last resort". Therefore,
the fight will often stop short of complete annihilation of the loser, who
may flee before he is being killed and accepts, then, the difficult alternative
to start somewhere else, from scratch. The loser may go into exile, waiting
for an opportunity to renew the attack upon his rival. Therefore, a ruthless
leadership fight extends, often, between rivals who are geographically far
apart from each other, as each side employs the services of "proxies", or
henchmen, to carry-on the fight.
It seems rather cynical to call these belligerent and violent mechanisms
"adaptations" in the evolution of man's social units, but, they are in fact
"solutions" to a situation of chronic conflict. Certainly, we are coming
increasingly to the conclusion, that such a primitive method to solve the
problems of competitive strife, is highly undesirable, because too many
by-standers get hurt. This primitive solution is also unsatisfactory, because
there are better ways to solve the problems of competitive strife in our
modern times, and, we have come to realise, that the solution of warfare,
when acted-out between large, rival groupings with an arsenal of sophisticated
weapons and weapons of mass-destruction, will endanger the existence of us
all.
Yet, when we look at history with a cool, detached and unemotional eye, we
have to agree, that, time and again, the combat to the death was an effective
solution, because it removed one side permanently from the scene, and, the
conflict was, therefore, permanently defused. However, with our ever increasing
awareness of the possibilities given by the principles of justice, we become,
rightfully, dismayed and disgusted, if contemporary rival groupings in a
situation of serious conflict, still opt for this primitive solution of all-out
combat.
.......
Chapter 4
Content
Resolving tensions by differentiation and inter-dependence, and the limitations associated with these mechanisms.
Cultural possibilities for task-differentiations, specialisations in function, and conditions of inter-dependence.
Cumulative energy requirements.
The "specialisation" of hierarchical differentiation.
"Cooling" the aggressive instincts of dominant members.
A sliding scale between loyalty and suspicion.
A brief review of basic psychological mechanisms.
Natural defense-mechanisms against opportunistic advantage-taking.
There is a "natural ethic" at work in the small-scale social groupings.
Mechanisms of hierarchical stratification.
The most unpleasant chores are given to those, who can not "pass the buck".
A blue-print for exploitation.
Relationships between unequal parties are governed by co-ercion.
An essential ingredient of social harmony; essential equality.
Let us now look at some of the other adaptative mechanisms that play a role
in the ever-recurring problems of rising population pressures. There are,
indeed, other solutions to the problems of competitive strife than all-out
combat and the elimination of the loser. One of the most useful and powerful
alternative solutions or adaptations is the "differentiation".
If two competitors start to diverge slightly in their requirements, or, if
they "specialise" and concentrate their functions upon slightly different
activities and objectives, the tensions of competitive strife are defused
to a remarkable extent, and, these tensions may, eventually, be replaced
with a measure of inter-dependence. Certainly, these developments are not
always successful, and, there will always be some overlapping of basic needs
and energy-requirements, but, the lowering of competitive tensions is indeed
remarkable for those specialisations in function and behaviour that have
found a measure of viability.
If two tribes are hunting for the same animals and gathering the same type
of nuts and berries, it is logical, that they will have to regard each other
as competitors. These tribes will easily slide into a territorial conflict
that is likely to end with a large number of casualties on both sides. The
survivors of the defeated group are, eventually, driven-off and flee to save
their lives. If these tribes would be able to live from somewhat different
foods, they could exist in a state of relatively "peaceful co-existence",
because their needs and activities would not clash head-on. Unfortunately,
such a differentiation in life-style, with diverging needs for food and energy
are not possible for the human species, because man has already become "too
flexible", and, a measure of competitive strife for the "easiest" food-stuffs
or energy-sources will always come to the fore.
Nevertheless, the mechanisms of differentiation lie at the root of the splitting
of a gene-pool into two different species', whenever different populations
of a species begin to occupy different ecological niches. There are other
forms of specialisation in function and differentiation between the members
of a human social unit, which are more effective in alleviating the tensions
of competitve strife. There has to be a beginning of mutual tolerance and
understanding, before the adaptative mechanisms of task-differentiation and
specialisation in function can become effective methods to reduce the tensions
and frictions resulting from a situation of competitive strife.
The mechanisms of task-differentiation and specialisation in function play
a crucial role in the growth of the larger social organisation. Such mechanisms
are made possible by the hierarchical ordening of a the members of a social
unit, and these mechanisms play an important role in the lessening of population
pressures. However, we should not lose sight of the fact, that the mechanisms
of differentiation and specialisation into different species', living in
different ecological niches, are mechanisms that are genetically controled.
These changes are associated with permanent physiological and anatomical
differences, while the task-differentiations and specialisations of human
beings are based upon the use of acquired skills, as well as a cultural transfer
of knowledge and information.
The different skills and techniques associated with a cultural differentiation
have been taught and learned, and, such mechanisms are, therefore, under
the guidance of the cultural code, and, they are not associated with a permanent
physiological and anatomical differentation. However, the mechanisms of
differentiation are, in essence, the same, and, they serve a similar purpose;
nl., to lessen the competitive tensions between similar or identical organisms
with similar or identical requirements.
The process of specialisation into different ecological or social niches
still requires a cumulative energy- or food-supply, because this energy
requirement reflects the total number of living organisms involved. These
cumulative energy requirements are met by a much more intensive harvesting
of natural resources, as well as cultivated resources of food and energy,
which is a characteristic of all the larger human societies.
Of course, there are other, less desirable adaptations to rising population
pressures, such as the mechanisms of exploitation, or, even, outright predation,
where one social grouping kills another and lives off the spoils of victory.
If we enlarge the meaning of "predation" to its full biological definition,
we see, that the human being, as a member of the animal kindgom, has no choice
but to kill life in order to exist.
The mechanisms of predation and competitive strife, are different, at least,
in their origins. Predation is one particular solution to the tensions of
competitive strife, because an act of predation increases the source of an
energy-supply and removes, at the same time, a competitor from the scene.
We have discussed, on various occasions, the beginnings of predatory behaviour,
and, we traced this solution all the way back to the competitive pressures
between uni-cellular life-forms, prior to the emergence of multi-cellular
organisms.
Let us concentrate, for a moment, on the various forms of task-differentiation
and specialisation in function, which emerged in pre-human groupings, and,
we will pay particular attention to the question, how such mechanisms contributed
to an easing of the tensions of competitive strife. The first, and, perhaps,
the most important and far-reaching differentiation that took place in the
behaviour of pre-human animals, was the change from a strictly territorial
behaviour, (where each adult male of the species stakes-out a territory that
provides it with the basic necessities of life), to a form of hierarchical
stratification, where the territories of a group of individuals begin to
fuse.
The stronger and dominant members obtain, then, a much larger territory to
"rule over", but, they protect, in return, the weaker and more submissive
members from the full effects of competitive strife. The instinct of
territoriality in the behaviour of the members of a species, represents,
of course, the essence of the mechanisms of "competitive dispersion", which
take place as a result of the existential pressures associated with the need
to fulfill identical needs. These mechanisms have been discussed, before,
and, we should not repeat them, here.
The process of hierarchical differentiation is, in essence, a form of
"specialisation" in function, which depends upon a difference in behaviour
and not necessarily on a difference in genetic anlage or skills. Nevertheless,
the underlying differences in strength and personality are influenced by
genetic differences. The process of hierarchical stratification gives the
"average" and somewhat weaker members of the species a chance to survive,
and, they may become quite "useful" to the dominant members by providing
"help" or other "services" to them. Yet, the females are bred, primarily,
by the dominant males, and, therefore, the off-spring is still centered,
primarily, around the qualities and genetic contributions of the strongest
members of the species.
The change from a "fight to the death", (when challenged by a stronger member
of a species), to the ability to "submit" to the stronger individual and
profit from his ability to protect against other challengers, is a very important
and fundamental behavioural innovation. However, this change in attitude,
which buys life, when there was almost certain death, is not made easily,
and, it gives rise to chronic tensions and feelings of ambivalence. There
is always the possibility, that the attitude of submissiveness disappears,
and, that it is replaced by aggression and hostility, whenever a chance presents
itself to the weaker members to get rid of a dominating tyrant.
Similarly, the aggressive instincts of the dominant members have been "cooled",
at least, to some extent, by the act of submission of the weaker members,
but, there is always the possibility that these aggressive instincts break
loose, once again, and will be directed against those, who have submitted
themselves. Therefore, a variable, whimsical mood of the dominating individual
will keep a sense of uneasiness and "suspicion" alive between the members
of a hierarchical order.
We see, then, that an easing of tensions is accomplished by a trend, where
suspicions and suspended hostilities give-way to an ever greater degree of
inter-dependence and mutual trust. How does this happen in nature, you ask?
In nature, the attitudes of suspicion can change towards feelings of loyalty
by the submissive partners, and feelings of concern or care on the part of
the dominant individuals, provided, that the behaviour of the dominant members
in a hierarchical grouping gravitates towards a pattern of parental care
and concern for those who have submitted themselves.
We have fairly good reasons to call this trend an "instinct", because it
is, in essence, the same drive nature sharpened into the behaviour of all
members of the flexible species'; nl. the drive or instinct of parental
concern.
We see, therefore, that animals can behave along two quite distinct lines
of instinctive behaviour-patterns, but, we should recognise the fact, that,
each individual can "flip", quite easily and frequently, between these two
"behavioural tracks". These tracks, or instinctive drives, are the track
of parental concern, elicited or evoked by an attitude of helplessness, trust,
dependence and submission, on the one hand, and, on the other hand, the track
of egocentric concern for the self, leading to aggressive and exploitative
practices. An emphasis on the egocentric track hampers the process of
hierarchical integration, because it keeps the tensions of suspicion alive,
but, an attitude that is based on an instinct of parental concern will be
able to ease these tensions to a remarkable extent.
Certainly, a trusting, "parental" attitude by the dominant members towards those who have submitted to them, is potentially dangerous, because, in a fit of opportunistic aggression, the weaker members may kill the trusting leader, but, let us not forget, that the attitudes of care and concern are perceived by the weaker members as truly beneficial, and, this experience will stimulate, automatically, a strong instinctive behaviour of loyalty towards the leader and protector. The instincts of opportunistic aggression are, therefore, suppressed, as long as the group is small enough to let these mechanisms come fully to the fore.
We have spent some time on these mechanisms, because, in spite of the fact,
that we have been discussing primary biological behaviour-patterns of an
instinctive nature, which took shape long before we see the specific evolution
of the human species, we can see the same mechanisms take place in each and
every human grouping. The instinctive behavioural trends of loyalty and trust,
on the one hand, and, the trends towards suspicion and opportunistic aggression
or treachery, on the other, are clearly part of a biological behavioural
axis, which the human species has inherited as an evolutionary package of
instructions.
These mechanisms are all part of our "biological heritage". All these instinctive
behavioural trends are quite strong and not easily influenced or subdued.
Once a trend is gaining momentum into the direction of suspicion and hostility,
a series of events takes place that fuel, rapidly, the feelings of distrust,
while the trend towards harmony, loyalty and trust, are easily arrested,
or interrupted, by an act of treachery or opportunistic and egocentric
gain.
However, we should acknowledge, that the "primitive" or natural biological
society has developed strong defense mechanisms against the disruptive trends
of opportunistic advantage-taking. If tolerated, such attitudes would lead,
quickly, to a total destruction of the atmosphere of trust and loyalty, which
"cements" a viable social grouping, and, we can see, in our modern societies,
how disastrous the consequences are, if, for one reason or another, such
pernicious attitudes of egocentric opportunism and advantage-taking are allowed
to persist.
In the small, homogeneous community, these attitudes are not allowed to persist.
A "break" in the accepted norms of behaviour will create a strong reaction,
and the offender is usually banned from the group. This means, almost invariably,
death. We see, then, that there is a "natural ethic", even, in the pre-human
social units. This "natural ethic" is the result of a blind and subconscious
evolutionary search for a viable form of social behaviour and organisation.
This trend is based on an activation of parental instincts, which may take
place between members that are not necessarily related to each other, but,
as we have outlined before, the origin of the social nucleus, arose, almost
certainly, as a "family-unit", or a group with strong bonds of kinship.
Let us frankly acknowledge, that we do not know how hierarchical groupings
came into being. We have only recently begun to understand some of the
relationships that exist in animal groupings, and, we are developing some
insights into the transitions that took place in the behaviour of such animals,
when they changed from a behaviour of territoriality to a behaviour of
hierarchical stratification.
We do not quite know, whether or not the accent of our interpretations should
be on a "fusion" of territories between members who were, intuitively, seeking
an alternative to the devastating processes of intense competitive strife.
It may be, that we should interpret the origins of hierarchical stratification
and social ordening as a "failure to separate", or, as a failure to complete
the processes of competitive dispersion by members who were related to each
other.
However, it seems quite reasonable to say, that the underlying mechanisms
are based upon an evolutionary search for greater viability, and, they are,
therefore, "behavioural adaptations", which occupied such an important place
in the evolution of the behaviourally flexible species'.
From this most essential behavioural differentiation, where the members separate
into leaders and followers, we see a large variety of further differentiations
in function. Leaders need helpers, and, they also need the cooperation of
the members to carry-out a number of tasks and chores, in order to ensure
the safety and viability of the social unit as a whole. Therefore, in addition
to biological differentiations in male and female, we see a genetically
influenced differentiation in behaviour resulting from a hierarchical ordening
of the members in a social unit.
In the non-flexible animal species', this differentiation in behaviour and
function remains entirely under the control of genetic instructions, as we
see in the organisation of many insect colonies, but, in the social groupings
of the behaviourally flexible animals, the differentiation remains largely
flexible, and, we see, therefore, no strong "inborn" trends to become either
a leader or a follower.
Certainly, up-bringing and genetic background exert a strong influence, because
the quality of up-bringing, as well as the likelyhood that potentials become
well developed, are, of course, far more likely in offspring from "hierarchically
highly placed" parents, compared to offspring from the "lower social strata".
Let us not forget, that such mechanisms have been observed in animal as well
as human social units.
If we shift our attention, now, entirely to the human societies, we see,
that the differentiation of tasks and behaviour-patterns is very much linked
to a hierarchical differentiation. In the larger societies, entire sub-groupings
become ordened into a hierarchical stratification, and, we see, then, also,
the emergence of class-divisions in society. Usually, a differentiation takes
place into the priestly classes, the warriors and the peasants.
As always, those providing the most important basic necessities, are at the
bottom of the hierarchical ladder, and, the reason for this is the simple
fact, that the hardest and most unpleasant chores are "given" to those, who
can not "pass the buck" anymore to the classes below them. They are, therefore,
"stuck with the job". For this reason, the most back-breaking and least
beneficial positions in society are ocupied by those, who have little or
no say in society, and, they are often prisoners of war or imported
slaves.
It is important to emphasise, here, that the mechanisms of task-differentiation
and inter-dependence are, at least in the beginning, linked to a successful
ordening of the group into a hierarchial order. The processes of "economic
differentiation" are a much later development, and, they are based upon the
very important innovation of an essential "hierarchical equality", as well
as the freedom to carry-out a "voluntary exchange". As we have argued before,
such a voluntary exchange of goods and services is only possible between
people who are, in essence, equal to each other. A contact or exchange between
"unequals" is dictated by the stronger party and can, therefore, not be called
"voluntary".
The principles of modern, economic differentiations with their own hierarchical
order, as well as the inevitable trend towards the destruction of this necessary
ingredient of essential equality, are based upon a fundamental and consciously
implemented innovation. This innovation is an ingenious solution to the problems
associated with hierarchical stratification in the very large social groupings,
and, this innovation will become the focus of our attention in the next
chapter.
.......
Chapter 5
Content
A "stroke of genius"; the principle of "essential equality".
A solution that suggested itself, time and again.
A "code of law" is, in essence, a tacit and pragmatic recognition of the principle of essential equality.
The rational acceptance of a contract of essential equality is a fragile flower of benevolent insight.
Many factors have a tendency to undermine the mechanisms of a social contract.
Mechanisms of social decay.
The role of all-pervasive transparence.
Why there is a need to scrupulously adhere to, and enforce, the terms of a contract of essential equality.
Constitutional Guidelines, and their far-reaching influence.
Short-comings of a Revolutionary Elite, even, if their ideals are based on a contract of essential equality.
The fragmenting influence of a divided populace.
Communism is too rigid, and Western Democracies are too chaotic and unstructured to function as a model for viable future societies.
We have touched upon many of the problems that come to the fore when a social
grouping gets larger. The members have a difficult time knowing each other
intimately, and, we have seen, that this knowledge is necessary before a
hierarchical stratification can reflect, accurately, the relative capabilities,
strengths and weaknesses of the members. What a stroke of genius was it,
when a leader announced to his squabbling followers; "Look, from now on,
I will treat you all the same, and, I expect you to treat each other as
equals".
Certainly, this awareness would not arise so quickly or succinctly as has been stated here, but, time and again, harassed but successful and concerned leaderships must have come to the conclusion, that the settling of hierarchical disputes and the assignment of a hierarchical relationship between fighting members, was, in essence, a futile excercise and a waste of time. A harassed but successful leadership must have come to the conclusion, time and again, that the frequent hierarchical disputes were a severe burden and liability to the group as a whole. Time and again, the leaders must have felt, intuitively, that a true settlement within the larger community could only be made by declaring the existence of an essential equality between the disputing parties.
Already at the beginning of recorded history, when the growth of societies
led, for a number of reasons, to the establishment of ever enlarging settlements,
an elaborate and largely conscious "code of laws" must have sprung-up to
make such a grouping a more viable unit. Certainly, "laws" are rather abstract
generalisations, or statements of principle, and, we get the impression,
that, initially, the process of judging a dispute relied, heavily, on precedents.
Even now, the practice of law and the difficult task of interpreting a
generalised principle of law, relies, heavily, upon precedents.
I am not a historian, nor a lawyer, and, I do not pretend to be an expert
in either field. It is not my intention to trace the development of the
principles of law, as we can study them in the documents of history. I only
want to draw attention to the enormous significance of this "innovation";
the discovery of the possibility to settle a dispute by declaring the contestants
to be in a position of essential equality, and, to extend this principle
of equality to the equal treatment of all members of a social unit. After
all, the application of a principle of law implies, at least tacitly, that
all members exist in a status of "essential equality under the law".
Still, a certain stratification exists, because the leaders are, obviously,
more powerful and influential than ordinary citizens, and, there is also
a "lower" class of people; those, who are "new-comers", or, who have committed
offenses against society. Or, new-comers may have been recently brought into
the social environment as slaves or prisoners of war.
While the trends towards equal treatment under the law and a minimisation of hierarchical differences must have arisen, frequently, as a primarily intuitive solution to the problems of a complex and cumbersome hierarchical system, only, when the conscious mind of an intelligent leader was able to formulate the principles of equality as a succinct and verbalisable concept, do we see its real usefulness.
Only the rational concept of an essential equality under the law, or, under
the leadership of society, provides a conscious, deliberate and acceptable
alternative to the continuous search for the "appropriate hierarchical position".
A human being is capable of accepting a conscious contract of equality under
the law and equal treatment by the authorities, but, this acceptance is based
on a fragile attitude of rationality, which can easily be destroyed, whenever
the contract of essential equality has been broken, or, whenever people believe
that it has been broken. Then, suspicions raise their head, and the strife
for a competitive advantage resumes immediately.
In a way, the rise of special-interest groupings in our contemporary societies,
the fight for privileges and improved wages or salaries, the search for a
greater share of the "economic pie" and a more luxurious standard of living,
are a powerful, emotional and primitive reaction of suspicion and anger against
authorities and other, privileged segments of society. These privileged segments
are perceived to have broken this contract of essential equality and fairness
under the law.
When suspicions rise and the emotional turmoil becomes intense, the judgement
of the people becomes emotional. Then, people are usually justified in
concluding, that, somewhere along the line, corruption and egocentric
advantage-taking by officials and privileged people have spoiled the
relationships of trust, but, in their push for "reforms", demands easily
escalate to a point, where the relationships of equality and justice between
the various social groupings are torn-apart even further, adding more incidences
of injustice than they solve.
The emotional and rebellious instinct of egocentric advantage-taking only
breaks loose, after a prolonged build-up of frustration and anger, and, such
a course of events is nearly always highly destructive and chaotic, creating
horrors of injustice on their own. However, we have to acknowledge, that
the storm-clouds for this rebellion were usually visible for a long time,
and, that the failure to restore a measure of social justice and transparence
by the authorities, was the immediate cause for a violent rebellion.
Why does it seem nearly impossible for a leadership to correct trends towards
corruption and neglect, once they have begun? Why are so few leaderships
capable of recognising the fundamental problems of their society, and, if
they are able to recognise them, why have so few leaders the courage, or
the power, to institute the necessary reforms?
We have answered these questions before, and, they have to do with the mechanisms
of corruption and incompetence that beset the governments and bureaucratic
institutions of every complex society. We will not pursue this line of thought,
here, because we want to return to this epochal discovery of the possibility
to organise a much larger grouping of human beings into a viable and smoothly
functioning social unit, whenever the leadership is able to persuade the
members to cooperate with each other, and with the leadership, on the basis
of a "contract of essential equality".
Let us analyse, what this really means, because we can state, somewhat glibly,
if correctly, that harmony between a much larger grouping depends on a conscious
contract of essential equality between the members of a social entity, as
well as the principle of "equal treatment under the law". However, let us
examine, what sort of qualities are necessary before such a "contract" is
possible, and, let us analyse, what is necessary to keep such a contract
alive and well?
We will see, that the capabilities of intellectual comprehension by leaders
and members alike, have to be far advanced. We know, now, that all members
have to excercise a measure of control or self-discipline over their emotional
and instinctive reactions, and, we see, also, that the leadership, as well
as the members, have to acknowledge the need for a great deal of openness
or transparence in everything that is going-on in society. Everyone has to
be able to check, and see, whether or not everyone else is living-up to the
contract, just as the member himself is making a genuine and honest effort
to do so. In addition, there must be fair, effective and scrupulously impartial
mechanisms of judgement and "law enforcement" to ensure, that those, who
violate the contract of essential equality are quickly and efficiently brought
to trial.
No justice is possible, and, no contract can endure, if the society loses
the ability to seek-out rigorously, and without discrimination, all those,
whose actions and intentions are harmful to the social contract, and, it
is of the greatest importance that these mechanisms of judgement and
law-enforcement are applied with scrupulous impartiality to all people, followers
as well as leaders.
We all know, that this last condition is difficult to bring-about. How can
we force a leadership, who has the power to decree the way society functions,
to abide by the rules and regulations of a contract, in particular, when
such rules and regulations, or their application, may harm their own existential
interests? It is fairly easy to see, how a far-sighted leadership can persuade
and impose upon its followers a set of laws or rules of conduct, and, certainly,
many capable and natural leaders will intuitively acknowledge the need to
give a good example and adhere scrupulously to the rules they have set for
their people.
But, if there are conflicts of interest; if a leadership is coming under
severe criticisms; if leaders are challenged or besieged, it is natural that
they try to hold-on to their positions of power, and defend their status
and privilege. The temptation to align with those who flatter, and, to act
against those who criticise, is so natural and self-evident, that few people
will see anything wrong with it, but, in essence, such a polarisation of
the social environment between those who agree and those who disagree with
the leadership, destroys the essence of the social contract.
If leaderships and bureaucracies start to discriminate in any way between
those, who are considered to be loyal friends, and those, who are critics,
the principle of equal treatment under the law has been broken. "What leadership
does not discriminate between its friends and enemies?", you ask. What leadership
will surround itself with people who are highly critical of its actions and
decisions. Since governments and their bureaucracies have become major employers
in many modern societies, they exert a powerful influence on employment,
as well as the world of business enterprises, and it is logical, that, those,
who speak-out openly and forcefully against a prevailing government or
leadership, are always treated differently from those, who are
"friends".
On the basis of Constitutional Guidelines, a leadership should be prohibited from persecuting their critics aggressively, but, we can not deny the fact, that any polarisation of opinion, for or against the leadership, has a tendency to undermine this principle of equal treatment under the law. Certainly, employment opportunities are less for those who disagree with a leadership in power, but, an effort is usually made, at least, in societies that have recognised the need to safeguard the rights of those who dissent with a prevailing power-structure, to separate the judiciary, (the body that deals with the judgement and punishment of criminal wrong-doings), from the executive leadership of a country.
This principle of separation between the judiciary and the political leadership,
is essential, in spite of the fact, that a complete separation is not possible.
The judiciary is, after all, an institution that depends for its funding,
as well as for most of its appointments, on the government, and we see,
therefore, that the judiciary tends to align itself with the prevailing
power-structure, in particular, when "crimes against the State" have to be
dealt with.
Now, we can appreciate, why it is so imprtant to have a generally agreed-upon
set of explicit rules and regulations for society. This "Constitution" is,
not only, more powerful and more authoritative than the arbitrary judgements
of leaders or members of the judiciary, but, a Constitution should also spell-out
the rules and regulations for criticising, challenging and replacing a
leadership.
If such a generally accepted set of Constitutional rules and guidelines is
not available, the succession to the seat of power will necessarily remain
a rather chaotic and haphazard process, depending, in part, upon conventions
and relationships with a predecessor, and, in part, scuccession will depend
on contact with, and support from, the military, as well as the economic
elite, or, "the rich".
On the other hand, a revolutionary elite can take power, whenever it is able
to defeat the "reactionary forces of the right", but, the establishment of
a revolutionary elite and a strict social dogma invariably alienates and
frightens large segments of the population that did not belong to the most
impoverished segments of society. Even, if the revolutionary ideology professes
the ideals of a strict equality in opportunity and living standards for all,
its lack of tolerance for dissenting opinions will, inevitably, alienate
many people.
It is time for all of us, including members or supporters of a fervent
revolutionary elite, to reflect upon the fact, that it is not possible to
become the unassailable guardians of an absolute social dogma or the infallible
executors of a lofty Socialist Ideal. The problem is, that such a revolutionay
elite can only account to itself. As long as the ruling political party,
e.g., a Communist Party, is dominated by integer, wise and far-sighted people,
their rule will be beneficial for a large majority of the people, but, what
happens, if the Party falls into the hands of an ignorant, younger generation?
Infallibility is an extremely difficult dogma, which proved to be the un-doing
of the unity of the Christian Church, but, the Socialist Dogma of infallibility
can not even refer to a divine promise of support.
Regardless, what the virtues are of a strict Socialist Ideology, the rigid
but well-meant objectives lead, in the long run, to a divisive alienation
between the Party and the People. Certainly, many people, who are fervent
believers in the righteousness and justice of the ethical and political ideals
of strict Socialism, are, still, honest and good-willing citizens, but, their
naive faith in the absolute validity of a social doctrine, coupled with their
fear for a diversity of opinion and the inability to deal intellectually
with dissent, is a serious and fundamental draw-back to their efforts to
create a truly viable and just society.
Yet, many will argue, that a truly democratic input from a large number of
divided and opposing factions in society, only leads to stagnation and chaos,
and, that it makes effective government impossible. This is certainly true,
especially, if the underlying causes of hostility, resentment and suspicion
dividing a population into antagonistic factions, are allowed to persist
and dominate. Indeed, one can not hope to govern by democratic means a completely
fragmented group of people. The question is; do we unite the people first,
by force, and, then, give them, gradually, very gradually, a measure of
"self-determination", depending upon their "political maturity" and the
maintenance of social order, or, do we "persuade" the people to become united
by removing the causes of friction and strife; by providing exemplary leadership,
and, by leading the people into a state of informed awareness about their
civil responsibilities?
Most people will say, that the first method is the practical one, and, that
the latter represents a hopelessly naive model that has no chance of success.
If we look at history, carefully, and scrutinise, which leaders have made
contributions to the viability of mankind, we come to the conclusion, that,
the most viable leaderships always showed a mix of force and persuasion;
of exemplary behaviour and strong idealism, but, also, of realism and the
wisdom to know, that an ideology has to be able to adapt to changing
circumstances.
At the present time, it is my impression, that the social dogmas of Communism
are too rigid to cope successfully with the many problems of relative affluence
and prosperity that come to the fore, after a successul Revolution and a
period of Communist Rule, but, the Western Democracies are too chaotic and
unstructured to prevent a process of polarisation and decay into a rich,
dominating elite, on the one hand, and a large majority of impoverished and
ignorant people, on the other.
.......
Chapter 6
Content
A combination of force and persuasion.
Tactics to unify a conglomerate social entity.
The more we have, the more "conservative" we become.
Sensitivity to the beauty of an ideal, when growing-up in a privileged, carefree environment.
Mechanisms that destroy trust and fan anxieties.
The need to curb egocentric and fearful behaviour-patterns.
Why are we against a condition of social transparence?
Transparence has to be a two-way street.
Transparence is an essential tool to maintain an attitude of trust.
The fallacy of the concept of "national security".
Preparing people for a position of leadership.
Hypocritical attitudes in inter-national relationships.
The behaviour of a complex social unit is, often, more primitive than that of its constituent members.
The need to have balanced information at our finger-tips.
Bureaucratic institutions; the central nervous system of society.
A mandate to govern is not a "blank cheque".
The civic responsibility to supervise social leaderships and their institutions.
Throughout history, leaders have used a combination of force and persuasion
to unite an often diverse, unruly and arbitrary collection of peoples into
a more or less viable and functional, political unit. Force was usually the
"opening move" in their search for leadership and authority, and this force
was, and still is, a combination of military power and shifting alliances.
However, when the leadership had established itself, many rulers tried,
genuinely, to be good and responsible leaders for their peoples; at least,
for those, who did not oppose them.
The force of persuasion was used in a wide variety of efforts. There were
attempts to elevate the level of education and awareness, but, until very
recently, the educational effort was primarily religious in nature, and,
it was used to enhance the prestige and legitimacy of the authorities of
Church and State.
Often, people were united by being swept into a frenzy of communal hostility,
or a "holy war", against a common enemy, and, we still see incredible examples
of religious fanaticism and human sacrifice on the altars of warfare in our
contemporary societies. Often, the foe was not so much an alien society,
or a far-away Creed with strange and stringent demands, but, a group of
"subversives", who dared to oppose the established power-structures or the
prevailing social doctrines and religious beliefs.
The attention of the common people has frequently been side-tracked in an
effort to make them forget their rightful grievances against the establishment,
and, often, they have let themselves be goaded into communal hostilities
against alleged subversives who were considered to be undermining the "national
interest". It is still a favoured tactic for a beleaguered leadership to
focus the aggression and hostilities of a frustrated populace upon their
enemies, and, we see, therefore, even, in the more sophisticated and complex
societies, a curious mixture of primitive emotions and instinctive drives,
together with attempts to behave in a more rational manner.
The better a society has reached its goals and accomplished a measure of
well-being for the great majority of its citizens, the more rational and
understanding the atmosphere becomes, because a society that has a lot to
lose, is, naturally, reluctant to pick a fight. We can state this generalised
principle also in a different way. When people use their faculties of reason
and insight, they become better informed and more confident. A position of
security and confidence blunts the instincts of egocentric defensiveness,
and, it may make people more sensitive to the plight of others.
Let us remind ourselves, that "the rich" may feel very insecure, too, and, they are likely to behave, therefore, extremely egocentrically. As a rule, the privileged classes do not contribute to the well-being of everyone in society, because their position of privilege depends, all too often, on the oppression or subjugation of the "lower classes".
Most people, who are reasonably secure, confident and informed, are sensitive
to the beauty of the concept of a social contract of essential equality,
as we see in the attractiveness of Socialist Ideals for young people who
have grown-up in relatively privileged and sheltered conditions. However,
this sensitivity for the beauty of the ideals of social justice and essential
equality, is easily destroyed. Why? Primarily, because a period of relatively
care-free adolescence in our affluent societies comes quickly to an end,
and, it changes, then, into a rather intense, egocentric struggle for survival
in a highly competitive jungle, whenever the need has arisen to "make a living".
Many youths with a tendency to be idealistic Socialists become, unfortunately,
egocentric and narrow-minded strugglers in the rat-race of adult life.
In the affluent West, we can make an ironic and tragic observation. In spite
of all this affluence, there is a high level of frustration, insecurity and
a wounded sense of justice amongst a great majority of people who have to
struggle with never-ending anxieties and financial debts. We will not analyse
the many reasons for this, because we have done so before, but, we want to
emphasise the fact, that, security and tranquility foster a rational approach,
as well as a willingness to engage in a "social contract", but, a chronic
sense of frustration and insecurity makes people self-centered and oblivious
to the problems of other people. In such a society, the behaviour of people
gravitates, inevitably, to an emotional and primitive pattern, and, this
destroys the remnants of this vague social contract of essential equality
upon which much of the prosperity of Western affluence has been built.
Let us review, in a quick summary, the conditions, circumstances and developments
that lead to a balanced, rational and trusting relationship between people
and their leaderships, and, let us compare these conditions with the trends
that foster a return to primitive egocentric and suspicious attitudes. We
see, that the stimulation of the attitudes of parental care, loyalty and
mutual trust are essential, but the much larger society develops these attitudes,
only, after the "innovation", or break-through, of a social contract of essential
equality. It becomes clear, that the ideals of the social contract have to
include everyone, including the leaders, and, it is clear, that Constitutional
Guidelines are necessary to regulate the behaviour of the people and their
leaders. There has to be a genuine input from the people towards the election
of leaders and the functions of society, and, there has to be a strict equality
of treatment under the law for everyone.
There have to be channels of true accountability for the leadership, and,
it has to be possible to prevent the emergence of a powerful, privileged
elite, as well as erratic swings in the direction of social developments.
In spite of the many and obvious difficulties, it has to remain possible
to make sure, that, those in power adhere strictly to the letter and spirit
of the law.
Until now, we do not seem to be able to prevent the emergence of a powerful
elite that appropriates, eventually, a number of partially hidden privileges.
These, apparently inevitable trends towards secrecy, corruption, the hiding
of incompetence or honest mistakes, as well as the usurpation of powers and
privileges for personal gain, are the main reasons for the process of alienation
taking place between the people and their governments.
A periodic renewal of the leadership with the help of general, free and honest
elections, with a measure of political choice, seems to be one powerful way
to break this vicious cycle of inertia and corruption, but, the methods are
still crude, and, the results are incomplete. Often, the bureaucracy is immune
from such a political change, and, the elected leaders never get a real chance
to oversee and streamline the bureaucratic channels they have to work with.
On the other hand, if a new leadership brings-in a large number of "hand-picked"
bureaucrats, we see, also, many possibilities for nepotism, incompetence
and corruption.
The solution is, not so much, a periodic rotation of bureaucratic personnel,
but, a trend towards transparence and efficiency in the complex bureaucracies
of contemporary societies. Efficiency comes with transparence, because, if
we can all scrutinise each other's work and form a judgement about each other's
competence, then, there will be little opportunity or incentive to do a sloppy
job, to shirk responsibilities, to cut corners, or, to take advantage of
the position we occupy and the responsibilities we shoulder.
You may laugh at the idea of ever reaching such a high level of transparence
in society, but, we should not be surprised to learn, that, technically,
there are no serious obstacles any longer. Modern communications and computer
techniques make it literally possible for each and everyone of us to listen-in
to what is going-on around us. The main question is; do we want this? At
the present time, many of us are too concerned with the rights of privacy
and the possibility that modern listening devices and communications may
be used against us.
However, if transparence hurts us, we have, by definition, something to hide,
and, we are, then, engaged in something that is wrong, illegal, immoral,
shameful, or, just a little dishonest. The only justification for secrecy
may be the safeguarding of a certain "know-how" that is being used in a
competitive struggle with other businesses, but, then, good patent-laws should
be able to take care of such concerns.
We are still too pre-occupied with the specifics of our existence. We do
not want everyone to know, how much money we make, what we own, how much
we owe, how much we pay to others, and to whom we are indebted. We certainly
do not want to live "under surveillance", where every move we make, the people
we meet, the things we say, are recorded and scrutinised by government officials,
or, by people who want to profit from this information. Such worries and
attitudes are a sad commentary on the level of distrust that exists between
people in our affluent societies.
Under the present circumstances, where most people and groupings live in
a situation of distrust and competitiveness, transparence would indeed be
abused, and, we would be at a disadvantage in the competitive struggle, in
particular, if others could snoop upon us without our knowledge, and, without
the reciprocal ability to look into the facts and circumstances of someone
else, including the happenings and events taking place in a competing enterprise,
a bureaucracy, or any form of leadership.
Transparence has to be a two-way street. Unfortunately, most of us react
so emotionally to the idea of being watched and losing our privacy, that
we fail to recognise the possibilities for social justice that come with
a truly universal transparence in society.
Let us assume for a moment, that it is possible to increase the level of
transparence, gradually, throughout society, and, let us assume, that we
can concentrate, first of all, on a transparence in matters that concern
us all. Let us assume, that we also have the ability to make sure that no-one
can exploit information for egocentric purposes. Would such a transparence
not be a fantastic way to oversee government dealings, leadership decisions,
bureaucratic structures, as well as all other public affairs, financial
transactions, including the behaviour-patterns of people, whose activities
may be harmful to us, in one way or another?
We have discussed, many times, how important the concept of a social contract
really is. This contract should describe a number of rights and obligations
for everyone, in order to ensure, that everyone is treated equally; that
everyone has the same opportunities and receives the same protection and
treatment from the laws of society. This contract should spell-out certain
basic rights and guarantees, but, such a contract is useless, if we have
no way of ensuring that everyone lives-up to its terms. We will only be able
to continue to trust society and believe in its essential fairness, including
the promises of our leaders and their institutions, if we can verify, at
any time, that leaders and bureaucracies, neighbours and business enterprises,
are adhering to the terms of the social contract, and, that no-one is secretly
exploiting the system.
Is there a better way to foster and maintain these essential attitudes of
trust? We would quickly lose this attitude of trust, if we did not have the
ability to check on everything that may be of importance and interest to
us. If we have the privilege to scrutinise our neighbours and governments,
and determine for ourselves, whether or not they live-up to their civil and
official obligations, it is fair to expect, that our neighbours and govenments
want to check-up on us, as well.
In order to have access to all sorts of information, we will have to be willing
to provide, freely, all sorts of information about ourselves. If we think
about it, clearly, we come to the conclusion, that it is really not such
an awful price to sacrifice some of our privacy.
Why should we be concerned about letting "the world", or anyone interested,
know, how much we earn, how we live, to whom we owe money or have obligations,
what we own, whom our friends are, what, exactly, we do in life? Does it
really matter, if everyone else has to disclose the same type of information?
Does it really matter, if we can be sure, that, no-one can take an unscrupulous
advantage of such information? How can we be sure, that nobody exploits us,
you ask, and the answer is, simply, that transparence is, by itself, the
most formidable weapon against it's own abuse.
Should we not know, exactly, what our leaders are planning? I think, that
we should even have the right to know, what they are thinking and discussing
amongst themselves. Why should they hide behind the concept of "national
security" to keep a lot of things secret? Certainly, the level of transparence
will have to be matched, at least, to a reasonable extent, by other societies.
Peoples and societies all over the world should start a gradual but relentless
program towards a greater degree of transparence in all social inter-actions
and human affairs.
I agree, that this idea takes time to get used to, but, I am convinced, that,
eventually, we will all agree, that this is the only road to travel, if we
want to live in a state of peace and harmony. Many ambitious personalities,
who gain access to power by persuasion, promises and fair elections, or,
by the power of the gun, accentuate an unnecessary division between those,
who are for or against them, and, by implication, for or against the national
interest. These attitudes foster emotions of suspicion and hatred on a large,
even, international scale, and, the underlying reasons for these divisive
attitudes have to be clearly recognised.
We have to teach ambitious people, what their attitudes and role should be,
before they have a chance to become leaders. People have to be prepared for
a leadership position, before they are called-upon to care for a large
nation.
The social contract of essential equality applies to all people, including
leaders, because, in the future, we will understand, much better, that, all
leaders, of each and every society, have to lead their peoples in accordance
with a globally acceptable contract of social equality and universal
transparence.
It is hypocritical for any nation or leadership that is proud of its democratic
system, to accept and acknowledge a social leadership that has not been obtained
by a mandate from its people. At the present time, most democratic leaderships
do not even recognise the hypocrisy of their attitudes, because their concerns
do not really extend beyond the borders of their own nation.
As long as it is possible to obtain resources and other benefits from these
nations, nobody really cares, whether or not the leadership in another nation
is truly in the interests of its own people. As long as the "behaviour" of
these leaderships is "friendly" towards us, we will, not only, recognise
them, but, we will actively support them in order to continue the neo-colonial
benefits arising from such a cooperation, even, if it means, that we support
a regime that is oppressive and unjust towards its own people.
We adhere to a false and hypocritical concept to justify this situation of
gross injustice. This is the concept of "non-interference in the affairs
of another nation", because another nation is considered "sovereign", and
the people should "decide for themselves", how they want to be governed.
Often, the people are poor, oppressed, illiterate, and, they do not even
know that they are being exploited. Let us reflect, for a moment, on this
concept of "non-interference". Do we really think, that we are not interfering
in the affairs of another nation, if we support a regime that does not have
the general support of its people?
By and large, political inter-actions in international affairs still reflect
the law of the jungle, where each leadership seeks, egocentrically, what
it can get, and, it will make alliances or support other regimes, as long
as there is a benefit to be obtained.
Most leaderships are still so eager to send their citizens into the
battle-fields, if the "national pride", or, rather, the pride of the national
leaders, has been hurt. Even, the political leadership of an advanced and
"civilised" nation is, often, so primitive and egocentric, that we have a
long way to go, before we see a measure of truly ethical behaviour in the
relationships between nations.
In contrast, such ethical behaviour is often present between individuals
or small groupings. The reason, why the behaviour of a large group of people,
or, the behaviour of the leaders of such a large group, is always much more
primitive compared to the behaviour of a single individual, goes back to
the fact, that the large society, considered, here, as a "single organism",
is a far more primitive unit of behaviour, compared to the highly developed
and coherent society of cells that constitutes the essence of our individual
existence.
In order to make this tentative, poorly organised and barely surviving organism
of the large social entity a more responsive, responsible and viable unit,
we have to learn to create an adequate "central nervous system" for such
large social organisations. Then, our leaders will have a better idea about
what is going-on. They will have comprehensive and balanced information at
their fingertips, and, they will be able to monitor, carefully, the effects
of their decisions. Together with such enhanced behavioural capabilities
of the leadership, we will also see a better awareness of the nature and
purpose of overall political leadership.
It is useful to compare the leadership structure, together with its bureacratic
channels, to the central nervous system of a living organism, and, we have
explored this imagery before. Here, we want to emphasise the concept, that
the behaviour of a leadership, as well as the formulation of its goals, or
the nature of its existence, should not be a matter of chance; to be left
to the discretion of the leadership that happens to be in power. Each one
of us has to accept the responsibility to think about the requirements of
beneficial social leadership, because it is becoming increasingly clear,
that, competent and responsible leadership is only possible, if these leaders
receive a precise mandate and clear instructions from the people and the
social environment in which they have grown-up.
However, a mandate to lead is not a "blank cheque", where we, ordinary citizens,
are relieved from the responsibility to be involved in government, after
we have cast our vote. There should be a continuous contact and dialogue
between the people and their leaders, ensuring, not only, that the leadership
remains in contact with the people, but, providing also an opportunity for
the leadership to excercise its influence; to teach the people the insights
they have acquired from their experiences, and, to help the people reform,
rethink and re-model, in a continous evolutionary process, the overall
Constitutional Guidelines of society.
Just as the leadership is always tempted, once in power, to "go it alone",
to make decisions, to utter statements, and, to issue policies on behalf
of the people, without really consulting them or their elected representatives,
so are the people inclined to leave the business of thinking, governing and
making a decision, to a select few. Neither trend is healthy, and, either
trend leads to serious difficulties in the long run.
.......
Chapter 7
Content
A brief review of desirable leadership institutions.
Avoiding a dead-lock in social relationships by controling the mechanisms of suspicion and hostility.
Solving social tensions by listening carefully to grievances and correcting situations of injustice.
True cooperation is only possible between people in a position of essential equality.
Peace; a "frozen status-quo"?
Thinking clearly and honestly about the meaning of social justice.
A comparison with small-scale social attitudes and mechanisms.
Both sides always contribute to a dispute.
All leadership discussions should be carried-out in public.
A limit to the right to declare war and initiate hostilities.
The tool of exerting international pressures and sanctions.
Re-thinking the concepts of sovereignty and non-interference.
The question of "territorial integrity".
The political leadership of a nation should be elected by the people, either
in a direct election, where the people vote for a number of candidates who
are seeking a mandate to lead the nation as a whole, or, indirectly, through
the election of delegates representing a number of political Parties. The
leading political Party, or a coalition of political Parties, may then form
a government, depending on the ability to obtain the support of a majority
of the elected representatives in Parliament. I believe, that, either system
is a viable form of elected leadership and popular representation, and, both
systems have a number of advantages and disadvantages.
The main cause for failure amongst democratically elected governments is
the lack of unity in purpose and perception, which stems from deep divisions
amongst the population. If the nation is nothing more than a conglomerate
of fragmented enclaves, political Parties, or ethnic groupings that are in
a state of perpetual turmoil and conflict, short, perhaps, of open warfare,
it is logical, that the elected representatives will reflect this divisive
atmosphere. Under these conditions, a democratically elected leadership becomes
paralysed and is unable to accomplish anything.
How are we going to avoid such a situation? Primarily, by reducing the causes
for mutual hostility and suspicion, and, by teaching the people, that their
future and survival lie in cooperation and not in fighting. Often, there
are deep feelings of resentment beween antagonistic ethnic groupings, based
upon gross injustices of the past. Perhaps, one segment of the population
has been subjugated not so long ago, and, it is impossible for these people
to accept the idea, that they should remain a part of the national or political
entity.
Perhaps, a part of the population is poor and exploited, and, the power and
privileges of an "upper crust" distorts the democratic process, because the
power of money determines, so often, the chances of success during the electoral
process. Logically, peace and cooperation are not possible until Constitutional
Guidelines have come into effect, redressing the balance of powers and
guaranteeing a truly democratic political leadership.
If serious attempts are made to solve, first, the many incidences of injustice,
the grievances of many groupings against each other will diminish. If the
practices of exploitation and domination are replaced by a truly effective
application of the principles of justice and essential equality for all,
individuals and groupings alike will find it possible to cooperate with each
other.
True cooperation is only possible between equals, who have resolved the remaining
tensions of hostility and suspicion, as well as the effects of previous acts
of injustice. Then, reason and common-sense will prevail, and, I am convinced,
that it is, then, possible to have even the most divergent groupings of people
cooperate with each other. Then, contacts are possible across widely varying
cultural codes and ethnic entities, as long as each party is convinced, that
it is talking and communicating as an equal to someone else. As long as there
are grave disparities, there will be injustices, and, there can be no trust
and cooperation.
This is the reason, why there can be no cooperation between the rich and
the poor. As long as leaderships and dominant elites exploit the people under
them, there can be no solution to the problems of disparity. There will only
be resentment and rebellion, and, democracy will not work.
Most people of good-will like to see, genuinely, a "Peace on Earth", but,
they fail to understand, that the severity of existing disparities and
injustices, means, that their wish merely represents a "peace", where the
status-quo of a privileged position is frozen in their favour. As long as
the privileged classes want "peace" by freezing an advantageous status-quo,
they are deluding themselves, and, they are only unjust dreamers, who do
not contribute one iota to solving the problems of social injustice.
As a matter of fact, these dreamers are contributing to a prolongation of
the situation of injustice by blocking the forces that are trying to resolve,
often by violent means, a situation of injustice. As long as we still accept,
naively, that a position of privilege represents an absolute right or truth,
we will not understand the meaning of peaceful co-existence under conditions
of justice and essential equality.
We all share the responsibility to think, clearly and honestly, about the
meaning of social justice. We have to ask ourselves, what sort of behaviour
will be necessary to create and maintain a condition of social justice. For
this reason, we have to teach our leaders, not only, the essence of being
contributing and responsible citizens, but, we also have to give them clear
guidelines how to behave. If they violate these guidelines, the right to
lead society should be taken away from them.
As ordinary citizens and members of a family, we try to create an atmosphere
of care and concern, but, also, of equality and transparence between the
members of our family, and, we are perfectly justified to expect, that our
national leaders will show exactly the same attitudes of care and concern,
transparence and equality, towards their family of "the nation as a whole".
If we can settle disputes with our neighbour in a peaceful and rational manner,
by first trying to solve the dispute with a dialogue, and, if this proves
impossible, by giving the dispute in the hands of a judge, we may expect
our national leaders to do the same, when involved in international
disputes.
We should make it perfectly clear to each and every political leadership
candidate of every nation in the world, that, none of them has been given
a mandate by their peoples to start a war. A political leadership should
not be allowed to influence and manipulate the reporting of news. The temptation
is too great for leaders to make their peoples believe, that the nation is
an innocent victim of treacherous and unprovoked aggression. We, ordinary
people, should know better. Every time we look, as an outsider, at a fight
between people, we see, that a long series of events has led to a rapidly
escalating attitude of resentment and suspicion. The accusations that fly
back and forth are always partially true and partially false, and, every
accusation represents only one side or one particular aspect of a situation
of conflict.
Often, hostile propaganda distorts the truth to such an extent, that each
side believes the other side to be entirely to blame for the dispute. We
know better. We know, that both sides always contribute to a dispute. Certainly,
one party may be more aggressive, or, it may try to exploit the weakness
of an adversary, but, a thorough analysis of all the facts and events by
an impartial outsider can produce a judgement, as well as a practical solution,
that is rational and balanced. It may not be completely palatable to either
side, but, in the long run, everyone should be able to agree, that the acceptance
of a judicial settlement of a dispute is far preferable to an all-out armed
confrontation, where each side will send its citizens into battle.
Whenever people are given a chance to digest balanced and soberly presented
information about a conflict-situation in a calm and rational frame of mind,
before attitudes have been hardened by a series of mutual hostilities, I
am convinced, that no-one will opt for combat. After all, ordinary people
will have to do the fighting, while the politicians and generals "direct
the show" from their safe hiding places. Let us not be fooled by them any
longer. We have been fooled long enough. Let us tell our leaders, clearly,
in the form of explicit Constitutional Guidelines, that they are not allowed
to engage in an act of hostility towards other countries, unless a two-thirds
majority of the electorate has given them the power to do so, in a national
referendum.
Political leaderships should not even have the power, or the right, to criticise
another leadership or nation. If a critical stance or condemnation of the
actions of another country is in order, it should again have the backing
of a full two-thirds of the population, and, a complaint or critical stance
should be referred, at the same time, to a competent forum able to initiate
a process of international arbitration.
We should tell our leaders that disputes between nations have to be settled
by judicial means, and, we should start to build a competent forum of
international opinion to judge and settle disputes, even, if it remains difficult
to enforce such settlements in an age of super-power rivalry and global spheres
of influence.
All discussions between and within leaderships should be open, and, these
discussions should be monitored by the news media. The news media should
be able to analyse, carefully and objectively, all happenings and events,
and, they should, of course, be completely independent from political pressures.
However, these news-media should conform to carefully designed international
standards of competence and objectivity, which have to be constitutionally
enshrined, just like the duties of the judiciary and the functions of the
political leadership itself.
If we say, that a political leadership is not allowed to declare wars, or,
to engage in hostile acts of propaganda against another leadership or foreign
nation, we do not mean to say, that political leaderships do not have the
right, or, even, the obligation, to make sure, that each leadership is behaving
according to international rules of conduct. Therefore, a leadership should
not "tolerate", recognise, or deal with any leadership, unless it has a proper
mandate from its own people.
Just as each citizen has a duty to report, if one is aware of practices of
fraud or exploitation, so does each national leadership have the duty to
report to the international community, if it is aware of violations in the
accepted standards of behaviour by another leadership.
Does this mean that we are looking forward towards a standard global
Constitution? Certainly, this is the ultimate goal, and, every leadership
with a proper mandate from its people has a duty to engage in a continuous
dialogue with its people to see, what the people think about such a Constitution.
These leaderships should discuss the various Constitutional Proposals with
each other in an international forum, and, they have to look for a common
framework of ideas and guidelines, which could be acceptable to
everyone.
Such a common Constitutional Framework will be impossible as long as there
are great disparities, and, so many leaderships do not even have a true popular
mandate for the powers they excercise. Once a great majority of the leaders
have an acceptable popular mandate and agree about a basic Constitutional
Framework, the other nations should be "persuaded", by international pressures,
to enter into a serious dialogue about accepting such a package of Constitutional
Guidelines for their own societies.
While we should be careful to avoid dictating to other societies a specific
Constitutional Code, I feel, that we are perfectly justified in pressuring
all leaderships to have, at least, a fair mandate from their people. Once
all nations on earth have a good and honest dialogue going between the people
and their leaders, we have already made a giant step towards solving the
apparently intractable problems of disparity and social injustice.
Let us forget about the simplistic arguments of the privileged, who say;
"We have worked hard for our possessions and affluence. Let others also work
hard for the realisation of their material goals". I assure you, that there
is no "harder work" than trying to survive in conditions of abject poverty,
and, anyone who fails to believe this, should expose him- or herself to the
living conditions of the poor, and judge for him- or herself.
It is obvious, that our contemporary concepts of "sovereignty" and
"non-interference in the affairs of other nations", are ideas that will require
a significant modification. Our present concepts are, by and large, shallow,
and they are used and abused by political leaderships. The idea of absolute
national sovereignty is, often, abused to give vent to anxieties and angry
feelings, whenever leaders feel threatened in their pride or security, or,
it is used as an excuse to do nothing when a "friendly government" is engaged
in a power-struggle with its own people.
Under the guise of infringement upon territorial sovereignty, national leaders
wage wars and send their citizens to the battle-fields. For what? Often,
just to sooth a wounded pride. The idea of non-interference is largely used
to shirk the responsibilities of taking a stand against a leadership that
does not have a proper mandate from its own people, and is soliciting the
support of powerful leaderships of other nations by acting in their interests.
The end-result is, often, a gigantic exploitation of the peoples in poorer
and under-developed countries, where a corrupt leadership reaps all the benefits.
To maintain their positions of advantage and privilege, they often have to
resort to a brutal suppression of all opposition and criticisms.
Let us take a sober look at the idea of absolute national sovereignty and
the practice of non-interference in each other's affairs. You and I, as citizens
of a nation, are we entirely sovereign? Can we do as we please and cry
"sovereignty", or, "interference", every time someone else criticises us
for our selfish and rude behaviour? Of course not. If we see one of our
neighbours mistreat his children, are we going to adopt the attitude, that
"we should not interfere in his affairs"? Of course not, because such an
attitude is unethical, and, it would rightly be called a case of criminal
negligence or criminal disregard for civil duties and responsibilities.
If we do interfere, we do so, entirely, because we feel, that someone else's
rights are being abused, and, we do not interfere with the objective to gain
a personal advantage. If we do, we are guilty of a crime, and, we should
be severely reprimanded for trying to abuse the weakness and vulnerability
of someone else.
Exactly the same attitudes should prevail in international contacts, and,
if we teach and train our future leaders properly; if we select them carefully
and weed-out those, whose prime motivation for seeking a position of leadership
is a lust for power, and, if we have a set of clear guidelines for our political
leaders, then, we can look with less anxiety at the behaviour of powerful
national leaderships.
You may ask me, whether or not "territorial integrity" should be an inalienable right of a nation. Is a leadership justified to respond with anger and belligerence, whenever its territorial integrity or sovereignty are being challenged? In answer, I would like to remind you of the haphazard historical events of conquest and defeat, as well as the arbitrary status-quo of a nation that happens to be "recognised" as an independent unit, at a particular time. Any nation contains significant elements in its population that have been oppressed, conquered or exploitated, at one time or another. If a nation happens to exist, largely, by virtue of economic or military dominance, why should we consider such a nation as a legitimate territorial or national entity?
Unfortunately, the question of "territorial integrity" appeals to the most
basic and strongly possessive instincts of leaders and citizens alike, and,
we see, invariably, that many people are willing to sacrifice everything,
including the lives of thousands of their country-men, whenever leaders,
and the people, think, that the rights and pride of the nation have been
trampled upon.
We have to tell and teach our leaders that they have no right to "appropriate"
the territory that happens to fall under their jurisdiction, nor have citizens
a right to advocate belligerent actions and attitudes of hostility, when
existing territorial boundaries of the national entity are being questioned
or challenged.
.......
Chapter 8
Content
A discussion of territorial integrity and national boundaries.
A plea for large-scale national and territorial adjustments.
Abandoning the concept of claiming national or regional property rights over natural resources.
Those, who are successful have worked hard, but, the poor work even harder, just to survive.
We, the people, have to encourage the process of leadership integration by encouraging the principles and implementation of "global federalism".
Learning from common-sense examples.
Learning to distinguish between what we need, and, what we would like to have.
A frugal society, with an accent upon social justice.
Learning to manage economic affairs on a national and international scale.
A shift in basic motivations.
The entrapment of affluence.
Functions and requirements for future Constitutional Guidelines.
The inability to pay-off, or write-off, the debts of pollution and environmental deterioration.
We have a lot less to be proud of than we think.
National boundaries should never be considered immutable or unquestionable
entities, because the vagaries of fortune and misfortune make a mockery of
every legal argument. The other reason for disregarding the sanctity of national
boundaries, is the fact, that the trends of future viability point towards
an ever-increasing level of national inter-dependence, including the blurring
of national boundaries in favour of large, federated Regions, integrating
the members of mankind into a global society.
Territorial boundaries may have to change radically in order to re-dress
long-standing grievances and injustices. For example, people, who belong
culturally and linguistically to the same ethnic grouping, may have become
scattered and divided between competing or warring neighbours. If there are
still significant remnants of these people living in a particular area, these
peoples should have the right, as well as the opportunity, to establish a
national entity that includes the territories they occupy.
Many national boundaries are awkward and arbitrary, and, a broadly based
referendum should be held in all territories and ethnic groupings, which
have become divided over different political or national entities. As a rule,
the belligerent and vocal national leaderships reject such notions of ethnic
self-rule as outright subversive, as well as a betrayal of the unquestioned
sanctity of their national integrity. Some nations have such a mixture of
culturally and ethnically diverse groupings, that there is a good argument
for breaking-up these nations into a series of smaller political entities
that are racially, culturally and ethnically more homogeneous. Of course,
every national political leadership will reject such suggestions fiercely,
because it feels threatened, and, no leadership likes to see its position
abolished or diminished in importance. Let us not forget, however, that ordinary
people give the mandate of leadership to their leaders, and, if the people
want to, they can also remove this mandate and declare, that the make-up
of a national entity should be changed.
We see, then, on the one hand, a tendency for national entities to become
fuzzy, and, a number of them should indeed fuse, break-up or re-constitute
into a different pattern, in order to ease the tensions of injustice, past
conquests, and current patterns of domination. At the same time, all regions,
newly formed nations, and other social units, should develop towards a true
world-federation, because the principles of justice and equality for all
require, that the terrestial resources, as well as the environmental chores,
will become a matter of joint ownership and shared responsibilities.
We should abandon the notion, that, we, as a group or a nation, have absolute
property rights in and over the region we have established ourselves in.
We have to relinquish the strong tendency to adhere communally to our
territories, and, we should adopt an attitude of sharing resources and
responsibilities on a global scale.
Certainly, things we have built-up, a farm, a homestead, or a house, as well
as all artifacts that have taken a considerable effort to build or acquire,
are much more rightly claimed as "the property" of an individual or a group,
but, even, then, the principles of a world-wide social contract of equality
will pressure us to share what we have, regardless, how hard we, or our
forefathers, have worked for our property. As we mentioned, we should never
forget, that those, who have survived severe poverty and deprivation, have
slaved even harder, just to stay alive. They have suffered much more, often,
through no fault of their own, but, merely, because of the misfortune to
have been born into poverty.
We do not advocate, that the poor, once they have organised themselves and
become powerful, should take, by force, from those, who have more. Such attitudes
and practices only contribute to a new set of unjust circumstances, and,
besides, they excite justified anxieties and a powerful resistance in those,
who are fearful of losing everything they have worked for. We can not blame
them, then, for defending themselves, and revolutionary impatience is, therefore,
rarely a satisfactory or efficient method for just change.
We should persistently work for changes towards a greater degree of social
justice, but, at the same time, we should not forget, that, those, who are
chronically hungry, or live under severe tensions of injustice, do not have
an inexhaustible amount of time and patience.
The real answer to the problems of unjust circumstances is, of course, to
recognise them well before they reach a crisis point; to recognise them,
and start doing something about them, well before we are forced to do so.
This point seems to be lost on most leaderships, as well as most people,
because it is so tempting to sit back, relax and do nothing, until we are
forced to react to a crisis.
We have to recognise, much more clearly, that "management by crisis" is an
extremely poor, primitive and inefficient way to deal with problems, and,
we have to enshrine in our Constitutional Guidelines the obligation to make
a serious attempt, at all times, to anticipate the major trouble spots or
areas of friction within a social entity. Genuine and serious efforts have
to be made on an on-going basis, in order to solve problems, before they
erupt into violent confrontations.
Is it really so strange to question and challenge the concepts of absolute
and inalienable territorial integrity and sovereignty? Look at our social
"sub-structures". We all live, without any difficulties, with the fact, that
municipal and provincial authorities do not have absolute jurisdiction over
their territories, and, most of us would be highly up-set, if these leaderships
would behave as if they had an absolute jurisdiction over their territories.
We would rightly say to them; "You are overstepping the boundaries of your
mandate. If you do not behave, we will remove you from office".
We should learn to look at our national leaderships with the same attitudes.
We, the people, should transfer, gradually, the jurisdiction over our national
territories to a "world-body" of public opinion, and, we should tell our
national leaders to become concerned and civilised "world citizens". Just
as we do not want to be told by municipal or provincial governments, that
we can not cross this or that boundary within the confines of our nation,
so should we, citizens of one world, pressure our national leaderships to
start fusing into large, federated entities or Regions.
We should instruct them to begin serious work on a program to reduce disparity
and injustice. We, who live in the pivileged and affluent sectors of the
world, should recognise, that such a change towards real global justice and
essential equality is going to require a significant change in our attitudes
and life-style. Gone are the days, that we could dream of ever-rising
expectations of material luxuries, and, that we could consume ever more goods
and services. Just as a family is careful not to waste its supplies, whenever
it sees a lean period or a harsh winter coming, so do we have to recognise
the severe limitations in foods, resources, energy and other items, when
we consider the needs of mankind on a global scale. We have to accept the
principle, that the peoples of the world have a right to obtain a basic minimum
standard of living in food, health, education and access to basic rights,
as well as dignified treatment under the laws of society, before we, who
are more privileged, can consume at a somewhat higher level of
affluence.
We have to recognise, that an affluent life-style under current conditions
of disparity, as well as the tendency to stimulate "the economy" in order
to solve social tensions, are, in essence, aggravating an unjust situation
of major disparities between the various segments of mankind. If we fail
to recognise this, we are not going to make any progress towards a truly
acceptable way of life all over the globe.
All our gestures of good-will, all our good intentions and expressions of
concern about the peoples of the world and the future of human existence,
are in vain, if they are not based upon a truly meaningful effort to reduce
and eliminate the desperate disparities of poverty, ignorance and unhealthy
living conditions.
Let us face-up, squarely, to the real problems that face us, whenever we
look at the conditions of mankind on a global scale, and, let us recognise,
that, any attempt to hold-on to a position of privilege is an injustice that
is bound to end in warfare and devastation.
It is about time, that we learn to make a clear distinction between what
we need to survive in a state of health, and, what we would like to have
to make life more enjoyable. Our first objective should be to make sure,
that everyone has, at least, a chance to enjoy the basic necessities of life,
and, then, we consider what is left over, and, we will carefully consider
the question, whether or not it is prudent to give ourselves a few
luxuries.
Certainly, what are basic necessities and what are luxuries, will be subjects
for a long debate, and, we will shift our priorities and view-points as we
change the perception of the realities around us. Included in the definition
of "basic necessities" will be a minimum standard of education and access
to essential information. If everyone shares in a condition of informed
well-being, we may lose this obsession to consume and acquire
"luxuries".
In a frugal society, the accent of concern will be upon conditions of social
justice. There will be no room for the wasteful consequences of unbridled
free-enterprise. If you are the owner of a farm, are you going to tell your
children, that, each one of them has to fulfill his or her duties, or, are
you going to let them do whatever they like? Certainly, if they have good
ideas, you are going to listen to them, and, ideally, the plans for the
management of the family-farm come-about as a result of open and frank
discussions between you and your children. In this way, everyone can experience
the fairness and usefulness of the tasks one has been given.
It should be the same in the societies of the future, but, let us add, here,
that governments and leaderships should not lightly take-over the tasks of
managing a country and all its economic mechanisms, without first equipping
themselves with the knowledge and expertise to do it well and
efficiently.
We need, first, this essential central nervous system of communication networks
and computerised centra for the gathering and processing of data, as well
as the distribution of all sorts of information, before governments and their
bureaucracies can be competent and know the consequences of what they are
doing. Eventually, when extensive, world-wide networks of communication and
the exchange of information have become a reality, we will see a globally
managed and expertly directed world economy.
It is true, that our ability to explore ways of doing things on one's own
initiative, is a powerful stimulus to innovation and progress, and, these
factors have laid the basis for most human achievements, so far, but we should
be able to recognise the fact, that the costs of such an individualistic
approach to innovative behaviour are getting increasingly higher. The costs
manifest themselves, not only, in the practice of consumerism, or the manufacture
of many unnecessary products, but, we will also recognise, in retrospect,
that the mechanisms of a competitive, free-enterprise philosophy, are, in
essence, detrimental to the requirements of social integration. They are
detrimental, primarily, as a result of the inevitable tendency to polarisation
between the rich and the poor, or the successful and less successful, which
comes with too large a measure of freedom in enterprising activities. In
addition, the costs in resource depletion, pollution problems and unnecessary
disparities have become intolerable, and, we can trace these problems and
developments to the enterprising spirit of the individual, who sees an
opportunity to "make money".
The incentive to work has to shift from an egocentric orientation with the
lure of gaining personal wealth or privileges, to a more idealistic and socially
oriented attitude, where insight and knowledge encourage the individual to
cooperate with others; to be careful and frugal, and, to be willing to work
hard and solve problems. We are becoming increasingly aware of the fact,
that we have to behave in this way in order to survive.
These ideas may sound fantastic and utopian to anyone who has grown-up in
the tacit assumptions of an affluent and competitive "free-enterprise" society,
but, everyone should be able to recognise from experiences with a competitive
team-sport, or, the efforts needed to cope with an emergency situation, that
survival is a powerful and effective incentive to start working
together.
The incentive of competitive free-enterprise was a useful "luxury" that could
be tolerated under special circumstances. Those circumstances of nearly unlimited
territorial or economic expansion have disappeared, and, we see, that the
consequences of unbridled free-enterprise activities are always leading to
a detrimental polarisation of the population in social entities that lack
the possibilities for further economic or territorial expansion.
We have to acknowledge, that, a sudden, catastrophic devastation of human
life is now a distinct possibility, whenever an unstable elite in a position
of power, initiates, willingly or unwillingly, the nuclear holocaust. Perhaps,
we have to have a "taste" of it, now and then, in the form of an accidental
detonation of a nuclear war-head, an attack of nuclear terrorism, or the
gigantic environmental contamination caused by an exploding nuclear
power-reactor. We need such events to remind us about the reality, that man
and his world are fragile structures, indeed.
We will not pursue, here, the images of a nuclear holocaust. Let us go back
to the safeguards we can put into effect by regulating, carefully, the behaviour
of our leaders, and, by making sure, that we all, citizens and leaders alike,
learn enough about ourselves and our environment to realise the dangers we
face.
It is sad to see the waste and ignorance in our affluent societies. In the
midst of useless and unnecessary luxuries, most people live a life of chronic
entrapment, because they have been lured by a generation of pernicious
advertising to spend everything they earn, and, besides, they are deeply
in debt. A large part of their income goes to paying-off these debts and
their interest charges, and, we see the scandalous situation, where people
in the affluent societies complain that they can not make ends meet with
a weakly or monthly income that would buy a citizen in a less privileged
country, a year of heavenly freedom from want.
Indeed, many people in the affluent societies, especially, in the cities,
live as prisoners. They are enslaved to their creditors, and, their days
go by in a monotony of chronic frustration and resentment. Yet, in the back
of their minds, they know, that it is their own fault that they have been
trapped, because they have let themselves be lured by the constant pressures
of advertisement and consumerist propaganda.
Future societies will have recognised the dangers of continuously rising
expectations, the falsehoods of advertising, and the needs of hungry, Capitalist
enterprises. Yet, we see, that the appeal to basic instincts is so strong,
that most lesser developed nations, including those living already with a
strict Socialist Doctrine of essential equality, still fall prey to the glamour
of consumerist entrapments.
Of course, these trends are understandable. If one member of a family has
everything, and, if the others can only gawk and gaze in amazement and envy
at the glamorous goodies of the "rich uncle", it is natural, that they want
these goodies, too. Only, if everyone has the same, or, nearly the same standard
of living, and, only, if disparities are rigorously controled and prevented
from developing, will it be possible to live in a peaceful atmosphere of
contentment and happiness, in spite of frugal, or, even, harsh
conditions.
The Constitutional Guidelines of future societies will have to regulate,
very carefully, the tolerable spread in living conditions between people
within a nation or region, as well as between the various regions themselves.
Capitalism, as we know it today, will have disappeared, but, we still have
to safeguard against the burdens of borrowing. It should not be necessary
for people, or societies, to borrow large sums of money for which they will
have to enslave themselves for years to come. Neither is it fair to default
on a loan, or to encourage an inflationary devaluation of a currency, because
the lender will be robbed of his assets or earnings.
We should recognise, clearly, the long-term consequences of borrowing large
sums of money and paying interest-charges. This is the reason, why Constitutional
Guidelines of the future societies will curtail, drastically, the practice
of large-scale borrowings, for the individual as well as for society as a
whole. It will not be possible, anymore, for leaderships and governments
to borrow and borrow, and, leave their successors and the following generations
with the burdens of unpaid debts. The limit of an individual's debt, as well
as a nation's debt, should, probably, be set at half a year's income.
The debts of pollution, of damage to the environment, and, in particular,
the unsolved technical problems of disposing nuclear waste and other, highly
toxic substances, are an unfair and irresponsible burden upon future generations.
It is unfair, and irresponsible, to saddle them with a problem we have no
solution for ourselves. Such a practice should be considered illegal and
a crime. I am convinced, that, future generations will consider our present
practices and attitudes as criminal. We are still adding to the burdens of
unsolved problems, and, we have not even begun to acknowledge the real extent
of the problems we have already created; burdens and problems, future generations
will have to face.
While future generations may consider us criminally ignorant and selfish,
they will probably understand us better than we understand ourselves, today,
and, they may smile a rather rueful smile, whenever they recall our brazen
confidence in technological progress, as well as our complacent acceptance
of commercial "brain-washing", or "mind-pollution".
We have probably a lot less to be proud of than we think, in spite of the
fact, that we have lived at a time of very rapid technological advances.
Yet, at the same time, future historians will also recognise, that the beginnings
of a change towards a more sensible life-style and a healthier approach to
social problems arose, somewhere, in those same dark ages of social ignorance,
greedy consumerism, and irresponsible pollution. At some time in the history
of man, the voices of a different philosophy became more coherent and succinct,
and, these voices led the way to a "quiet revolution" in political leadership
and public awareness.
The technological explosion that made nuclear power-plants and war-heads
possible, also discovered the possibilities of the micro-processor, and,
with the help of this basic "chip", people constructed, eventually, this
social nervous system that allowed the growth of a truly comprehensive
information-gathering and -processing system. It also allowed a practical
realisation of the ideals of a corruption proof bureaucracy and a universal
transparence in all complex transactions and social events. These technological
innovations provided the foundation for the spread of a life-saving insight
and attitude, and, the philosophy of life can be summarised as an awareness
of the need for social justice and frugal living conditions on a global
scale.
Perhaps, the crux of a universally acceptable definition and practice of
justice on a global scale will be an acute awareness of this fine distinction
between the legitimate "fight" to correct a situation of injustice, and the
precise knowledge, where this fight deteriorates into an opportunistic grab
to get a little more than we deserve.
If we can learn to recognise this point, with precision, whenever we are
fighting for our rights, we will have made a significant contribution to
the reality of a globally accepted and implemented condition of "social
justice".
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Summary
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